Prosecution Insights
Last updated: April 19, 2026
Application No. 18/489,173

SEMICONDUCTOR DEVICE WITH SURROUNDING BUMP METALLIZATION AND METHOD THEREFOR

Non-Final OA §102§103
Filed
Oct 18, 2023
Examiner
JONES, ERIC W
Art Unit
2892
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Nxp Usa Inc.
OA Round
1 (Non-Final)
61%
Grant Probability
Moderate
1-2
OA Rounds
3y 3m
To Grant
79%
With Interview

Examiner Intelligence

Grants 61% of resolved cases
61%
Career Allow Rate
418 granted / 685 resolved
-7.0% vs TC avg
Strong +18% interview lift
Without
With
+17.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
33 currently pending
Career history
718
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
60.8%
+20.8% vs TC avg
§102
25.8%
-14.2% vs TC avg
§112
10.3%
-29.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 685 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The information disclosure statements (IDS) submitted on 10/18/2023 and 3/17/2025 are in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Claim Objections Claim 5 is objected to because of the following informalities: line 5 recites “the each of the vertical metal segments”. For examination purposes and consistency with claim 1, “the each of the vertical metal segments” in line 5 will be interpreted to read as “each of the vertical metal segments”. Appropriate correction is required. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-2, 4-8; 10-11, 13 and 15 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by YU (US 2015/0340329 A1, hereafter Yu). Re claim 1, Yu discloses in FIGS. 1-11 a method comprising: forming a first non-conductive layer (26; [0021]) over a top side (upper surface) semiconductor die (100; [0014]); patterning (FIG. 1) the first non-conductive layer (26) to form an opening (26a; [0021]) exposing a top surface (upper plane) of a bond pad (22; [0021]) of the semiconductor die (100); forming (FIG. 2) a metal trace (Cu, Al or Cu alloy 28; [0023]) of a redistribution layer (RDL: PPI; [0023]) over a portion (around 26a) of the first non-conductive layer (26) and exposed top surface (upper plane) of the bond pad (22); and forming (FIG. 3) a surrounding bump metallization (SBM) structure (32; [0025] and [0027]) on a portion (28P; [0023]) of the metal trace (Cu, Al or Cu alloy 28), the SBM structure (32) including a plurality of (at least 2; [0025]) vertical metal wall segments (left/right 32) surrounding a central opening (32G; [0025]). Re claim 2, Yu discloses the method of claim 1, further comprising placing a ball connector (34 in FIG. 4; [0028]) into the central opening (32G) of the SBM structure (32) such that the plurality (at least 2) of vertical metal wall segments (left/right 32) substantially surround (within 32G) the ball connector (34). Re claim 4, Yu discloses the method of claim 2, further comprising reflowing ([0029]) the ball connector (34) such that conductive material (solder; [0029]) of the ball connector (34) wets to (contacts) the entire (all of) inner sidewalls (left/right vertical planes) of the plurality (at least two) of vertical metal wall segments (left/right 32) of the SBM (32). Re claims 5-7, Yu discloses the method of claim 1, wherein each of the vertical metal wall segments (left/right 32) of plurality (at least two) of vertical metal wall segments (left/right 32) is separated from a neighboring (adjacent) vertical metal wall segment (right/left 32) by a respective gap (32G/32E; [0035] and [0040]), the gap (32G/32E) having a predetermined lateral dimension (W2; [0035] and [0040]); wherein the predetermined lateral dimension (W2) of the gap (32G/32E) is substantially 10 microns or greater (150-450 µm; [0035]); and wherein the gap (32G/32E) extends vertically (upwardly) from the portion (28P) of the metal trace (28) to a top (upper plane) of the plurality (at least two) of vertical metal wall segments (left/right 32). Re claim 8, Yu discloses the method of claim 1, wherein forming the SBM structure (32) includes forming the plurality (at least two) of vertical metal wall segments (left/right 32) as electroplated copper pillars (as in 28; [0023] and [0027]). Re claim 10, Yu discloses in FIG. 6 a semiconductor device comprising: a first non-conductive layer (26; [0021]) over a top side (upper surface) semiconductor die (100; [0014]), an opening (26a; [0021]) in the first non-conductive layer (26) exposes a top surface (upper plane) of a bond pad (22; [0021]) of the semiconductor die (100); a metal trace (Cu, Al or Cu alloy 28; [0023]) of a redistribution layer (RDL: PPI; [0023]) formed over a portion (around 26a) of the first non-conductive layer (26) and exposed top surface (upper plane) of the bond pad (22); and a surrounding bump metallization (SBM) structure (32; [0025] and [0027]) formed on a portion (28P; [0023]) of the metal trace (Cu, Al or Cu alloy 28), the SBM structure (32) including a plurality of (at least 2; [0025]) vertical metal wall segments (left/right 32) surrounding a central opening (32G; [0025]). Re claim 11, Yu discloses the semiconductor device of claim 10, wherein the plurality of vertical metal wall segments of the SBM structure are formed as electroplated copper pillars (see claim 8). Re claim 13, Yu discloses the semiconductor device of claim 10, further comprising a reflowed ball connector surrounded by the plurality of vertical metal wall segments such that conductive material of the ball connector is wetted to the inner sidewalls of the plurality of vertical metal wall segments and to the portion of the metal trace (see claims 2 and 4). Re claim 15, Yu discloses the semiconductor device of claim 10, wherein each vertical metal wall segment of the plurality of vertical metal wall segments is separated from a neighboring vertical wall segment by way of a gap, the gap having a predetermined lateral dimension (see claims 5-6). Claims 16-18 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Ha et al (US 6,841,872 B1, hereafter Ha). Re claim 16, Ha discloses in FIGS. 4A-4K a method comprising: forming a first non-conductive layer (105; col. 4, line 48 – col. 5, line 33) over a top side (upper surface) a semiconductor die (100; col. 4, line 48 – col. 5, line 33); patterning (FIG. 4B; col. 4, line 48 – col. 5, line 33) the first non-conductive layer (105) to form an opening exposing a top surface (upper plane) of a bond pad (103; col. 4, line 48 – col. 5, line 33) of the semiconductor die (100); forming (FIG. 4D) a metal trace (left 107; col. 4, line 48 – col. 5, line 33) of a redistribution layer (RDL; 1st metal pattern; col. 4, line 48 – col. 5, line 33) over a portion (upper surface) of the first non-conductive layer (105) and exposed top surface (upper plane) of the bond pad (103); forming (FIG. 4H) a surrounding bump metallization (SBM) structure (left side 109; col. 4, line 48 – col. 5, line 33) on a portion (upper surface) of the metal trace (left 107), the SBM structure (left side 109) including a plurality of vertical metal wall segments (left side left/middle/right 109) surrounding a central opening (space at left side middle 109 between left side left/right 109), each vertical metal wall segment (left side left/middle/right 109) separated (isolated) from a neighboring (adjacent) vertical wall segment (109) by way of a vertical gap (unlabeled longitudinal space); forming (FIG. 4I) a second non-conductive layer (135; col. 4, line 48 – col. 5, line 33) over the first non-conductive layer (105) and exposed portions (upper plane beside left side left/middle/right 109 and between adjacent left side left/middle/right 109) of the metal trace (left 107); and patterning (FIG. 4J; col. 4, line 48 – col. 5, line 33) the second non-conductive layer (135) such that a top surface (upper plane) of the metal trace (left 107) is exposed in the central opening (space at left side middle 109 between left side left/right 109) of the SBM structure (left side 109). Re claim 17, Ha discloses the method of claim 16, further comprising placing (FIG. 4K) a ball connector (111; col. 4, line 48 – col. 5, line 33) into the central opening (space at left side middle 109 between left side left/right 109) of the SBM structure (left side 109) such that the plurality of vertical metal wall segments (left side left/middle/right 109) substantially surround (within the space at left side middle 109 between left side left/right 109) the ball connector (111). Re claim 18, Ha discloses the method of claim 17, further comprising reflowing (FIG. 4K; col. 4, line 48 – col. 5, line 33) the ball connector (111) such that conductive material (solder paste; col. 4, line 48 – col. 5, line 33) of the ball connector (111) wets (connects electrically; col. 4, line 48 – col. 5, line 33) to the entire inner (all of) inner sidewalls (left/right vertical planes) of the plurality of vertical metal wall segments (left side left/middle/right 109) of the SBM structure (left side 109) and to the portion (upper surface) of the metal trace (left 107). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 3; 12 and 14 are rejected under 35 U.S.C. 103 as being unpatentable over Yu in view of CHEN et al (US 2013/0221522 A1, hereafter Chen) and NOH (US 2019/0096836 A1, hereafter Noh). Re claims 3; 12 and 14, Yu discloses the method of claim 2; and the device of claim 10, wherein a horizontal width or diameter (W2; [0035] and [0040]) of the central opening (32G/32E) is substantially 10 microns or greater (150-450 µm; [0035]). But, fails to disclose wherein a height dimension of the plurality of vertical metal wall segments (left/right 32) is approximately in a range of 40% to 60% of a largest diameter of the ball connector (34); wherein a height dimension of the plurality of vertical metal wall segments (left/right 32) is substantially in a range of 40% to 60% of the horizontal width or diameter (W2) of the central opening (32G/32E); and wherein a height dimension of the plurality of vertical metal wall segments (left/right 32) is at least 50% of a maximum height dimension of the reflowed ball connector (34). However, A. Chen discloses in FIG. 4A a device comprising a reflowed ball connector (401; [0034]-[0035]) with a largest diameter of 246 µm ([0035]) and a maximum height dimension of 216 µm ([0035]). And, B. Noh discloses in FIG. 1 a device comprising a height dimension (Hc; [0033]) of a plurality of vertical metal wall segments (left/right Cu 230; [0029]) is approximately in a range of 40% to 60% (50% to 70%; [0033]) of a height (Hb; [0033]) of a bump connector (220; [0033]). Thus, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify the method and the device of Yu by using the reflowed ball connector largest diameter of 246 µm and the maximum height dimension of 216 µm, as disclosed by Chen, to determine the minimal pitch required to prevent shorting (Chen; [0038]), and by using the height dimension of a plurality of vertical metal wall segments to approximately in a range of 40% to 60% (50% to 70%) of a height of a bump connector, as disclosed by Noh, with Chen, to maintain an adhesion force between the ball connector and a package substrate (Noh; [0006]), wherein a height dimension of the plurality of vertical metal wall segments (left/right 32) is approximately in a range of 40% to 60% of a largest diameter of the ball connector (34); wherein a height dimension of the plurality of vertical metal wall segments (left/right 32) is substantially in a range of 40% to 60% of the horizontal width or diameter (W2) of the central opening (32g/32e); and wherein a height dimension of the plurality of vertical metal wall segments (left/right 32) is at least 50% of a maximum height dimension of the reflowed ball connector (34). Claim 9 is rejected under 35 U.S.C. 103 as being unpatentable over Yu in view of Ha. Re claim 9, Yu discloses the method of claim 1. But, fails to disclose the method further comprising: forming a second non-conductive layer over the first non-conductive layer (26) and exposed portions of the metal trace (Cu, Al or Cu alloy 28); and patterning the second non-conductive layer such that a top surface of the metal trace (Cu, Al or Cu alloy 28) is exposed in the central opening (32g) of the SBM structure (32). However, Ha discloses in FIGS. 4A-4K a method comprising: forming (FIG. 4I) a second non-conductive layer (135; col. 4, line 48 – col. 5, line 33) over the first non-conductive layer (105) and exposed portions (upper plane beside left side left/middle/right 109 and between adjacent left side left/middle/right 109) of the metal trace (left 107); and patterning (FIG. 4J; col. 4, line 48 – col. 5, line 33) the second non-conductive layer (135) such that a top surface (upper plane) of the metal trace (left 107) is exposed in the central opening (space at left side middle 109 between left side left/right 109) of the SBM structure (left side 109). Thus, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify the method of Yu by adding the forming a second non-conductive layer over the first non-conductive layer and exposed portions of the metal trace; and patterning the second non-conductive layer such that a top surface of the metal trace is exposed in the central opening of the SBM structure of Ha, thereby improving adhesion strength between the ball connector and a package body. As a result, the ball connector is prevented from separating from the package body, thereby improving reliability of the semiconductor package (col. 5, lines 33-42). Claims 19-20 are rejected under 35 U.S.C. 103 as being unpatentable over Ha in view of Yu. Re claims 19-20, Na discloses the method of claim 16. But, fails to disclose wherein the vertical gap (unlabeled longitudinal space) is formed having a predetermined lateral dimension, the predetermined lateral dimension substantially 10 microns or greater; and wherein the plurality of vertical metal wall segments of the SBM structure are formed as electroplated copper pillars. However, Yu discloses wherein a vertical gap (32G/32E) is formed having a predetermined lateral dimension (W2), the predetermined lateral dimension substantially 10 microns or greater (see claims 5-6); and wherein a plurality of vertical metal wall segments (left/right 32) of a SBM structure (32) are formed as electroplated copper pillars (see claim 8). Thus, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify the method of Ha by using the vertical gap formed having a predetermined lateral dimension, the predetermined lateral dimension substantially 10 microns or greater; and wherein the plurality of vertical metal wall segments of the SBM structure are formed as electroplated copper pillars of Yu, in order to form positioning members configured to limit bump movement after the bump is disposed over the RDL so as to retain the bump at a predetermined position (Yu; Abstract). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ERIC W JONES whose telephone number is (408) 918-9765. The examiner can normally be reached M-F 7:00 AM - 6:00 PM PT. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, N. Drew Richards can be reached at (571) 272-1736. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ERIC W JONES/Primary Examiner, Art Unit 2892
Read full office action

Prosecution Timeline

Oct 18, 2023
Application Filed
Jan 29, 2026
Non-Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
61%
Grant Probability
79%
With Interview (+17.9%)
3y 3m
Median Time to Grant
Low
PTA Risk
Based on 685 resolved cases by this examiner. Grant probability derived from career allow rate.

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