Prosecution Insights
Last updated: April 19, 2026
Application No. 18/499,224

SEMICONDUCTOR DEVICE INCLUDING A PLUG STRUCTURE

Non-Final OA §102§103§112
Filed
Nov 01, 2023
Examiner
FERNANDES, ERROL V
Art Unit
2893
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
SK Hynix Inc.
OA Round
1 (Non-Final)
85%
Grant Probability
Favorable
1-2
OA Rounds
2y 3m
To Grant
96%
With Interview

Examiner Intelligence

Grants 85% — above average
85%
Career Allow Rate
667 granted / 786 resolved
+16.9% vs TC avg
Moderate +12% lift
Without
With
+11.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
28 currently pending
Career history
814
Total Applications
across all art units

Statute-Specific Performance

§103
58.7%
+18.7% vs TC avg
§102
36.7%
-3.3% vs TC avg
§112
4.0%
-36.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 786 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1 and 12 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Regarding claim 1, lines 15 and 16, the limitation stating “the first outer ion implantation region surrounds at least one surface of the second ion implantation region” is not supported by the applicant’s specification (see applicant’s Fig. 2). The first outer ion implantation region 41a does not surround the second ion implantation region 42. It is noted, based on review of the applicant’s disclosure and claim set, that the first outer ion implantation region 41a surrounds the first inner ion implantation region 41b (see applicant’s Fig. 2). As a result, the limitation has been treated using the noted correction in the following prosecution. Regarding claim 12, lines 14 and 15, the limitation stating “the first ion implantation region surrounds a lower surface of the first inner ion implantation region” is not supported by the applicant’s specification (see applicant’s Fig. 2). The first ion implantation region 41 is comprised of both the inner and outer ion implantation regions, 41b and 41a, respectively. It is noted, based on review of the applicant’s disclosure and claim set, that the first outer ion implantation region 41a surrounds the first inner ion implantation region 41b. As a result, the limitation has been treated using the noted correction in the following prosecution. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-5 and 12-17 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Chen et al. US 2006/0284249 A1. Regarding claims 1-5, Chen discloses: A semiconductor device (Figs. 1-7) comprising: a substrate (20/40) having a first active region (Fig. 7) and a second active region (Fig. 2; paras 0007-0008); a first ion implantation region (Fig. 7; 60) in the first active region of the substrate; a first plug structure (Figs. 70 and 76) positioned over the first active region and vertically aligned with the first ion implantation region; a second ion implantation region (Fig. 2; 16) in the second active region of the substrate; and a second plug structure (Fig. 2 in view of Fig. 7; similar 70 and 76) positioned over the second active region and vertically aligned with the second ion implantation region, wherein: the first ion implantation region includes a first outer ion implantation region (Fig. 7; 62) and a first inner ion implantation region (Fig. 7; 60), the first outer ion implantation region surrounds at least one surface of the second ion implantation region (Fig. 7), the first outer ion implantation region includes at least one of carbon (C) ions and fluorine (F) ions (para 0026; 62 carbon, fluorine), and the first inner ion implantation region includes at least one of germanium (Ge) ions and boron (B) ions (para 0025; 60 boron). (claim 2) first outer ion implantation region does not include the boron ions (para 0026; “… portions extending below respective source and drain regions”); and first inner ion implantation region includes one of carbon and fluorine ions (para 0025; BF2). (claim 3) para 0007; As and P. (claim 4) Fig. 2, 16. (claim 5) para 0027; 62 substantially enclose 60. Regarding claims 12-17, Chen discloses: A semiconductor device (Fig. 7) comprising: a first transistor structure (Fig. 7) in a first area of a substrate (40), wherein the first transistor structure includes: a first gate structure (44, 46, 54); a first ion implantation region (60, 62) in a first active region (40) in the first area of the substrate and positioned adjacent to the first gate structure; and a first plug structure (70, 76) extending in a vertical direction over the first active region and vertically aligned with the first ion implantation region, wherein: the first ion implantation region includes a first outer ion implantation region (62) and a first inner ion implantation region (60), the first ion implantation region surrounds a lower surface of the first inner ion implantation region (Fig. 7), the first outer ion implantation region includes at least one of carbon (C) ions and fluorine (F) ions (para 0026; 62 carbon, fluorine), and the first inner ion implantation region includes at least one of germanium (Ge) ions and boron (B) ions (para 0025; 60 boron). (claim 13) first outer ion implantation region does not include the boron ions (para 0026; “… portions extending below respective source and drain regions”); and first inner ion implantation region includes one of carbon and fluorine ions (para 0025; BF2). (claim 13) para 0007; As and P. (claim 14) para 0027; 62 substantially enclose 60. (claim 15) 70 in contact with 60. (claim 16) further comprising: a second transistor structure (Fig. 2; paras 0007-0008) in a second area of the substrate (20), wherein the second transistor structure includes: a second gate structure (12); a second ion implantation region (16) in a second active region in the second area of the substrate and positioned adjacent to the second gate structure; and a second plug structure (Fig. 2 in view of Fig. 7; similar 70 and 76) extending in the vertical direction over the second active region and vertically aligned with the second ion implantation region, wherein the second ion implantation region is a single region including at least one of arsenic (As) ions and phosphorus (P) ions (para 0007; As and P). (claim 17) Fig. 2 in view of Fig. 7; 70 in contact with 60. