Prosecution Insights
Last updated: October 02, 2026
Application No. 18/499,699

SEMICONDUCTOR DEVICE

Final Rejection §103
Filed
Nov 01, 2023
Priority
Jan 26, 2023 — JP 2023-010141
Examiner
PRIDEMORE, NATHAN ANDREW
Art Unit
2898
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Mitsubishi Electric Corporation
OA Round
2 (Final)
78%
Grant Probability
Favorable
3-4
OA Rounds
7m
Est. Remaining
91%
With Interview

Examiner Intelligence

Grants 78% — above average
78%
Career Allowance Rate
65 granted / 83 resolved
+10.3% vs TC avg
Moderate +13% lift
Without
With
+13.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 6m
Avg Prosecution
32 currently pending
Career history
109
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
50.2%
+10.2% vs TC avg
§102
23.3%
-16.7% vs TC avg
§112
23.5%
-16.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 83 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant’s arguments/amendments, see Remarks/Claims, filed 10 July 2026, with respect to the rejection(s) of the claim(s) under 35 USC §102 in the previous Office action have been fully considered and are persuasive. Specifically, the prior art of the previous rejection does not expressly disclose “the lead frames each include leads extending outside of the molding resin” as recited in amended claim 1. Therefore, the previous rejection has been withdrawn. However, upon further search and consideration, a new ground(s) of rejection is made in view of Yu (of record) in view of newly discovered reference Keitaro Ichikawa et al. (US 2016/0233151 A1), as presented in detail below. Claims 7-8 remain withdrawn from consideration. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-2, 5-6, and 9-15 are rejected under 35 U.S.C. 103 as being unpatentable over Bo Yu et al. (US 2024/0096782 A1; hereinafter Yu) in view of Keitaro Ichikawa et al. (US 2016/0233151 A1; hereinafter Ichikawa). Regarding Claim 1, Yu discloses a semiconductor device (Fig. 1 and Fig. 3) comprising: a plurality of lead frames (11/21; ¶0079; copper ¶0081); a plurality of semiconductor elements (3/4; ¶0088) mounted to the plurality of lead frames (11/21); a heat sink (13/23; thermally conductive; ¶0082) disposed below the plurality of lead frames (11/21); and an insulating sheet (12/22; ¶0078) interposed between the plurality of lead frames (11/21) and the heat sink (13/23) (as shown in Fig. 1); and a molding resin (5; ¶0092) partially sealing the lead frames (11/21) (Fig. 1), wherein the insulating sheet (12/22) and the heat sink (13/23) are each divided into two or more portions (insulating sheet is divided into portion 12 and portion 22; heat sink is divided into portion 13 and portion 23), all the plurality of semiconductor elements (3/4) are arranged at positions overlapping the insulating sheet (12/22) and the heat sink (13/23) in plan view (as shown in Fig. 1 and Fig. 3). Yu does not expressly disclose wherein the lead frames each include leads extending outside of the molding resin. In the same field of endeavor, Ichikawa teaches a similar semiconductor device (Fig. 1 and Fig. 2) comprising a plurality of lead frames (1a+1c, 1b+1d ; ¶0024; which is made of the same copper material as the lead frames of Yu) with semiconductor elements (2, 3 ; ¶0024) mounted thereon (respectively), and an insulating sheet (6; ¶0024) positionally between the lead frames and a heat sink (7; ¶0032), a molding resin (8; ¶0024) partially sealing the lead frames (1a+1c and 1b+1d), wherein the lead frames each include leads (1c and 1d) extending outside the molding resin (8) (as shown in Fig. 1 and Fig. 2). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to integrate the disclosures of Ichikawa (above) and Yu in order to provide electrical connection to the outside (Ichikawa; ¶0033). Regarding Claim 2, modified Yu discloses the semiconductor device according to claim 1, wherein the two or more portions of the insulating sheet (12 and 22) have different thermal conductivities (Yu; ¶0078; “A thermal conductivity of the first insulation layer 12 is higher than a thermal conductivity of the second insulation layer 22”). Regarding Claim 5, modified Yu discloses the semiconductor device according to claim 1, wherein the two or more portions of the insulating sheet (12/22) have shapes (quadrilateral shape) corresponding to arrangement of the plurality of lead frames (using the broadest reasonable interpretation of the claim language of “corresponding to