Prosecution Insights
Last updated: July 17, 2026
Application No. 18/499,209

SEMICONDUCTOR DEVICE AND MANUFACTURING METHOD OF SEMICONDUCTOR DEVICE

Non-Final OA §102
Filed
Nov 01, 2023
Priority
Aug 03, 2023 — RE 10-2023-0101390
Examiner
STEPHENSON, KENNETH STEPHEN
Art Unit
2898
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
SK hynix Inc.
OA Round
1 (Non-Final)
71%
Grant Probability
Favorable
1-2
OA Rounds
11m
Est. Remaining
80%
With Interview

Examiner Intelligence

Grants 71% — above average
71%
Career Allowance Rate
5 granted / 7 resolved
+3.4% vs TC avg
Moderate +8% lift
Without
With
+8.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
26 currently pending
Career history
46
Total Applications
across all art units

Statute-Specific Performance

§101
1.7%
-38.3% vs TC avg
§103
65.8%
+25.8% vs TC avg
§102
14.5%
-25.5% vs TC avg
§112
13.7%
-26.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 7 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Claims 4 – 5 & 15 – 16 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected species, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 5 March 2026. Applicant’s election without traverse of Species IV, as presented in at least Fig. 10B, in the aforementioned reply is acknowledged. Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Specification The title of the invention is not descriptive. A new title is required that is clearly indicative of the invention to which the claims are directed. The following title is suggested: MEMORY DEVICE WITH PATTERNED METALLIC SOURCE LAYER Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1 – 3, 6 – 14, & 17 – 18 is/are rejected under 35 U.S.C. 102(a)(1) and 35 U.S.C. 102(a)(2) as being anticipated by CHOI (US 20230021449 A1). Examiner’s Note For the following rejection, consider both the original figures of CHOI and the cropped annotated figure of CHOI provided below. PNG media_image1.png 426 524 media_image1.png Greyscale Regarding Claim 1, CHOI discloses: A semiconductor device (Fig. 2 – 4B; Par. 36) comprising: a gate structure (220/230) including gate lines (230) extending in a first direction (Y); a first source pattern (201) located on the gate structure (220/230); second source patterns (260) spaced apart from each other along the first direction (Y), (As seen in Fig. 2) the second source patterns (260) located on the first source pattern (201) and extending in a second direction (X) intersecting the first direction (Y); and (As seen in Fig. 3) channel structures (CH) spaced apart from each other along the first direction (Y), (As seen in Fig. 2) each channel structure (CH) extending through the gate structure (220/230) and protruding into the first source pattern (201). (As seen in Fig. 2) Regarding Claim 2, CHOI discloses: The semiconductor device of claim 1, wherein the second source patterns (260) include a material having a lower specific resistance than the first source pattern (201). (Par. 76: 260 may include copper; Par. 51: 201 may be polysilicon. Inherently, copper has a lower specific resistance than polysilicon.) Regarding Claim 3, CHOI discloses: The semiconductor device of claim 1, wherein the first source pattern (201) includes polysilicon (Par. 51), and the second source patterns (260) include metal (Par. 76). Regarding Claim 6, CHOI discloses: The semiconductor device of claim 1, wherein the gate structure (220/230) includes a cell region (MCA) and a contact region (PA/CA), and the channel structures (CH) are located in the cell region (MCA). (As seen in Fig. 2) Regarding Claim 7, CHOI discloses: The semiconductor device of claim 6, further comprising contact plugs (252) respectively connected to the gate lines (230) in the contact region (PA/CA). (As seen in Fig. 2) Regarding Claim 8, CHOI discloses: The semiconductor device of claim 6, wherein the first source pattern (201) and the second source patterns (260) are located on the cell region (MCA). (As seen in Fig. 2) Regarding Claim 9, CHOI discloses: The semiconductor device of claim 1, further comprising: a first interconnection structure (270) located below the gate structure (220/230) and connected to the channel structures (CH); (As seen in Fig. 2) a peripheral circuit (PERI); a second interconnection structure (130) connected to the peripheral circuit (PERI); and (As seen in Fig. 