Prosecution Insights
Last updated: October 25, 2026
Application No. 18/496,382

LIGHT-EMITTING DEVICE

Non-Final OA §103
Filed
Oct 27, 2023
Priority
Nov 04, 2022 — JP 2022-177385
Examiner
NGUYEN, VU ANH
Art Unit
1762
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Semiconductor Energy Laboratory Co., Ltd.
OA Round
1 (Non-Final)
83%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allowance Rate
1275 granted / 1531 resolved
+18.3% vs TC avg
Strong +16% interview lift
Without
With
+15.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
27 currently pending
Career history
1559
Total Applications
across all art units

Statute-Specific Performance

§101
1.1%
-38.9% vs TC avg
§103
40.3%
+0.3% vs TC avg
§102
27.8%
-12.2% vs TC avg
§112
27.8%
-12.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1531 resolved cases

Office Action

§103
Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1-19 are rejected under 35 U.S.C. 103 as being unpatentable over WO 2021/256446 A1 (= US 2023/0276701 A1) to Miyajima et al. in view of US 2021/0098714 A1 to Choi et al. It is noted that the recitation of the temperature-dependent excitation lifetime in claim 1 is equivalent to saying that the TADF light-emitting substance has a negative ΔST. Correspondingly, Miyajima et al. discloses an OLED wherein the EML comprises a host material and a dopant which is a TADF heptazine derivative having a ΔST between -20 eV and 0.0090 eV. An example of the TADF heptazine derivative is the following compound on page 20: PNG media_image1.png 262 434 media_image1.png Greyscale . As this compound is essentially identical to the claimed light-emitting substance (see compound G3 on page 35 of the specification), it therefore must have the same temperature-dependent excitation lifetime profile. Miyajima et al. fails to teach a host material comprising a carbazole ring, an aromatic amine skeleton or a π-electron deficient heteroaromatic ring. However, Choi et al. discloses an OLED wherein the EML comprises a TADF dopant and a host material comprising a carbazole-based hole-transport compound and an azine-based electron-transport compound that together form an exciplex (pp. 1, 7, 8), and Choi et al. also discloses that the exciplex enables better energy transfer to the TADF dopant [0098]. Therefore, it would have been obvious to a person of ordinary skill in the art at the time the instant invention was filed to modify the device disclosed by Miyajima et al. by employing the host material suggested by Choi et al. so as to optimize the energy transfer efficiency from the host to the dopant and thereby improve the overall efficiency of the device. The features of claims 2, 4 and 5 are disclosed by Choi et al. as mentioned. The features of claim 3 are disclosed by both references and they are also obvious because the T1 of the host must be at least equal to the T1 of the dopant for energy transfer to be possible. Claim 7 is obvious for the same reasons. The features of claim 6 are disclosed by Choi et al. in paragraph [0135], i.e., significant overlap between the emission (output) spectrum of the host and the absorption (input) spectrum of the dopant ensures good energy transfer from the host to the dopant (see also the figures in Choi et al.). Claims 8-10 are disclosed by Miyajima et al. as mentioned. Claims 11-19 are unpatentable for the stated reasons. Contact Information Any inquiry concerning this communication or earlier communications from the examiner should be directed to VU ANH NGUYEN whose telephone number is (571)270-5454. The examiner can normally be reached M-F 8:00 AM-5:00 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, ROBERT JONES can be reached at (571) 270-7733. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /VU A NGUYEN/Primary Examiner, Art Unit 1762
Read full office action

Prosecution Timeline

Oct 27, 2023
Application Filed
Feb 13, 2025
Response after Non-Final Action
Sep 29, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12767648
COMPOUND FOR ORGANIC OPTOELECTRONIC ELEMENT, COMPOSITION FOR ORGANIC OPTOELECTRONIC ELEMENT, ORGANIC OPTOELECTRONIC ELEMENT, AND DISPLAY DEVICE
3y 11m to grant Granted Oct 20, 2026
Patent 12765553
COMPOSITIONS AND METHODS FOR ANTIMICROBIAL ARTICLES
3y 11m to grant Granted Oct 20, 2026
Patent 12760006
HETEROCYCLIC COMPOUND, ORGANIC LIGHT EMITTING DEVICE COMPRISING THE SAME AND COMPOSITION FOR ORGANIC MATERIAL LAYER OF ORGANIC LIGHT EMITTING DEVICE
4y 7m to grant Granted Oct 13, 2026
Patent 12765258
ORGANIC ELECTROLUMINESCENT DEVICE
4y 0m to grant Granted Oct 13, 2026
Patent 12757628
LIGHT-EMITTING DEVICE INCLUDING HETEROCYCLIC COMPOUND, ELECTRONIC APPARATUS INCLUDING THE SAME, AND THE HETEROCYCLIC COMPOUND
3y 7m to grant Granted Oct 06, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
83%
Grant Probability
99%
With Interview (+15.8%)
2y 5m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1531 resolved cases by this examiner. Grant probability derived from career allowance rate.

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