Prosecution Insights
Last updated: August 17, 2026
Application No. 18/472,902

SYSTEMS AND METHODS FOR THE ENCOURAGEMENT OF ENVIRONMENTALLY SUSTAINABLE BEHAVIOUR

Non-Final OA §112
Filed
Sep 22, 2023
Examiner
BURGESS, GLENTON B
Art Unit
2454
Tech Center
2400 — Computer Networks
Assignee
The Toronto-dominion Bank
OA Round
3 (Non-Final)
26%
Grant Probability
At Risk
3-4
OA Rounds
7m
Est. Remaining
34%
With Interview

Examiner Intelligence

Grants only 26% of cases
26%
Career Allowance Rate
16 granted / 62 resolved
-32.2% vs TC avg
Moderate +8% lift
Without
With
+8.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 6m
Avg Prosecution
9 currently pending
Career history
78
Total Applications
across all art units

Statute-Specific Performance

§101
7.4%
-32.6% vs TC avg
§103
47.3%
+7.3% vs TC avg
§102
20.7%
-19.3% vs TC avg
§112
21.0%
-19.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 62 resolved cases

Office Action

§112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-20 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Regarding claims 1, 12 and 20, line 9, 5 and 6, respectively, “partially based upon” is indefinite. Should the phrase read---based upon---? Claims 1, 12 and 20, lines 9-10, 6-7 and 6, respectively, should the phrase “authentication methods associated with use of each of the plurality of transfer protocol options” read ---authentication methods for the plurality of transfer protocol options--- so as to clarify the claim language? Claims 1 and 12, line 13 and 9-10, respectively, “receive [receiving] a request for a data transfer associated with a first storage” is indefinite. Should the phrase read ---receive [receiving] a request for a data transfer from a first storage location---? Claims 1, 12 and 20, “line 18, line 13 and 14, respectively, “protocol option having a low rank relative to the rank for each of the plurality of transfer”. “a low rank” is indefinite. Should “a low rank” read ---a lower rank---? Claim 1, line 14, “receive a request for a data transfer associated with a first storage location”, it is a question as to whether “a first storage location” is located in the “first memory” or the “second memory”. Claims 1, 12 and 20, line 20, line 15 and 16, respectively, “a high rank” is indefinite. Should “a high rank” read ---highest rank---? Claim 2, lines 2-3, “display a listing of one or more transfer protocol options” should have read ---display a listing of the one or more transfer protocol options---. Claims 2 and 13, line 4 and lines 4-5, respectively, “a client device associated with the first storage location” should have read ---the client device associated with the first storage location--- Claims 4 and 15, “a low environmental score” is relative and indefinite. Claim 5, “a client device associated with the first storage location”, lines 4-5, should have read ---the client device associated with the first storage location---. Claim 12, “receiving a request for a data transfer associated with a first storage location”, it is not clear as to where the “first storage location” is located. Claims 16 and 18, “a client device associated with the first storage location” should have read ---the client device associated with the first storage location---, see claim 12 for support. The following is a quotation of the first paragraph of 35 U.S.C. 112(a): (a) IN GENERAL.—The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor or joint inventor of carrying out the invention. The following is a quotation of the first paragraph of pre-AIA 35 U.S.C. 112: The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor of carrying out his invention. Claims 1-20 are rejected under 35 U.S.C. 112(a) or 35 U.S.C. 112 (pre-AIA ), first paragraph, as failing to comply with the written description requirement. The claim(s) contains subject matter which was not described in the specification in such a way as to reasonably convey to one skilled in the relevant art that the inventor or a joint inventor, or for applications subject to pre-AIA 35 U.S.C. 112, the inventor(s), at the time the application was filed, had possession of the claimed invention. The specification as originally filed does not support “wherein the expected carbon footprint is partially based upon expected authentication methods associated with use of each of the plurality of transfer protocols options”, recited in claims 1, 12 and 20. For example, [0029, 0075] disclose “the expected carbon footprint may be based upon one or more of an expected number of persons required to effect each of the transfer protocol options, an expected amount of transportation required to effect each of the transfer protocol options, or an expected use of biometric authentication associated with each of the transfer protocol options, for example.”. The originally filed specification fails to support --- the expected carbon footprint is partially based upon expected authentication methods associated with use of each of the plurality of transfer protocols options---. Allowable Subject Matter Claims 1-20 would be allowable if rewritten or amended to overcome the rejection(s) under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), 2nd paragraph, set forth in this Office action. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to GLENTON B BURGESS whose telephone number is (571)272-3949. The examiner can normally be reached Monday-Friday, 8:30 am - 5:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /GLENTON B BURGESS/Supervisory Patent Examiner, Art Unit 2454
Read full office action

Prosecution Timeline

Sep 22, 2023
Application Filed
Apr 03, 2025
Non-Final Rejection mailed — §112
Jul 02, 2025
Response Filed
Oct 08, 2025
Final Rejection mailed — §112
Dec 08, 2025
Response after Non-Final Action
Jan 08, 2026
Request for Continued Examination
Jan 25, 2026
Response after Non-Final Action
May 26, 2026
Non-Final Rejection mailed — §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
26%
Grant Probability
34%
With Interview (+8.2%)
3y 6m (~7m remaining)
Median Time to Grant
High
PTA Risk
Based on 62 resolved cases by this examiner. Grant probability derived from career allowance rate.

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