Prosecution Insights
Last updated: April 19, 2026
Application No. 18/502,112

SEMICONDUCTOR DEVICE

Non-Final OA §103
Filed
Nov 06, 2023
Examiner
NETTLES, CORALIE ANN
Art Unit
2893
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Rohm Co. Ltd.
OA Round
1 (Non-Final)
73%
Grant Probability
Favorable
1-2
OA Rounds
3y 7m
To Grant
96%
With Interview

Examiner Intelligence

Grants 73% — above average
73%
Career Allow Rate
22 granted / 30 resolved
+5.3% vs TC avg
Strong +22% interview lift
Without
With
+22.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
51 currently pending
Career history
81
Total Applications
across all art units

Statute-Specific Performance

§103
58.1%
+18.1% vs TC avg
§102
22.0%
-18.0% vs TC avg
§112
17.0%
-23.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 30 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-4, and 6-12 are rejected under 35 U.S.C. 103 as being unpatentable over Salama et al. (US 20050017300 A1) herein after “Salama” in view of Cai (US 20080128744 A1). Regarding claim 1, Fig. 7 of Salama discloses a semiconductor device (Fig. 7, SJR-LDMOST 70, ¶ [0028]) comprising: a semiconductor layer (see Annotation 1, Fig. 7 of Salama, L1) having a surface (see Annotation 1, Fig. 7 of Salama, TS); a first region (Fig. 7, n.sup.+ source region 43, ¶ [0028]) and a second region (Fig. 7, n.sup.+ drain region 37, ¶ [0028]) of a first conductivity type (n-type), which are spaced apart from each other in a first direction (x-direction) at the surface (TS) and extend in a second direction (y-direction) orthogonal to the first direction (x-direction), when viewed from a thickness direction (z-direction) orthogonal to the surface (TS); a channel region (Fig. 7, “an inversion layer forms a channel at the surface of the p-well region 38”, ¶ [0028]) of a second conductivity type (p-type), which is formed between the first region (43) and the second region (37) at the surface (TS) and is adjacent to the first region (43); a gate electrode (Fig. 7, gate electrode 41, ¶ [0028]) arranged over the channel region (38) via a gate insulating film (Fig. 7, thin oxide layer 39, ¶ [0028]); a plurality of drift regions (Fig. 7, n-pillars 34, ¶ [0029]) of the first conductivity type (n-type) and a plurality of column regions (Fig. 7, p-pillars 35, ¶ [0029]) of the second conductivity type (p-type), which are arranged between the channel region (38) and the second region (37) and are alternately arranged in the second direction (y-direction); a buffer region (Fig. 7, n.sup.- epitaxial layer 72, ¶ [0028]) of the first conductivity type (n-type), which is provided between the second region (37) and both the drift regions (34) and the column regions (35). PNG media_image1.png 378 553 media_image1.png Greyscale Annotation 1, Fig. 7 of Salama Salama fails to disclose at least one collector region of the second conductivity type, which is provided in the second region. In the similar field of endeavor of bipolar transistors, Fig. 5B of Cai discloses at least one collector region (Fig. 5B, p+ anode segments 68, ¶ [0058]) of the second conductivity type (p-type), which is provided in the second region (Fig. 5B, “interleaved n+ anode segments 66 and p+ anode segments 68”, ¶ [0058]). It would have been obvious to one of ordinary skill in the art before the time of the effective filling date of the invention to modify the second region of Salama with the collector regions as disclosed by Cai, to allow for faster switching and a higher breakdown voltage (see Cai, ¶ [0059]). Regarding claim 2, Salama and Cai together disclose the semiconductor device of claim 1 as applied above, but Salama fails to disclose wherein the at least one collector region includes a plurality of collector regions, and the plurality of collector regions are spaced apart from each other in the second direction. In the similar field of endeavor of bipolar transistors, Fig. 5B of Cai discloses wherein the at least one collector region (68) includes a plurality of collector regions (68), and the plurality of collector regions (68) are spaced apart from each other in the second direction (Fig. 5B, “interleaved n+ anode segments 66 and p+ anode segments 68”, ¶ [0058]). It would have been obvious to one of ordinary skill in the art before the time of the effective filling date of the invention to modify the second region of Salama with the collector regions as disclosed by Cai, to allow for faster switching and a higher breakdown voltage (see Cai, ¶ [0059]). Regarding claim 3, Salama and Cai together disclose the semiconductor device of claim 1 as applied above, but Salama fails to disclose wherein in the second region, an occupancy rate of the collector region, which is a ratio of a total length of the at least one collector region in the second direction to a range in which the drift regions and the column regions are arranged in the second direction, is greater than or equal to 20% and smaller than or equal to 90%. In the similar field of endeavor of bipolar transistors, Fig. 5B of Cai discloses wherein in the second region (66), an occupancy rate of the collector region (68), which is a ratio of a total length of the at least one collector region (68) in the second direction to a range in which the drift regions (50) and the column regions (48) are arranged in the second direction, is greater than or equal to 20% and smaller than or equal to 90% (Fig. 5B, “The anode design of FIG. 5B has n+ and p+ regions 66 and 68, respectively, of equal cross sectional area”, therefore the total length of the at least one collector region 68 is 50% of the range in which the drift regions and the column regions are arranged in the second direction). It would have been obvious to one of ordinary skill in the art before the time of the effective filling date of the invention to modify the second region of Salama with the collector regions as disclosed by Cai, to allow for faster switching and a higher breakdown voltage (see Cai, ¶ [0059]). Regarding claim 4, Salama and Cai together disclose the semiconductor device of claim 3 as applied above, but Salama fails to disclose wherein the occupancy rate is greater than or equal to 50% and smaller than or equal to 80%. In the similar field of endeavor of bipolar transistors, Fig. 5B of Cai discloses wherein the occupancy rate is greater than or equal to 50% and smaller than or equal to 80% (Fig. 5B, “The anode design of FIG. 5B has n+ and p+ regions 66 and 68, respectively, of equal cross sectional area”, therefore the total length of the at least one collector region 68 is 50% of the range in which the drift regions and the column regions are arranged in the second direction). It would have been obvious to one of ordinary skill in the art before the time of the effective filling date of the invention to modify the second region of Salama with the collector regions as disclosed by Cai, to allow for faster switching and a higher breakdown voltage (see Cai, ¶ [0059]). Regarding claim 6, Salama and Cai together disclose the semiconductor device of claim 1 as applied above, but Salama fails to disclose wherein the collector region and the second region are arranged such that the buffer region is interposed between the semiconductor layer and both the collector region and the second region, in the thickness direction, and wherein the collector region extends from the surface of the semiconductor layer to the buffer region in the thickness direction. In the similar field of endeavor of bipolar transistors, Figs. 1A and 5B of Cai disclose wherein the collector region (68) and the second region (66) are arranged such that the buffer region (Fig. 5B, n- well region 42¸¶ [0058]) is interposed between the semiconductor layer (Fig. 1A, buried n well region 16, n- epi region 18, ¶ [0050]) and both the collector region (68) and the second region (66), in the thickness direction, and wherein the collector region (68) extends from the surface (top surface of 18 in Fig. 1A) of the semiconductor layer (16, 18) to the buffer region (42) in the thickness direction. It would have been obvious to one of ordinary skill in the art before the time of the effective filling date of the invention to modify the second region of Salama with the buffer region as disclosed by Cai, to increase the breakdown voltage (see Cai, ¶ [0063]). Regarding claim 7, Salama and Cai together disclose the semiconductor device of claim 1 as applied above, and Salama discloses optimizing the dimensions of the buffer layer (see ¶ [0032]). Salama and Cai fail to explicitly disclose a width of the buffer region in the first direction is longer than or equal to 5 μm and shorter than or equal to 30 μm. However, it would have been obvious to one of ordinary skill in the art before the time of the effective filling date of the invention to modify the width of the buffer layer of Salama through optimization as disclosed by Salama such that the width of the buffer region in the first direction is longer than or equal to 5 μm and shorter than or equal to 30 μm, to obtain the desired electric field distribution (see Salama, ¶ [0032]) and/or because it has been ruled that changes of dimension are prima facie obvious absent persuasive evidence that the particular size is significant (MPEP 2144.04(1V)(A)). Regarding claim 8, Salama and Cai together disclose the semiconductor device of claim 1 as applied above, and Salama discloses optimizing the dimensions of the buffer layer (see ¶ [0032]). Salama and Cai fail to explicitly disclose wherein a thickness of the buffer region in the thickness direction is equal to a width of the buffer region in the first direction. However, it would have been obvious to one of ordinary skill in the art before the time of the effective filling date of the invention to modify the thickness of the buffer layer of Salama through optimization as disclosed by Salama such that the thickness of the buffer region in the thickness direction is equal to a width of the buffer region in the first direction, to obtain the desired electric field distribution (see Salama, ¶ [0032]) and/or because it has been ruled that changes of dimension are prima facie obvious absent persuasive evidence that the particular size is significant (MPEP 