Prosecution Insights
Last updated: July 17, 2026
Application No. 18/476,991

SYSTEMS AND METHODS FOR IMPROVING EMBEDDED SUBSTRATE THERMALS

Non-Final OA §102§112
Filed
Sep 28, 2023
Examiner
CHEN, YU
Art Unit
2896
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Advanced Micro Devices Inc.
OA Round
1 (Non-Final)
68%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
98%
With Interview

Examiner Intelligence

Grants 68% — above average
68%
Career Allowance Rate
727 granted / 1071 resolved
At TC average
Strong +30% interview lift
Without
With
+29.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
80 currently pending
Career history
1176
Total Applications
across all art units

Statute-Specific Performance

§101
0.8%
-39.2% vs TC avg
§103
76.9%
+36.9% vs TC avg
§102
12.4%
-27.6% vs TC avg
§112
5.4%
-34.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1071 resolved cases

Office Action

§102 §112
DETAILED ACTION Election/Restrictions Applicant’s election without traverse of invention Group I (claims 1-14) in the reply filed on 2/18/2026 is acknowledged. Claims 15-20 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 2/18/2026. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-14 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor, or for pre-AIA the applicant regards as the invention. Claim 1 reciting “one or more substrate buildup layers positioned above the one or more thermal sources” and “one or more thermal vias formed in the one or more substrate buildup layers” renders the claim indefinite due to unclear correspondence. Firstly, it is unclear if the “one or more substrate buildup layers” are positioned above a same one of the one or more thermal sources or positioned above different ones of the one or more thermal sources. Furthermore, it is unclear if one or each of the one or more substrate buildup layers are positioned above each of “the one or more thermal sources” or positioned above one of “the one or more thermal sources”. For example, in case of plural substrate buildup layers and plural thermal sources, it is unclear which one of the following is the intended scope, one of the substrate buildup layers is positioned on one of the thermal sources, or one of the substrate buildup layers is positioned on each of the thermal sources, or each of the plural substrate buildup layers is positioned on one of the thermal sources, or each of the plural substrate buildup layers is positioned on a respective different ones of the thermal sources, or each of the plural substrate buildup layers is positioned on each one of the thermal sources. Similarly, it is unclear if the “one or more thermal vias” are formed in a same one of the one or substrate buildup layers or formed in different ones of the one or more thermal vias. Furthermore, it is also unclear if one or each of the one or more thermal vias are formed in each of “the one or more substrate buildup layers” or are formed in one of “the one or more substrate buildup layers”. For example, in case of plural thermal vias and plural substrate buildup layers, it is unclear which one of the following is the intended scope, one of the thermal vias formed in one of the substrate buildup layers, or one of the thermal vias formed in each of the substrate buildup layers, or each of the plural thermal vias formed in one of the substrate buildup layers, or each of the plural thermal vias formed in a respective different ones of the substrate buildup layers, or each of the plural thermal vias formed in each one of the substrate buildup layers. Claim 2 reciting “the one or more thermal vias land on the one or more thermal sources” renders the claim indefinite. Firstly, the intended scope of “land on” is unclear. Applicant’s disclosure does not describe thermal vias making physical contacts with the thermal source. Therefore, it is unclear what is required to constitute “land on”. Does it require some physical proximity or any thermal contact would constitutes “land on”? The limitation is further indefinite due to unclear correspondence. For example, in case of plural thermal vias and plural thermal sources, it is unclear which one of the following is the intended scope, one of the thermal vias lands on one of the thermal sources, or one of the thermal vias lands on each of the thermal sources, or each of the plural thermal vias lands on one of the thermal sources, or each of the plural thermal vias lands on a respective different ones of the thermal sources, or each of the plural thermal vias lands on each one of the thermal sources. Claim 8 reciting “one or more substrate buildup layers positioned above the one or more thermal sources and having one or more thermal vias formed therein” renders the claim indefinite due to unclear correspondence for similar reasons as explained for claim 1 above. Claim 9 reciting “the one or more thermal vias land on the one or more thermal sources” renders the claim indefinite due to unclear correspondence for similar reasons as explained for claim 2 above. Other claims are rejected for depending on a rejected claim. