Prosecution Insights
Last updated: April 19, 2026
Application No. 18/468,511

ADAPTER TO EXCAVATOR LIP MOUNTING WITH ENHANCED SERVICE LIFE

Non-Final OA §102
Filed
Sep 15, 2023
Examiner
PEZZUTO, ROBERT ERIC
Art Unit
3671
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Black Cat Wear Parts Ltd.
OA Round
1 (Non-Final)
85%
Grant Probability
Favorable
1-2
OA Rounds
2y 4m
To Grant
94%
With Interview

Examiner Intelligence

Grants 85% — above average
85%
Career Allow Rate
1085 granted / 1274 resolved
+33.2% vs TC avg
Moderate +9% lift
Without
With
+9.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
33 currently pending
Career history
1307
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
30.7%
-9.3% vs TC avg
§102
34.6%
-5.4% vs TC avg
§112
26.7%
-13.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1274 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The information disclosure statements (IDS) submitted on February 7, 2025 and December 17, 2025 are in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-5 and 8-10 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Hankland et al. (USPGPub 20220243428). Regarding claim 1: Hankland discloses a wear component assembly (as seen in figures 1-21) for use with a material handling implement, the wear component assembly comprising: a forward stabilizer (as seen in figure 3, at 22, figure 5A and figure 6) configured to attach to a forward end of a lip of the material handling implement (as seen in figure 4A, via weld “W”), the forward stabilizer comprising first and second inwardly facing abutment surfaces (as seen in figure 5A, at 51a and 51b), in which the first and second inwardly facing abutment surfaces are configured to engage respective first and second outwardly facing abutment surfaces (as seen in figure 10, at 65a and 65b) formed in an adapter to thereby limit lateral movement of the adapter on the material handling implement lip (page 6, paragraph [0085]). Regarding claims 2 and 3: Hankland discloses the wear component assembly of claim 1. Further, Hankland discloses the forward stabilizer comprising a recess/opening formed therein (as seen in figure 6, at 22a’), the recess being configured to receive a protrusion that extends forward from the lip of the material handling implement (page 4, paragraph [0067]). Regarding claim 4: Hankland discloses the wear component assembly of claim 3. Further, Hankland discloses the protrusion comprises third and fourth outwardly facing abutment surfaces formed thereon (as seen in figure 17, at 2010 and 2012), the third and fourth outwardly facing abutment surfaces being configured to engage respective third and fourth inwardly facing abutment surfaces formed in the adapter (page 4, paragraph [0067], lines 10-13). Regarding claim 5: Hankland discloses the wear component assembly of claim 1. Further, Hankland discloses wherein each of the first and second inwardly facing abutment surfaces wraps around the forward end of the material handling implement lip (as seen in figure 7 with embodiment 22 and figure 6 at 22b’ and 22c’ with embodiment 22’). Regarding claims 8 and 9: Hankland discloses the wear component assembly of claim 1. Further, Hankland discloses wherein an external radius formed on a forward end of the forward stabilizer engages a complementarily shaped internal radius formed in the adapter (as seen in cut away figure 2, area of 22) in which the external and internal radii can be concentric (as seen in figure 9, at 63’, also, pages 5 and 6, paragraph [0078]), and in which a thickness of the forward stabilizer decreases rearward of the external radius (as seen in annotated figure 7 below). PNG media_image1.png 226 270 media_image1.png Greyscale Regarding claim 10: Hankland discloses the wear component assembly of claim 8. Further, Hankland discloses wherein a gap between the forward stabilizer and the adapter increases rearward of the external radius (as seen in annotated figure 1 below). PNG media_image2.png 252 292 media_image2.png Greyscale Claims 1-3 and 5-7 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Campomanes et al. (USP 10,519,632). Regarding claim 1: Campomanes discloses a wear component assembly (as seen in figures 1-36) for use with a material handling implement, the wear component assembly comprising: a forward stabilizer (as seen in figure 10) configured to attach to a forward end of a lip of the material handling implement (as seen in figure 6), the forward stabilizer comprising first and second inwardly facing abutment surfaces (as seen in annotated figure 11 below), in which the first and second inwardly facing abutment surfaces are configured to engage respective first and second outwardly facing abutment surfaces (as seen in figure 22, area of 424 and 424’) formed in an adapter to thereby limit lateral movement of the adapter on the material handling implement lip. PNG media_image3.png 255 315 media_image3.png Greyscale Regarding claims 2 and 3: Campomanes discloses the wear component assembly of claim 1. Further, Campomanes discloses the forward stabilizer comprising a recess/opening formed therein (as seen in figure 10, at 202), the recess being configured to receive a protrusion that extends forward from the lip of the material handling implement (as seen in figure 6, area of 114). Regarding claim 5: Campomanes discloses the wear component assembly of claim 1. Further, Campomanes discloses wherein each of the first and second inwardly facing abutment surfaces wraps around the forward end of the material handling implement lip (as seen in figures 6, 10 and 11). Regarding claim 6: Campomanes discloses the wear component assembly of claim 1. Further, Campomanes discloses wherein the forward stabilizer comprises third and fourth inwardly facing abutment surfaces (as seen in annotated figure 29 below), the first and second inwardly facing abutment surfaces being positioned on a first side of the material handling implement lip, and the third and fourth inwardly facing abutment surfaces being positioned on an opposite second side of the material handling implement lip (as seen in figures 28-31, because the stabilizer has 4 “legs” all face inwardly and contact the adapter at various locations wherein each location can be considered. PNG media_image4.png 227 263 media_image4.png Greyscale Regarding claim 7: Campomanes discloses the wear component assembly of claim 6. Further, Campomanes discloses wherein the forward stabilizer further comprises third and fourth outwardly facing abutment surfaces, the third and fourth outwardly facing abutment surfaces (as seen in annotated figure 29 below) being configured to engage respective fifth and sixth inwardly facing abutment surfaces formed in the adapter (as seen in figure 27 and assembled figure 5). PNG media_image5.png 183 285 media_image5.png Greyscale Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Stangeland et al. (USPGPub 2013/0212916) discloses a front stabilizer employed in concert with a wear member. Jakubisin et al. (USP 11,066,812) discloses a wear member stabilizer having a recess/opening and protrusion. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ROBERT ERIC PEZZUTO whose telephone number is (703)756-1320. The examiner can normally be reached Monday-Friday 7am-3:30pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Joseph M. Rocca can be reached at 571-272-8971. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ROBERT E PEZZUTO/ Examiner, Art Unit 3671
Read full office action

Prosecution Timeline

Sep 15, 2023
Application Filed
Jan 20, 2026
Non-Final Rejection — §102 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
85%
Grant Probability
94%
With Interview (+9.1%)
2y 4m
Median Time to Grant
Low
PTA Risk
Based on 1274 resolved cases by this examiner. Grant probability derived from career allow rate.

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