2) a bonding structure (180/280) electrically connecting the first interconnection structure (270) and the second interconnection structure (130) to each other. (As seen in Fig. 2) Regarding Claim 10, CHOI discloses: The semiconductor device of claim 1, further comprising first insulating layers (210) respectively located between the second source patterns (260) and (“Between” may be defined as “in [a] time, space, or interval that separates”, as per www.merriam-webster.com. Further, one such interval that separates the second source patterns 260 is the interval defined by the arc ARC, as provided in Fig. 2. In such intervals, it can be seen that the first insulating layers 210 are respectively located between the second source patterns 260.) extending in the second direction (X). (Second source patterns 260 are clearly three-dimensional. As such, second source patterns 260 extend in every direction, including the second direction X.) Regarding Claim 11, CHOI discloses: The semiconductor device of claim 10, wherein the gate structure (220/230) includes a cell region (MCA) and a contact region (PA/CA), and the semiconductor device (Fig. 2 – 4B) further comprising a second insulating layer (205) located on the contact region (PA of PA/CA). (As seen in Fig. 2) Regarding Claim 12, CHOI discloses: The semiconductor device of claim 11, wherein a level of a lower surface of the second insulating layer (205) is located below a level of a lower surface of each of the first insulating layers (210). (As seen in Fig. 2) Regarding Claim 13, CHOI discloses: A semiconductor device (Fig. 2 – 4B; Par. 36) comprising: a gate structure (220/230) including a cell region (MCA) and a contact region (PA/CA) and including gate lines (230) extending in a first direction (Y); a first source pattern (201) located on the cell region (MCA) of the gate structure (220/230); second source patterns (260) located on the first source pattern (201) and extending in a second direction (X) intersecting the first direction (Y); first insulating layers (210) respectively located between the second source patterns (260); and (As explained in the rejection of Claim 10) a second insulating layer (205) located on the contact region (PA of PA/CA). (All limitations visible in Fig. 2 & 3) Regarding Claim 14, CHOI discloses: The semiconductor device of claim 13, wherein the second source patterns (260) include a material having a lower specific resistance than the first source pattern (210). (Par. 76: 260 may include copper; Par. 51: 201 may be polysilicon. Inherently, copper has a lower specific resistance than polysilicon.) Regarding Claim 17, CHOI discloses: The semiconductor device of claim 13, further comprising: channel structures (CH) located in the cell region (MCA); and contact plugs (252) respectively connected to the gate lines (230) in the contact region (PA/CA). (As seen in Fig. 2) Regarding Claim 18, CHOI discloses: The semiconductor device of claim 17, further comprising: a first interconnection structure (270) located below the gate structure (220/230) and connected to the channel structures (CH); (As seen in Fig. 2) a peripheral circuit (PERI); a second interconnection structure (130) connected to the peripheral circuit (PERI); and a bonding structure (180/280) electrically connecting the first interconnection structure (270) and the second interconnection structure (130) to each other. (As seen in Fig. 2) Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Kenneth S. Stephenson whose telephone number is (571)272-6686. The examiner can normally be reached Monday through Friday, 9 A.M. to 5 P.M. (EST).. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Julio Maldonado can be reached at (571) 272-1864. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /K.S.S./Examiner, Art Unit 2898 /JULIO J MALDONADO/Supervisory Patent Examiner, Art Unit 2898
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Prosecution Timeline

Nov 01, 2023
Application Filed
Jun 29, 2026
Non-Final Rejection mailed — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
71%
Grant Probability
80%
With Interview (+8.3%)
3y 7m (~11m remaining)
Median Time to Grant
Low
PTA Risk
Based on 7 resolved cases by this examiner. Grant probability derived from career allowance rate.

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