Prosecution Insights
Last updated: May 29, 2026
Application No. 18/493,634

BOTTOM CHANNEL TRENCH ISOLATED GATE ALL AROUND (GAA) FIELD EFFECT TRANSISTOR (FET)

Non-Final OA §102§103
Filed
Oct 24, 2023
Examiner
NGUYEN, THANH T
Art Unit
2893
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Qualcomm Incorporated
OA Round
1 (Non-Final)
83%
Grant Probability
Favorable
1-2
OA Rounds
2m
Est. Remaining
97%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allowance Rate
1169 granted / 1404 resolved
+15.3% vs TC avg
Moderate +14% lift
Without
With
+13.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
28 currently pending
Career history
1440
Total Applications
across all art units

Statute-Specific Performance

§101
0.8%
-39.2% vs TC avg
§103
69.8%
+29.8% vs TC avg
§102
16.2%
-23.8% vs TC avg
§112
1.1%
-38.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1404 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION Election/Restrictions Applicant’s election of Invention I, claims 1-10 in the reply filed on 12/29/25 is acknowledged. Because applicant did not distinctly and specifically point out the supposed errors in the restriction requirement, the election has been treated as an election without traverse (MPEP § 818.01(a)). Claims 11-20 are withdrawn from further consideration by the examiner. The requirement is still deemed proper and is therefore made FINAL. Information Disclosure Statement The information disclosure statements filed 1/24/25 have been considered. Oath/Declaration Oath/Declaration filed on 11/30/23 has been considered. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1-6, 8-9 is/are rejected under 35 U.S.C. 102(a)(1)/(a)(2) as being anticipated by Ong et al. (U.S. Patent Publication No. 2023/0209798). Referring to figures 4-10, Ong et al. teaches a gate all around (GAA) field effect transistor (GAA FET) (130), comprising: a substrate (101); a nanosheet structure (260) on the substrate; a source/drain (SD) region (275) in the substrate and coupled to a first end of the nanosheet structure; a drain/source (DS) region (275) in the substrate and coupled to a second end opposite the first end of the nanosheet structure; a metal gate (285) on the nanosheet structure to define a plurality of channels between the source/drain region and the drain/source region; and a trench oxide (605) blocking a bottom channel of the plurality of channels (see figure 7). Regarding to claim 2, the metal gate (285) horizontally surrounds the nanosheet structure (260) on four sides (see figures 4-7). Regarding to claim 3, in which the trench oxide (301/605) is coupled to a portion of the metal gate (285, see figure 7). Regarding to claim 4, the trench oxide (301/605) extends through the substrate (101, see figure (7a)3. Regarding to claim 5, the trench oxide comprises silicon nitride (SiN) (see paragraph# 68). Regarding to claim 6, the trench oxide comprises silicon oxide (SiO2) (see paragraph# 68). Regarding to claim 8, the nanosheet structure comprises silicon (see paragraph# 48). Regarding to claim 9, gate spacers (411) between the metal gate (285) and the SD region and the DS region (275, see figure 7a). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim 7 is/are rejected under 35 U.S.C. 103 as being unpatentable over Ong et al. (U.S. Patent Publication No. 2023/0209798) applied in claim(s) 1-6, 8-9 above in view of Huang et al. (U.S. Patent Publication No. 2022/0045052). Referring to figures 4-10, Ong et al. teaches a gate all around (GAA) field effect transistor (GAA FET) (130), comprising: a substrate (101); a nanosheet structure (260) on the substrate; a source/drain (SD) region (275) in the substrate and coupled to a first end of the nanosheet structure; a drain/source (DS) region (275) in the substrate and coupled to a second end opposite the first end of the nanosheet structure; a metal gate (285) on the nanosheet structure to define a plurality of channels between the source/drain region and the drain/source region; and a trench oxide (605) blocking a bottom channel of the plurality of channels (see figure 7). However, the reference does not clearly teach a backside power rail coupled to the substrate (in claim 7). Huang et al. teaches a semiconductor device having a backside power rail (130) coupled to the substrate (102, see figure, paragraph# 29). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to form a backside power rail coupled to the substrate in Ong et al. as taught by Huang et al. because it is known in the semiconductor to to deliver power Claim 10 is/are rejected under 35 U.S.C. 103 as being unpatentable over Ong et al. (U.S. Patent Publication No. 2023/0209798) applied in claim(s) 1-6, 8-9 above in view of Chen et al. (U.S. Patent Publication No. 2023/0282751). Referring to figures 4-10, Ong et al. teaches a gate all around (GAA) field effect transistor (GAA FET) (130), comprising: a substrate (101); a nanosheet structure (260) on the substrate; a source/drain (SD) region (275) in the substrate and coupled to a first end of the nanosheet structure; a drain/source (DS) region (275) in the substrate and coupled to a second end opposite the first end of the nanosheet structure; a metal gate (285) on the nanosheet structure to define a plurality of channels between the source/drain region and the drain/source region; and a trench oxide (605) blocking a bottom channel of the plurality of channels (see figure 7). However, the reference does not clearly teach the SD region and the DS region comprise boron-doped silicon germanium (SiGe:B) for P-type FET (PFET) devices, and phosphorus doped silicon (Si:P) for N-type FET (NFET) devices (in claim 10). Chen et al. teaches the SD region and the DS region (250/252) comprise boron-doped silicon germanium (SiGe:B) for P-type FET (PFET) devices, and phosphorus doped silicon (Si:P) for N-type FET (NFET) devices (see paragraph# 54, figures 13-14). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to form the SD region and the DS region comprise boron-doped silicon germanium (SiGe:B) for P-type FET (PFET) devices, and phosphorus doped silicon (Si:P) for N-type FET (NFET) devices in Ong et al. as taught by Chen et al. because choosing an optimum material for a layer is known in the semiconductor art to form a device with desired conductivity. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Thanh Nguyen whose telephone number is (571) 272-1695, or by Email via address Thanh.Nguyen@uspto.gov. The examiner can normally be reached on Monday-Thursday from 6:00AM to 3:30PM. If attempts to reach the examiner by telephone are unsuccessful, the examiner's supervisor, Yara Green, can be reached on (571) 270-3035. The fax phone number for this Group is (571) 273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pairdirect.uspto.gov. Should you have questions on access to thy Private PAIR system, contact the Electronic Business center (EBC) at 866-217-9197 (toll-free). /THANH T NGUYEN/Primary Examiner, Art Unit 2893
Read full office action

Prosecution Timeline

Oct 24, 2023
Application Filed
Feb 02, 2026
Non-Final Rejection mailed — §102, §103
Apr 09, 2026
Applicant Interview (Telephonic)
Apr 13, 2026
Examiner Interview Summary
Apr 15, 2026
Response Filed

Precedent Cases

Applications granted by this same examiner with similar technology

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
83%
Grant Probability
97%
With Interview (+13.9%)
2y 9m (~2m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1404 resolved cases by this examiner. Grant probability derived from career allowance rate.

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