arrangement”; the quadrilateral shapes of the portions of the insulating sheet 12 and 22 corresponds to and overlaps with the arrangement of the lead frames 11 and 21; as shown in Fig. 1 and Fig. 3). Regarding Claim 6, modified Yu discloses the semiconductor device according to claim 2, wherein the two or more portions of the insulating sheet (12/22) have shapes (quadrilateral shape) corresponding to arrangement of the plurality of lead frames (using the broadest reasonable interpretation of the claim language of “corresponding to arrangement”; the quadrilateral shapes of the portions of the insulating sheet 12 and 22 corresponds to and overlaps with the arrangement of the lead frames 11 and 21; as shown in Fig. 1 and Fig. 3). Regarding Claim 9, modified Yu discloses the semiconductor device according to claim 1, wherein the two or more portions of the insulating sheet (12/22) are asymmetrically arranged in plan view (as shown in Fig. 3; 1 and 2 (which comprise 12 and 22, respectively) are arranged asymmetrically in plan view). Regarding Claim 10, modified Yu discloses the semiconductor device according to claim 2, wherein the two or more portions of the insulating sheet (12/22) are asymmetrically arranged in plan view (as shown in Fig. 3; 1 and 2 (which comprise 12 and 22, respectively) are arranged asymmetrically in plan view). Regarding Claim 11, modified Yu teaches the semiconductor device according to claim 1, wherein the leads extend outside of opposing sides of the semiconductor device (as modified by Ichikawa Fig. 1 and Fig. 2; wherein leads 1c and 1d extend outside opposite sides). Regarding Claim 12, modified Yu discloses the semiconductor device according to claim 1, wherein the lead frames (11/21) are spaced from each other in a first direction (Yu; Fig. 1; left/right), the first direction being perpendicular to a second direction that is normal to opposing sides of the semiconductor device (as shown in Fig. 3 of Yu). Regarding Claim 13, modified Yu teaches the semiconductor device according to claim 11, wherein the lead frames (as modified by Ichikawa; 1a and 1b) are spaced from each other in a first direction (Ichikawa; X), the first direction being perpendicular to a second direction (Ichikawa; Y) that is normal to the opposing sides of the molding resin (8) (as shown in Ichikawa Fig. 1 and Fig. 2). Regarding Claim 14, modified Yu teaches the semiconductor device according to claim 1, wherein the lead frames (as modified by Ichikawa; 1a+1c, 1b+1d) each comprise a one-piece structure (1c and 1d, respectively) that comprises a mount (where wires 4 are respectively mounted) and the leads (1c and 1d where wires are not mounted). Regarding Claim 15, modified Yu teaches the semiconductor device according to claim 1, wherein the lead frames (as modified by Ichikawa; 1a+1c, 1b+1d) each comprise a mount (where wires 4 are respectively mounted) directly connected to the leads (1c and 1d, respectively, as shown in Ichikawa Fig. 1 and Fig. 2). Claims 3-4 are rejected under 35 U.S.C. 103 as being unpatentable over Yu in view of Ichikawa and Vikas Gupta et al. (US 20240112978 A1; hereinafter Gupta). Regarding Claim 3, modified Yu discloses the semiconductor device according to claim 1, wherein two or more semiconductor elements (4) are arranged on one portion of the insulating sheet (22) (and discloses in ¶0079 that the semiconductor element 4 may be alternatively connected to or not connected to a corresponding “line layer” which is the lead frame). However, Yu is silent regarding wherein two or more lead frames (21) are in intimate contact with the one portion of the insulating sheet (22). In the same field of endeavor, Gupta teaches a similar semiconductor device in Fig. 1; comprising a plurality of electronic components (30; equivalent to semiconductor elements; ¶0025) disposed on a plurality of lead frames (Fig. 1; 21, 21A, 21A; which electrically connect to 30; ¶0029), an insulating sheet with two portions (10’ and 10; ¶0025), and a heat sink with two portions (22 left and 22 right divided by G1; which dissipates heat from element 30 in a direction D1; as described in ¶0029); wherein the two portions are asymmetrically arranged (as shown in Fig. 1; wherein the left portion includes one element 30 and the right portion includes two elements 30 and is asymmetrically shaped accordingly), wherein two or more lead frames (21A, 21A; on the right side of G1) of the two or more electronic elements (30, 30; on the right side of G1) are in intimate contact with one portion of the insulating sheet (the one portion 10; on the right side of G1). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to have the two or more lead frames supporting the two or more electronic elements in intimate contact with the one asymmetrically larger portion of the insulating sheet (of Gupta) in the device of Yu in order to electrically connect both similar electronic elements while providing appropriate heat dissipation paths (Gupta; ¶0029-¶0030) for the respective asymmetric portions (wherein both Yu and Gupta teach asymmetrical arrangements for the plurality of semiconductor elements in respective Fig. 1) while assigning the optimal thermal conductivity to respective circuits to manage device cost (Yu; ¶0079). Regarding Claim 4, modified Yu discloses the semiconductor device according to claim 2, wherein two or more semiconductor elements (4) are arranged on one portion of the insulating sheet (22) (and discloses in ¶0079 that the semiconductor element 4 may be alternatively connected to or not connected to a corresponding “line layer” which is the lead frame). However, Yu is silent regarding wherein two or more lead frames (21) are in intimate contact with the one portion of the insulating sheet (22). In the same field of endeavor, Gupta teaches a similar semiconductor device in Fig. 1; comprising a plurality of electronic components (30; equivalent to semiconductor elements; ¶0025) disposed on a plurality of lead frames (Fig. 1; 21, 21A, 21A; which electrically connect to 30; ¶0029), an insulating sheet with two portions (10’ and 10; ¶0025), and a heat sink with two portions (22 left and 22 right divided by G1; which dissipates heat from element 30 in a direction D1; as described in ¶0029); wherein the two portions are asymmetrically arranged (as shown in Fig. 1; wherein the left portion includes one element 30 and the right portion includes two elements 30 and is asymmetrically shaped accordingly), wherein two or more lead frames (21A, 21A; on the right side of G1) of the two or more electronic elements (30, 30; on the right side of G1) are in intimate contact with one portion of the insulating sheet (the one portion 10; on the right side of G1). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to have the two or more lead frames supporting the two or more electronic elements in intimate contact with the one asymmetrically larger portion of the insulating sheet (of Gupta) in the device of Yu in order to electrically connect both similar electronic elements while providing appropriate heat dissipation paths (Gupta; ¶0029-¶0030) for the respective asymmetric portions (wherein both Yu and Gupta teach asymmetrical arrangements for the plurality of semiconductor elements in respective Fig. 1) while assigning the optimal thermal conductivity to respective circuits to manage device cost (Yu; ¶0079). Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to NATHAN PRIDEMORE whose telephone number is (703)756-4640. The examiner can normally be reached Monday - Friday 8:00am - 4:00pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, JULIO MALDONADO can be reached at (571) 272-1864. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. NATHAN PRIDEMORE Examiner Art Unit 2898 /NATHAN PRIDEMORE/Examiner, Art Unit 2898 /JULIO J MALDONADO/Supervisory Patent Examiner, Art Unit 2898
Read full office action

Prosecution Timeline

Nov 01, 2023
Application Filed
Apr 10, 2026
Non-Final Rejection mailed — §103
Jun 23, 2026
Interview Requested
Jul 02, 2026
Applicant Interview (Telephonic)
Jul 02, 2026
Examiner Interview Summary
Jul 10, 2026
Response Filed
Jul 29, 2026
Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12733251
SEMICONDUCTOR DEVICE AND METHOD
5y 0m to grant Granted Sep 08, 2026
Patent 12727371
DISPLAY PANEL, DISPLAY MODULE, AND MOBILE TERMINAL
4y 8m to grant Granted Sep 01, 2026
Patent 12727473
DECOUPLING INTEGRATED CIRCUIT
4y 3m to grant Granted Sep 01, 2026
Patent 12709539
METHOD FOR BONDING A MICROELECTROMECHANICAL DEVICE
2y 9m to grant Granted Aug 18, 2026
Patent 12707685
SEGMENTED TRANSISTOR ACTIVE REGION FOR ENHANCED THERMAL CONDUCTIVITY
3y 4m to grant Granted Aug 11, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
78%
Grant Probability
91%
With Interview (+13.1%)
3y 6m (~7m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 83 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month