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1-14 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Kang et al. US 2021/0118765 A1 (Kang). PNG media_image1.png 614 1040 media_image1.png Greyscale In re claim 1, as best understood, Kang discloses (e.g. FIG. 1) a semiconductor package substrate 110+140, comprising: one or more thermal sources 121,122 (¶ 32-33) embedded in the semiconductor package substrate; “one or more substrate buildup layers 141 positioned above the one or more thermal sources 122”; and “one or more thermal vias 143HV formed in the one or more substrate buildup layers 141”. In re claim 2, as best understood, Kang discloses (e.g. FIG. 1) wherein “the one or more thermal vias 143HV land on the one or more thermal sources 122”. In re claim 3, Kang discloses (e.g. FIG. 1) wherein the one or more thermal vias 143HV include a plurality of stacked thermal vias (FIG. 1 shows six vertical stacks of thermal vias 143HV above die 122). In re claim 4, Kang discloses (e.g. FIG. 1) wherein the one or more thermal vias 143HV include two or more pluralities of stacked vias that are offset from one another (six stacks above die 122 shown in FIG. 1, each being laterally offset from each other). In re claim 5, Kang discloses (e.g. FIG. 1) wherein the one or more substrate buildup layers 141 include a plurality of substrate buildup layers 141 having one or more perforated copper layers 142 positioned therebetween (¶ 42, Cu wiring layers 142 being patterned and are therefore considered “perforated”). In re claim 6, no specific “integrated voltage regulator” claimed that would distinguish over Kang teaching the one or more thermal sources 121,122 include an integrated voltage regulator (e.g. power management integrated circuit PMIC, ¶ 32). In re claim 7, Kang teaches wherein the one or more thermal sources 121,122 include a capacitor (e.g. capacitors included in DRAM, ¶ 33). In re claim 8, as best understood, Kang discloses (e.g. FIG. 1) a semiconductor package 100A, comprising: a semiconductor device 125 (¶ 34); a heat spreader 127+170 (¶ 52) positioned above the semiconductor device 125; and a substrate 110+140 positioned below the semiconductor device 125, wherein the substrate 110+140 includes one or more thermal sources 121,122 (¶ 32-33) embedded therein and one or more substrate buildup layers 141 positioned above the one or more thermal sources 121,122 and having one or more thermal vias 143HV formed therein. In re claim 9, as best understood, Kang discloses (e.g. FIG. 1) wherein “the one or more thermal vias 143HV land on the one or more thermal sources 122”. In re claim 10, Kang discloses (e.g. FIG. 1) wherein the one or more thermal vias 143HV include a plurality of stacked thermal vias (FIG. 1 shows six vertical stacks of thermal vias 143HV above die 122). In re claim 11, Kang discloses (e.g. FIG. 1) wherein the one or more thermal vias 143HV include two or more pluralities of stacked vias that are offset from one another (six stacks above die 122 shown in FIG. 1, each being laterally offset from each other). In re claim 12, Kang discloses (e.g. FIG. 1) wherein the one or more substrate buildup layers 141 include a plurality of substrate buildup layers 141 having one or more perforated copper layers 142 positioned therebetween (¶ 42, Cu wiring layers 142 being patterned and are therefore considered “perforated”). In re claim 13, no specific “integrated voltage regulator” claimed that would distinguish over Kang teaching the one or more thermal sources 121,122 include an integrated voltage regulator (e.g. power management integrated circuit PMIC, ¶ 32). In re claim 14, Kang teaches wherein the one or more thermal sources 121,122 include a capacitor (e.g. capacitors included in DRAM, ¶ 33). Claims 1-14 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Waidhas et al. US 2022/0415815 A1 (Waidhas). PNG media_image2.png 420 1092 media_image2.png Greyscale In re claim 1, as best understood, Waidhas discloses (e.g. FIG. 1) a semiconductor package substrate 148+150+133, comprising: one or more thermal sources 102,103,105 (¶ 42) embedded in the semiconductor package substrate; “one or more substrate buildup layers (insulating layers of 148, ¶ 