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 11 and 20 is/are rejected under 35 U.S.C. 103 as being unpatentable over Chen, as applied to claims 1 and 12 above, in view of Chan et al. US 2005/0001290 A1. Regarding claims 11 and 20, Chen does not disclose: wherein each of the first and second active regions is an <100> crystal plane. Chan discloses a publication from a similar field of endeavor in which: wherein each of the first and second active regions is an <100> crystal plane (Figs. 1 and 2; para 0003). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to understand that the surface orientation of the active regions in a <100> is standard in determining CMOS regions where current flow direction can be controlled at the device layout level (Chan; para 0003). Claims 6-10, 18 and 19 is/are rejected under 35 U.S.C. 103 as being unpatentable over Chen, as applied to claims 1 and 12 above, in view of Hung et al. US 2023/0268402 A1. Regarding claims 6-10, Chen does not disclose: (claim 6) wherein lower ends of the first and second plug structures protrude downward into the first and second active regions, respectively, wherein each of the lower ends of the first and second plug structures includes: a plug; a plug barrier layer surrounding a surface of the plug; and a metal silicide layer surrounding the plug barrier layer; (claim 7) wherein the metal silicide layer includes cobalt silicide (CoSi); (claim 8) wherein each of the first and second plug structures further includes an insulating lining layer surrounding side surfaces of the first and second plug barrier layers; (claim 9) wherein the lower ends of the first and second plug structures are in contact with the first and second ion implantation regions, respectively; (claim 10) wherein the lower end of the first plug structure is in contact with the first inner ion implantation region of the first ion implantation region. Hung discloses a publication from a similar field of endeavor in which: (claim 6) wherein lower ends (139) of the first and second plug structures (139, 197, 199) protrude downward into the first and second active regions (135), respectively, wherein each of the lower ends of the first and second plug structures includes: a plug (199); a plug barrier layer (197) surrounding a surface of the plug; and a metal silicide layer (139) surrounding the plug barrier layer; (claim 7) wherein the metal silicide layer includes cobalt silicide (CoSi) (para 0042); (claim 8) wherein each of the first and second plug structures further includes an insulating lining layer (190) surrounding side surfaces of the first and second plug barrier layers; (claim 9) wherein the lower ends (139) of the first and second plug structures (139, 197, 199) are in contact with the first and second ion implantation regions (135), respectively; (claim 10) wherein the lower end (139) of the first plug structure is in contact with the first inner ion implantation region (135) of the first ion implantation region. It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to obtain higher circuit performance by reducing resistance at the conductive plug and source drain interface (para 0003). Regarding claims 18 and 19, Chen does not disclose: (claim 18) wherein lower ends of the first and second plug structures protrude downward into the first and second active regions, respectively, wherein the lower ends of the first and second plug structures include: first and second plugs each having a bulb shape; first and second plug barrier layers surrounding surfaces of the first and second plugs, respectively; and first and second metal silicide layers surrounding the first and second plug barrier layers, respectively; (claim 19) wherein each of the first and second metal silicide layers includes cobalt silicide (CoSi). Hung discloses a publication from a similar field of endeavor in which: (claim 18) wherein lower ends (139) of the first and second plug structures (139, 197, 199) protrude downward into the first and second active regions (135), respectively, wherein the lower ends of the first and second plug structures include: first and second plugs each having a bulb shape (199 bulb shaped); first and second plug barrier layers (197) surrounding surfaces of the first and second plugs, respectively; and first and second metal silicide layers (139) surrounding the first and second plug barrier layers, respectively; (claim 19) wherein each of the first and second metal silicide layers includes cobalt silicide (CoSi) (para 0042). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to obtain higher circuit performance by reducing resistance at the conductive plug and source drain interface (para 0003). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ERROL V FERNANDES whose telephone number is (571)270-7433. The examiner can normally be reached on 9-5:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Britt Hanley can be reached on 571-270-3042. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ERROL V FERNANDES/Primary Examiner, AU 2893
Read full office action

Prosecution Timeline

Nov 01, 2023
Application Filed
Jan 06, 2026
Non-Final Rejection — §102, §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12604781
PACKAGE STRUCTURE INCLUDING GUIDING PATTERNS
2y 5m to grant Granted Apr 14, 2026
Patent 12599043
SEMICONDUCTOR DEVICE PACKAGE AND METHOD OF MANUFACTURING THE SAME
2y 5m to grant Granted Apr 07, 2026
Patent 12593738
FLIP CHIP PACKAGE FOR SEMICONDUCTOR DEVICES
2y 5m to grant Granted Mar 31, 2026
Patent 12588470
GLASS CARRIER STACKED PACKAGE ASSEMBLY METHOD
2y 5m to grant Granted Mar 24, 2026
Patent 12588554
Semiconductor Device and Method Forming Same
2y 5m to grant Granted Mar 24, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
85%
Grant Probability
96%
With Interview (+11.6%)
2y 3m
Median Time to Grant
Low
PTA Risk
Based on 786 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month