Prosecution Insights
Last updated: April 19, 2026
Application No. 18/489,842

3D CELLS AND ARRAY STRUCTURES AND PROCESSES

Non-Final OA §102
Filed
Oct 18, 2023
Examiner
BLACKWELL, ASHLEY NICOLE
Art Unit
2897
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Neo Semiconductor Inc.
OA Round
1 (Non-Final)
98%
Grant Probability
Favorable
1-2
OA Rounds
3y 5m
To Grant
99%
With Interview

Examiner Intelligence

Grants 98% — above average
98%
Career Allow Rate
52 granted / 53 resolved
+30.1% vs TC avg
Minimal +3% lift
Without
With
+2.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
33 currently pending
Career history
86
Total Applications
across all art units

Statute-Specific Performance

§103
61.1%
+21.1% vs TC avg
§102
23.5%
-16.5% vs TC avg
§112
15.4%
-24.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 53 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The information disclosure statement (IDS) submitted on 05/16/2024 is being considered by the examiner. Drawings The drawings submitted on 10/18/2023 is being considered by the examiner. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1 and 2 are rejected under 35 U.S.C. 102(a)(1)/(a)(2) as being anticipated by Lee et al. (US 20210013210 A1). Regarding claim 1, Lee discloses a memory cell structure (bottom left MC) comprising: a vertical bit line (BL/120); ([0044], Fig. 1A and 2A) an Insulator (116) surrounding a first portion of vertical bit line (BL/120); ([0094], Fig. 2A) a continuous semiconductor layer (VA/115) surrounding the insulator (116) and a second portion of the vertical bit line (BL); ([0030], [0059], Fig. 1B and 2A) an extended portion of conductor material (114) surrounding the continuous semiconductor layer (VA/115) ([0055], Fig. 2A) a first dielectric layer (113) surrounding extended portion of conductor material (114); ([0055], Fig.2A) a first conductor layer (112) surrounding the first dielectric layer (113); ([0055], Fig.2A) a second conductor layer (130) surrounding the first conductor layer (112); ([0058], Fig. 2A) a second dielectric layer (127) on a top surface (top side surface of second conductor 130 of bottom left cell MC) of the first and second conductor layers (112/130); ([0046], Fig. 2A) a third dielectric layer (127) on a bottom surface (bottom side surface of second conductor 130 of bottom left cell MC) of the first and second conductor layers (112/130); (Fig. 2A) a first gate (128) on a top surface of the second dielectric layer (127); ([0046], Fig. 2A) and a second gate (128) on a bottom surface of the third dielectric layer (127). ([0046], Fig. 2A) Regarding claim 2, Lee discloses a memory cell structure (bottom left MC) comprising: a vertical bit line (BL/120); ([0044], Fig. 1A and 2A) an Insulator (116) surrounding a first portion of vertical bit line (BL/120); ([0094], Fig. 2A) a continuous semiconductor layer (VA/115) surrounding the insulator (116) and a second portion of the vertical bit line (BL); ([0030], [0059], Fig. 1B and 2A) an extended portion of conductor material (114) surrounding a first portion of a side surface of the continuous semiconductor layer (VA/115); ([0055], Fig. 2A) a first dielectric layer (113) surrounding the extended portion of conductor material (114) and a second portion of the side surface of the continuous semiconductor layer (VA/115); ([0055], Fig.2A) a first conductor layer (112) surrounding the first dielectric layer (113); ([0055], Fig.2A) a second dielectric layer (127) above a top surface of the first conductor layer (112); (Fig. 2A) a third dielectric layer (127) below a bottom surface of the first conductor layer (112); (Fig. 2A) a second conductor layer (128) on a top surface of the first dielectric layer (113); (Fig. 2A) and a third conductor layer (128) on a bottom surface of the third dielectric layer (127). (Fig. 2A) Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ASHLEY BLACKWELL whose telephone number is (703)756-1508. The examiner can normally be reached Mon-Fri 8:00-1600. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jacob Choi can be reached at 469-295-9060. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ASHLEY NICOLE BLACKWELL/Examiner, Art Unit 2897 /JACOB Y CHOI/Supervisory Patent Examiner, Art Unit 2897
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Prosecution Timeline

Oct 18, 2023
Application Filed
Dec 22, 2025
Non-Final Rejection — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12598860
LIGHT-EMITTING DEVICE
2y 5m to grant Granted Apr 07, 2026
Patent 12593589
DISPLAY DEVICE AND METHOD OF MANUFACTURING THE SAME
2y 5m to grant Granted Mar 31, 2026
Patent 12588311
FLEXIBLE SUBSTRATES HAVING SEMICONDUCTOR PACKAGES
2y 5m to grant Granted Mar 24, 2026
Patent 12575099
METHOD FOR FABRICATING A SEMICONDUCTOR DEVICE
2y 5m to grant Granted Mar 10, 2026
Patent 12550324
THREE-DIMENSIONAL SEMICONDUCTOR MEMORY DEVICE AND ELECTRONIC SYSTEM INCLUDING THE SAME
2y 5m to grant Granted Feb 10, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
98%
Grant Probability
99%
With Interview (+2.9%)
3y 5m
Median Time to Grant
Low
PTA Risk
Based on 53 resolved cases by this examiner. Grant probability derived from career allow rate.

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