2144.04(1V)(A)). Regarding claim 9, Salama and Cai together disclose the semiconductor device of claim 1 as applied above, but Salama fails to disclose wherein the collector region is arranged at a position overlapping with at least one of the plurality of column regions when viewed from the first direction. In the similar field of endeavor of bipolar transistors, Figs. 4 and 5B of Cai disclose wherein the collector region (68) is arranged at a position overlapping with at least one of the plurality of column regions (48) when viewed from the first direction. It would have been obvious to one of ordinary skill in the art before the time of the effective filling date of the invention to modify the second region of Salama with the collector regions as disclosed by Cai, to allow for faster switching and a higher breakdown voltage (see Cai, ¶ [0059]). Regarding claim 10, Salama and Cai together disclose the semiconductor device of claim 1 as applied above, but Salama fails to disclose wherein the collector region is arranged between two adjacent column regions in the second direction. In the similar field of endeavor of bipolar transistors, Figs. 4 and 5B of Cai disclose wherein the collector region (68) is arranged between two adjacent column regions (48) in the second direction. It would have been obvious to one of ordinary skill in the art before the time of the effective filling date of the invention to modify the second region of Salama with the collector regions as disclosed by Cai, to allow for faster switching and a higher breakdown voltage (see Cai, ¶ [0059]). Regarding claim 11, Salama and Cai together disclose the semiconductor device of claim 1 as applied above, and Fig. 1A of Salama further discloses comprising: a semiconductor substrate (Fig. 7, substrate 36, ¶ [0028]). Salama fails to disclose an insulating layer provided over the semiconductor substrate, wherein the semiconductor layer is provided over the insulating layer. In the similar field of endeavor of bipolar transistors, Fig. 1A of Cai discloses an insulating layer (Fig. 1A, oxide layer 14, ¶ [0050]) provided over the semiconductor substrate (12), wherein the semiconductor layer (16, 18) is provided over the insulating layer (14). It would have been obvious to one of ordinary skill in the art before the time of the effective filling date of the invention to modify the device of Salama with the insulating layer as disclosed by Cai, to isolate the layers (see Cai, ¶ [0060]). Regarding claim 12, Salama and Cai together disclose the semiconductor device of claim 1 as applied above, and Fig. 1A of Salama further discloses comprising: a semiconductor substrate (36), wherein the semiconductor layer (L1) is in contact with an upper surface (TS) of the semiconductor substrate (36). Claim 5 is rejected under 35 U.S.C. 103 as being unpatentable over Salama (US 20050017300 A1) and Cai (US 20080128744 A1) in further view of Kaneko et al. (US 20070090482 A1) herein after “Kaneko”. Regarding claim 5, Salama and Cai together disclose the semiconductor device of claim 1 as applied above, and Salama discloses optimizing the arrangement interval of the column regions (see ¶ [0031]). In the similar field of endeavor semiconductor switching devices, Fig. 16 of Kaneko discloses optimizing the arrangement interval of the collector regions (see ¶ [0148]). Salama, Cai and Kaneko fail to explicitly disclose wherein an arrangement interval of the plurality of collector regions in the second direction is smaller than an arrangement interval of the plurality of column regions in the second direction. However, it would have been obvious to one of ordinary skill in the art before the time of the effective filling date of the invention to modify the arrangement intervals of Salama through optimization as disclosed by Salama and Kaneko such that the arrangement interval of the plurality of collector regions in the second direction is smaller than an arrangement interval of the plurality of column regions in the second direction, to obtain the desired electric field distribution and on-state resistance (see Salama, ¶ [0032], see Kaneko, ¶ [0149]) and/or because it has been ruled that changes of dimension are prima facie obvious absent persuasive evidence that the particular size is significant (MPEP 2144.04(1V)(A)). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to CORALIE NETTLES whose telephone number is (571)270-5374. The examiner can normally be reached Mon-Fri. 7:30am-5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Yara J Green can be reached at (571) 270-3035. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /C.A.N./Examiner, Art Unit 2893 /YARA B GREEN/Supervisor Patent Examiner, Art Unit 2893
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Prosecution Timeline

Nov 06, 2023
Application Filed
Jan 12, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
73%
Grant Probability
96%
With Interview (+22.2%)
3y 7m
Median Time to Grant
Low
PTA Risk
Based on 30 resolved cases by this examiner. Grant probability derived from career allow rate.

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