Prosecution Insights
Last updated: October 02, 2026
Application No. 18/471,408

SELF-ALIGNED CONTACT FOR FIELD EFFECT TRANSISTORS

Final Rejection §102
Filed
Sep 21, 2023
Examiner
CHEN, YU
Art Unit
2896
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
International Business Machines Corporation
OA Round
2 (Final)
68%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
98%
With Interview

Examiner Intelligence

Grants 68% — above average
68%
Career Allowance Rate
738 granted / 1087 resolved
At TC average
Strong +30% interview lift
Without
With
+29.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
85 currently pending
Career history
1184
Total Applications
across all art units

Statute-Specific Performance

§101
2.3%
-37.7% vs TC avg
§103
46.4%
+6.4% vs TC avg
§102
23.6%
-16.4% vs TC avg
§112
22.4%
-17.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1087 resolved cases

Office Action

§102
DETAILED ACTION This office action is in response to amendment filed 7/1/2026. Claims 21-31 are pending. Claims 1-20 have been canceled. Claims 21-31 are new. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 21-27 and 29-31 are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Raheel et al. US 2024/0079331 (Raheel). PNG media_image1.png 765 1177 media_image1.png Greyscale In re claim 21, Raheel discloses (e.g. FIGs. 1-4) a semiconductor structure comprising: a top interconnect 220,230 located on top of a stacked field-effect-transistor (FET) (see FIG. 2, ¶ 113); a bottom interconnect 103,105,110 located on the bottom of the stack FET, wherein the stacked FET comprises: a first top source/drain SD2 (middle SD2 in FIG. 2 or SD2 in FIG. 4) and a second top source/drain (left SD2 in FIG. 2); a first bottom source/drain SD1 (middle SD1 in FIG. 2 or SD1 in FIG. 4) and a second bottom source/drain (another SD1); a first connecting via AV3 +180 that connects to the first bottom source/drain (middle SD1 in FIG. 2 or SD1 in FIG. 4) to the top interconnect 220,230, wherein the first connecting via AV3+180 includes a lateral extension 180 that directly connects to a bottom surface of the first bottom source/drain (middle SD1 in FIG. 2 or SD1 in FIG. 4); a top contact 280+AV2+210 that is directly connected to a top surface of the first top source/drain (middle SD2 in FIG. 2 or SD2 in FIG. 4), wherein the top contact 280+AV2+210 has a lateral extension 210 that overlaps with the second top source/drain (left SD2 in FIG. 2) and overlaps with the second bottom source/drain (left SD1 in FIG. 2). In re claim 22, Raheel discloses (e.g. FIGs. 2-4) wherein the top interconnect 220,230 includes a connecting via 220 that is connected to the lateral extension 210 of the top contact 280+AV2+210. In re claim 23, Raheel discloses (e.g. FIG. 2 see below) wherein the connecting via 220 of the top interconnect 220,230 overlaps with the second top source/drain (left SD2 in FIG. 2) (overlap along the direction that intersect the connecting via and the second top source/drain as indicated by the dash line in FIG. 2 annotated below). PNG media_image2.png 765 590 media_image2.png Greyscale In re claim 24, Raheel discloses (e.g. FIGs. 2-4) further comprising: a second connecting via 190,290,VCT,AV4 that connects (indirectly connects through FET or other connection layers) the second top source/drain (left SD2) to the bottom interconnect 103,105,110. In re claim 25, Raheel discloses (e.g. FIG. 2) wherein the second connecting via 190,290,VCT,AV4 has a vertical section and a lateral section. Each of the vias 190,290,VCT,AV4 is a 3D structure having a vertical section and a lateral section. In re claim 26, Raheel discloses (e.g. FIG. 2) wherein the vertical section of the second connecting via 190,290 (any vertical section of 190,290) extends between the first bottom source/drain (middle SD1 in FIG. 2) and the second bottom source/drain (left SD1 in FIG. 2). In re claim 27, Raheel discloses (e.g. FIG. 4) wherein the lateral section of second connecting via VCT,AV4 extends laterally through a bonding layer ILD4 (VCT,AV4 having a lateral extents in ILD4), wherein the bonding layer ILD4 is located between the second top source/drain (left SD2 in FIG. 2) and the second bottom source/drain (left SD1 in FIG. 2). In re claim 29, Raheel discloses (e.g. FIG. 4) wherein the lateral extension 180 of the first connecting via AV3 +180 is comprised of a horizontal section and a vertical section (180 is 3D structure having a horizontal section and a vertical section, e.g. a lower horizontal section of 180 and an upper vertical section of 180, see FIG. 4 annotated below). PNG media_image3.png 765 760 media_image3.png Greyscale In re claim 30, Raheel discloses (e.g. FIG. 4) wherein the horizontal section of the lateral extension 180 (e.g. lower horizontal section of 180) extends through a shallow trench isolation layer (upper portion of ILD 2). In re claim 31, Raheel discloses (e.g. FIG. 4) wherein the vertical section of the lateral extension 180 (e.g. upper vertical section of 180) extends vertically from the horizontal section (lower horizontal vertical section of 180) to directly connect with the bottom surface of the first bottom source/drain SD1. Claims 