Prosecution Insights
Last updated: August 18, 2026
Application No. 18/478,144

HIGH-INDEX GLASS

Final Rejection §103
Filed
Sep 29, 2023
Priority
Sep 29, 2022 — DE 10 2022 125 160.8
Examiner
VETERE, ROBERT A
Art Unit
1712
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Schott AG
OA Round
2 (Final)
61%
Grant Probability
Moderate
3-4
OA Rounds
9m
Est. Remaining
74%
With Interview

Examiner Intelligence

Grants 61% of resolved cases
61%
Career Allowance Rate
544 granted / 890 resolved
-3.9% vs TC avg
Moderate +13% lift
Without
With
+12.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
33 currently pending
Career history
937
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
63.0%
+23.0% vs TC avg
§102
13.4%
-26.6% vs TC avg
§112
17.9%
-22.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 890 resolved cases

Office Action

§103
DETAILED ACTION An amendment, amending claims 1, 18 and 20, was entered on 6/9/26. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant argues that the cited art fails to teach the claimed range of Nb2O5 and ZrO2. This is not persuasive. As acknowledged by applicant, Kuang teaches a range of 10-25 wt% for this combination of compounds. This overlaps the claimed range. In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists. MPEP § 2144.05(I). Applicant argues, however, that Kuang does not teach or suggest any significant effect associated with the claimed range and that applicant has disclosed that limiting the sum of these compounds can limit the risk of Nb2O5 crystallizing on interfaces. This is not persuasive. Whether the unexpected results are the result of unexpectedly improved results or a property not taught by the prior art, the "objective evidence of nonobviousness must be commensurate in scope with the claims which the evidence is offered to support." In other words, the showing of unexpected results must be reviewed to see if the results occur over the entire claimed range. MPEP § 716.02(d). The portion of the specification which applicant has relied upon (¶ 0060) does not provide any clear evidence that the claimed range is responsible for the disclosed results and only provide suggested ranges. Evidence which shows that the claimed range provides an unexpected benefit compared to values outside this range would be considered if submitted. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 1-20 are rejected under 35 U.S.C. 103 as being unpatentable over Kuang (WO2013049988). Claims 1 and 20: Kuang teaches an optical glass used as a lens (Abst., bottom of p. 1) which has a refractive index of 1.99 and an Abbe number (i.e. claimed dispersion) of 23 or more (p. 2), the lens comprising the following materials in % by weight: 5-10% SiO2; 10-18% SiO2+B2O3, 2-15% BaO, 30-50% La2O3, 0-15% of Gd2O3m Y2O3 and Yb2O3 combined, 2-10% ZrO2, 10-22% TiO2, 8-15% Nb2O5, 0.5-5% ZnO and 10-25% Nb2O5 + ZrO2 (Abst.; p. 2). In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists. MPEP § 2144.05(I). Thus, it would have been obvious to one of ordinary skill at the time of filing to have selected the claimed composition with the predictable expectation of success. Claims 2-4: Kuang teaches 0-2% Y2O3 (bottom of p. 2-top of p. 3). In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists. MPEP § 2144.05(I). Thus, it would have been obvious to one of ordinary skill at the time of filing to have selected 0.5-1.5% with the predictable expectation of success. Claim 5: Kuang teaches 30-50% La2O3, 10-22% TiO2, and 2-15% BaO (i.e. 42-87% of the sum of these materials) (Abst.; p. 2). In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists. MPEP § 2144.05(I). Thus, it would have been obvious to one of ordinary skill at the time of filing to have selected a sum total of 55-70% with the predictable expectation of success. Claims 6-8: Kuang teaches 2-15% BaO (Abst.; p. 2). In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists. MPEP § 2144.05(I). Thus, it would have been obvious to one of ordinary skill at the time of filing to have selected 1-9 or 2-8.5% with the predictable expectation of success. Claims 9-11: Kuang teaches 2-10% ZrO2 (p. 2). In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists. MPEP § 2144.05(I). Thus, it would have been obvious to one of ordinary skill at the time of filing to have selected 0.5-4.5 or 1-5% with the predictable expectation of success. Claims 12-14: Kuang teaches 0.5-5% ZnO (p. 2). In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists. MPEP § 2144.05(I). Thus, it would have been obvious to one of ordinary skill at the time of filing to have selected a ZnO content of 0.5 with the predictable expectation of success. Claims 15 and 16: Kuang teaches that the amount of SiO2 is greater than or equal to the amount of B2O3 (Abst.; p. 2). In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists. MPEP § 2144.05(I). Thus, it would have been obvious to one of ordinary skill at the time of filing to have selected a ratio of 1-1.9 with the predictable expectation of success. Claim 17: Kuang fails to teach the transmittance at the specified thickness. However, such a property would be inherent in the lend of Kuang as Kuang teaches a lens having the same composition as that which is disclosed to yield this transmittance. Claims 18 and 19: Kuang teaches 2-10% ZrO2, 10-22% TiO2, 8-15% Nb2O5 (Abst.; p. 2). This equates to 10-25% ZrO2 + Nb2O5 to 10-22% TiO2. In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists. MPEP § 2144.05(I). Thus, it would have been obvious to one of ordinary skill at the time of filing to have selected a ratio of less than 0.9 with the predictable expectation of success. Prior Art Matano (JP2015020913, machine translation) is also cited as it teaches substantially the same composition as Kuang. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Robert A Vetere whose telephone number is (571)270-1864. The examiner can normally be reached M-F 7:30-4:00 EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Michael Cleveland can be reached at (571) 270-1034. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ROBERT A VETERE/ Primary Examiner, Art Unit 1712
Read full office action

Prosecution Timeline

Sep 29, 2023
Application Filed
Feb 09, 2026
Non-Final Rejection mailed — §103
Jun 09, 2026
Response Filed
Aug 06, 2026
Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
61%
Grant Probability
74%
With Interview (+12.9%)
3y 7m (~9m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 890 resolved cases by this examiner. Grant probability derived from career allowance rate.

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