Prosecution Insights
Last updated: July 17, 2026
Application No. 18/471,332

ELECTRODE PLATE AND SECONDARY BATTERY HAVING THE SAME

Non-Final OA §102
Filed
Sep 21, 2023
Priority
Jan 29, 2022 — CN 202210110205.X +1 more
Examiner
SLIFKA, SARAH A
Art Unit
1759
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Contemporary Amperex Technology Co., Limited
OA Round
1 (Non-Final)
75%
Grant Probability
Favorable
1-2
OA Rounds
2m
Est. Remaining
87%
With Interview

Examiner Intelligence

Grants 75% — above average
75%
Career Allowance Rate
529 granted / 702 resolved
+10.4% vs TC avg
Moderate +11% lift
Without
With
+11.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
15 currently pending
Career history
716
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
89.5%
+49.5% vs TC avg
§102
5.5%
-34.5% vs TC avg
§112
2.6%
-37.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 702 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of Species I, claims 3-4, in the reply filed on 05/01/2026 is acknowledged. Claims 8 and 9 are currently withdrawn. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-3, 5, and 10-11 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Shangguan et al (CN214254666). Regarding claims 1-3 and 5, Shangguan teaches an electrode assembly comprising at least one first pole piece which comprises a first main body portion and a first tab wherein the first main body portion has a first end portion in a first direction and the first tap is connected to the first portion. The first pole piece further comprises a first insulating portion wherein the first insulating portion comprises a first covering area and a first connection area connected to the first covering area. The first pole piece also comprises a third insulating portion wherein the third insulating portion is connected to the first main body portion and at least covers some of a third end portion so that the risk of a burr puncturing a separator is reduced and safety performance is improved. The first insulating portion and the third insulating portion are respectively located at two tail ends of the pole piece. The first main body portion further comprises a first protective layer and the first protective layer is coated on a surface of a first current-collecting area and is connected to a first active material layer. The first protective layer is located on one side of the first active material layer that is close to the first tab in the first direction. The first protective layer is an insulating layer. A second protective layer is provided at the root portion of the first tab that is close to the first main body portion. The second protective layer can improve the insulation performance of the root portion of the first tab that is close to the first main body portion and the first and second protective layers are integrally formed (0052-0111 and figures). Regarding claims 10-11, Shangguan teaches a power consumption device including a battery including the electrode assembly discussed above (abstract). Allowable Subject Matter Claims 4, 6, and 7 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: the closest prior art is considered to be Shangguan et al (CN214254666), as discussed above. Shangguan neither teaches nor renders obvious the first and third insulation portions comprising a polymer and ceramic as in instant claim 4 or the first insulating portion comprising a polymer as claimed in instant claim 6, from which instant claim 7 depends. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to SARAH A SLIFKA whose telephone number is (571)270-5838. The examiner can normally be reached Monday-Friday 9am-5:30pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Curtis Mayes can be reached at 571-272-1234. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SARAH A. SLIFKA/ Primary Examiner, Art Unit 1759 June 15, 2026
Read full office action

Prosecution Timeline

Sep 21, 2023
Application Filed
Jun 18, 2026
Non-Final Rejection mailed — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12683172
COMPOSITE PARTICLES OF CORE-SHELL STRUCTURE INCLUDING METAL OXIDE PARTICLE CORE AND PLATINUM-GROUP TRANSITION METAL SHELL, AND ELECTROCHEMICAL REACTION ELECTRODE MATERIAL INCLUDING SAME
3y 1m to grant Granted Jul 14, 2026
Patent 12683241
BATTERY MODULE AND BATTERY PACK COMPRISING SAME
3y 0m to grant Granted Jul 14, 2026
Patent 12680935
METHOD FOR DETERMINING GOOD-QUALITY PRODUCT OF ELECTRODE INK
2y 10m to grant Granted Jul 14, 2026
Patent 12683232
TRACTION BATTERY WITH HURDLE-SHAPED FLEXIBLE PRINTED CIRCUIT
2y 12m to grant Granted Jul 14, 2026
Patent 12676354
BATTERY COOLING CONTROL SYSTEM AND METHOD THEREOF
4y 4m to grant Granted Jul 07, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
75%
Grant Probability
87%
With Interview (+11.2%)
3y 0m (~2m remaining)
Median Time to Grant
Low
PTA Risk
Based on 702 resolved cases by this examiner. Grant probability derived from career allowance rate.

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