21-31 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Lai et al. US 2022/0336325 A1 (Lai). PNG media_image4.png 925 1215 media_image4.png Greyscale In re claim 21, Lai discloses (e.g. FIG. 6B flipped upside as shown above) a semiconductor structure comprising: a top interconnect (interconnect level including 652) located on top of a stacked field-effect-transistor (FET) (when device of FIG. 6B is flipped upside down); a bottom interconnect (interconnect level including 666) located on the bottom of the stack FET (when device of FIG. 6B is flipped upside down), wherein the stacked FET comprises: a first top source/drain and a second top source/drain (see annotated in FIG. 6 above); a first bottom source/drain and a second bottom source/drain (see annotated in FIG. 6 above); a first connecting via 660+654 that connects to the first bottom source/drain to the top interconnect 652, wherein the first connecting via 660+654 includes a lateral extension 660 that directly connects to a bottom surface of the first bottom source/drain; a top contact (see annotated in FIG. 6 above) that is directly connected to a top surface of the first top source/drain, wherein the top contact has a lateral extension that overlaps with the second top source/drain (in a region that is behind the view shown in the page) and overlaps with the second bottom source/drain. In re claim 22, Lai discloses (e.g. see FIG. 6B above) wherein the top interconnect includes a connecting via (via above 1st top SD) that is connected to the lateral extension of the top contact. In re claim 23, Lai discloses (e.g. see FIG. 6B above) wherein the connecting via of the top interconnect overlaps with the second top source/drain (overlap along the direction that intersect the connecting via and the second top source/drain as indicated by the dash line in FIG. 6B annotated above). In re claim 24, Lai discloses (e.g. see FIG. 6B above) further comprising: a second connecting via 658+662 that connects the second top source/drain to the bottom interconnect (see annotated FIG. 6B above). In re claim 25, Lai discloses (e.g. see annotated FIG. 6B above) wherein the second connecting via has a vertical section 662 and a lateral section 658. In re claim 26, Lai discloses (e.g. see annotated FIG. 6B above) wherein the vertical section 662 of the second connecting via extends between the first bottom source/drain and the second bottom source/drain (662 extends between ends of the bottom source/drains as shown in annotated FIG. 6B above). In re claim 27, Lai discloses (e.g. see annotated FIG. 6B above) wherein the lateral section 658 of second connecting via extends laterally through a bonding layer (no specific bonding layer claimed that would distinguish over a layer between the top and bottom s/d, e.g. 603 shown in FIG. 6A or other surrounding dielectric material), wherein the bonding layer is located between the second top source/drain and the second bottom source/drain. In re claim 28, Lai discloses (e.g. see annotated FIG. 6B above) wherein the lateral section 658 of second connecting via directly contacts a bottom surface of the second top source/drain, wherein the lateral section 658 of second connecting via overlaps with the second bottom source/drain. In re claim 29, Lai discloses (e.g. see annotated FIG. 6B above) wherein the lateral extension 660 of the first connecting via is comprised of a horizontal section and a vertical section (660 is 3D structure having a horizontal section and a vertical section, e.g. a lower horizontal section of 660 and an upper vertical section of 660, see FIG. 6B annotated above). In re claim 30, Lai discloses (e.g. see annotated FIG. 6B above) wherein the horizontal section of the lateral extension 660 extends through a shallow trench isolation layer (not shown, dielectric layer laterally surrounding 660). In re claim 31, Lai discloses (e.g. see annotated FIG. 6B above) wherein the vertical section of the lateral extension 660 extends vertically from the horizontal section to directly connect with the bottom surface of the first bottom source/drain. Response to Arguments Applicant’s arguments with respect to claim(s) 21-31 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to YU CHEN whose telephone number is (571)270-7881. The examiner can normally be reached Monday-Friday: 9AM-5PM ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, WILLIAM KRAIG can be reached on 5712728660. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /YU CHEN/Primary Examiner, Art Unit 2896 YU CHEN Examiner Art Unit 2896
Read full office action

Prosecution Timeline

Sep 21, 2023
Application Filed
Apr 01, 2026
Non-Final Rejection mailed — §102
Jun 18, 2026
Examiner Interview Summary
Jun 18, 2026
Applicant Interview (Telephonic)
Jul 01, 2026
Response Filed
Sep 01, 2026
Final Rejection mailed — §102
Sep 24, 2026
Interview Requested

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
68%
Grant Probability
98%
With Interview (+29.6%)
2y 10m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 1087 resolved cases by this examiner. Grant probability derived from career allowance rate.

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