Prosecution Insights
Last updated: April 19, 2026
Application No. 18/491,559

PHOTOELECTRIC CONVERSION DEVICE HAVING INSULATOR WITH A BAND SHAPE, AND PHOTOELECTRIC CONVERSION SYSTEM

Non-Final OA §102§103
Filed
Oct 20, 2023
Examiner
SANDVIK, BENJAMIN P
Art Unit
2812
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Canon Kabushiki Kaisha
OA Round
1 (Non-Final)
76%
Grant Probability
Favorable
1-2
OA Rounds
2y 8m
To Grant
82%
With Interview

Examiner Intelligence

Grants 76% — above average
76%
Career Allow Rate
874 granted / 1142 resolved
+8.5% vs TC avg
Moderate +6% lift
Without
With
+6.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
25 currently pending
Career history
1167
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
60.5%
+20.5% vs TC avg
§102
25.2%
-14.8% vs TC avg
§112
6.7%
-33.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1142 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 5, 16, and 17 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Nakazawa et al (U.S. Pub #2021/0084249). With respect to claim 5, Nakazawa teaches a photoelectric conversion device (embodiment in Figs. 40-41; Fig. 7 is referenced for side view details) comprising: a first component (Fig. 7, 10) comprising: a first semiconductor substrate (Fig. 7, 11 and Paragraph 127) having a first surface and a second surface opposite to the first surface; a first photoelectric conversion portion (Fig. 41, PD1; Fig. 7, 41) arranged to receive light from the second surface; a second photoelectric conversion portion (Fig. 41, PD3) arranged to receive light from the second surface; a first transfer gate (Fig. 41, TG1) disposed on a side including the first surface and transferring signal charges generated in the first photoelectric conversion portion; a second transfer gate (Fig. 41, TG3) disposed on the side including the first surface and transferring signal charges generated in the second photoelectric conversion portion; and a floating diffusion portion (Fig. 41 FD) to which the signal charges are transferred through the first transfer gate and the second transfer gate, and a second component (Fig. 7, 20) comprising: a second semiconductor substrate (Fig. 7, 21) having a third surface and a fourth surface opposite to the third surface; and multiple insulators (Fig. 41, 53; Fig. 7, 53; Paragraph 134) each having a band shape and penetrating through the second semiconductor substrate, the second component and the first component being laminated to each other (Fig. 7, 10 and 20), wherein each of the insulators is filled into a through-hole formed in the second semiconductor substrate and includes a first contact (Fig. 41, 48 and Paragraph 136; e.g. Fig. 7, 54) connected to the first transfer gate and a second contact (Fig. 41, 48) connected to the second transfer gate, the second contact being positioned closest to the first contact, and the first transfer gate and the second transfer gate (Fig. 41, TG1 and TG3) are line-symmetric with respect to a longitudinal direction of the insulator in a plan view (Fig. 41, V direction). With respect to claim 16, Nakazawa photoelectric conversion system comprising: the photoelectric conversion device (Fig. 68, 1) according to Claim 5; and a signal processing unit (Fig. 68, 144 and Paragraph 284) configured to generate an image (Fig. 68, 146) based on a signal output from the photoelectric conversion device. With respect to claim 17, Nakazawa teaches a moving body comprising: the photoelectric conversion device according to Claim 5, wherein the moving body includes a control unit configured to control movement of the moving body based on a signal output from the photoelectric conversion device (Fig. 71 and Paragraph 305-309). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim 11 is rejected under 35 U.S.C. 103 as being unpatentable over Nakazawa, in view of Nakazawa et al (U.S. Pub #2022/0271070). With respect to claim 11, Nakazawa2021 does not teach that the first transfer gate and the second transfer gate are made of polysilicon. Nakazawa2022 teaches that a first transfer gate and a second transfer gate are made of polysilicon (Paragraph 320). It would have been obvious to one of ordinary skill in the art at the time the invention was effectively filed to form the transfer gates of Nakazawa2021 of polysilicon as taught by Nakazawa2022 in order to achieve predictable result of providing a patterned gate conductor material (Paragraph 320, Figs. 19A-19C). Allowable Subject Matter Claims 1-4, 9, 10, and 12-15 are allowed. Claims 6-8 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is an examiner’s statement of reasons for allowance: the best prior art of record does not teach or fairly suggest in claim 1: wherein the insulator includes a first contact connected to the first transfer gate and a second contact connected to the second transfer gate, the second contact being positioned closest to the first contact, and a direction in which the first contact and the second contact are aligned intersects a longitudinal direction of the insulator at an acute angle. in claim 3: wherein the insulator includes a first contact connected to the first transfer gate and a second contact connected to the second transfer gate, the second contact being positioned closest to the first contact, and a direction in which the first contact and the second contact are aligned intersects at an acute angle a direction in which the first photoelectric conversion portion and the second photoelectric conversion portion are aligned. Any comments considered necessary by applicant must be submitted no later than the payment of the issue fee and, to avoid processing delays, should preferably accompany the issue fee. Such submissions should be clearly labeled “Comments on Statement of Reasons for Allowance.” Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to BENJAMIN P SANDVIK whose telephone number is (571)272-8446. The examiner can normally be reached M-F: 10-6. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Davienne Monbleau can be reached at (571)-272-1945. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /BENJAMIN P SANDVIK/Primary Examiner, Art Unit 2812
Read full office action

Prosecution Timeline

Oct 20, 2023
Application Filed
Feb 07, 2026
Non-Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
76%
Grant Probability
82%
With Interview (+6.0%)
2y 8m
Median Time to Grant
Low
PTA Risk
Based on 1142 resolved cases by this examiner. Grant probability derived from career allow rate.

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