36) positioned above the one or more thermal sources” 102,103,105; and “one or more thermal vias (vias in 148 being formed of conductive material and are inherently thermally conductive, ¶ 36) formed in the one or more substrate buildup layers”. In re claim 2, as best understood, Waidhas discloses (e.g. FIG. 1) wherein “the one or more thermal vias (vias in 148) land on the one or more thermal sources 102,103,105”. In re claim 3, Waidhas discloses (e.g. FIG. 1) wherein the one or more thermal vias include a plurality of stacked thermal vias (plural vertical stacks of vias in 148). In re claim 4, Waidhas discloses (e.g. FIG. 1) wherein the one or more thermal vias include two or more pluralities of stacked vias that are offset from one another (plural stacks of vias in 148 that are laterally offset, e.g. a stack of vias above leftmost die 103 is offset from a stack of vias above leftmost die 102). In re claim 5, Waidhas discloses (e.g. FIG. 1) wherein the one or more substrate buildup layers include a plurality of substrate buildup layers (insulating layers in 148, ¶ 36) having one or more perforated copper layers positioned therebetween (copper conductive traces in 148 are patterned traces and are therefore considered “perforated”, ¶ 36). In re claim 6, Waidhas discloses (e.g. FIG. 1) wherein the one or more thermal sources 103,105 include an integrated voltage regulator (no specific “integrated voltage regulator” claimed that would distinguish over Waidhas teaching second and third semiconductor dies 103,105 integrated with voltage regulars, ¶ 32,161,266). In re claim 7, Waidhas discloses (e.g. FIG. 1) wherein the one or more thermal sources 102,103,105 include a capacitor (¶ 22,32,33). In re claim 8, as best understood, Waidhas discloses (e.g. FIG. 1) a semiconductor package 100, comprising: a semiconductor device 101; a heat spreader 135 (¶ 42) positioned above the semiconductor device 101; and a substrate 148+150+133 positioned below the semiconductor device 101, wherein the substrate includes one or more thermal sources 102,103,105 (¶ 42) embedded therein and one or more substrate buildup layers (insulating layers of 148, ¶ 36) positioned above the one or more thermal sources 102,103,105 and having one or more thermal vias formed therein (vias in 148 being formed of conductive material and are inherently thermally conductive, ¶ 36). In re claim 9, as best understood, Waidhas discloses (e.g. FIG. 1) wherein “the one or more thermal vias (vias in 148) land on the one or more thermal sources 102,103,105”. In re claim 10, Waidhas discloses (e.g. FIG. 1) wherein the one or more thermal vias include a plurality of stacked thermal vias (plural vertical stacks of vias in 148). In re claim 11, Waidhas discloses (e.g. FIG. 1) wherein the one or more thermal vias include two or more pluralities of stacked vias that are offset from one another (plural stacks of vias in 148 that are laterally offset, e.g. a stack of vias above leftmost die 103 is offset from a stack of vias above leftmost die 102). In re claim 12, Waidhas discloses (e.g. FIG. 1) wherein the one or more substrate buildup layers include a plurality of substrate buildup layers (insulating layers in 148, ¶ 36) having one or more perforated copper layers positioned therebetween (copper conductive traces in 148 are patterned traces and are therefore considered “perforated”, ¶ 36). In re claim 13, Waidhas discloses (e.g. FIG. 1) wherein the one or more thermal sources 103,105 include an integrated voltage regulator (no specific “integrated voltage regulator” claimed that would distinguish over Waidhas teaching second and third semiconductor dies 103,105 integrated with voltage regulars, ¶ 32,161,266). In re claim 14, Waidhas discloses (e.g. FIG. 1) wherein the one or more thermal sources 102,103,105 include a capacitor (¶ 22,32,33). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to YU CHEN whose telephone number is (571)270-7881. The examiner can normally be reached Monday-Friday: 9AM-5PM ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, WILLIAM KRAIG can be reached on 5712728660. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /YU CHEN/Primary Examiner, Art Unit 2896 YU CHEN Examiner Art Unit 2896
Read full office action

Prosecution Timeline

Sep 28, 2023
Application Filed
May 18, 2026
Non-Final Rejection mailed — §102, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
68%
Grant Probability
98%
With Interview (+29.6%)
2y 10m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1071 resolved cases by this examiner. Grant probability derived from career allowance rate.

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