Prosecution Insights
Last updated: April 19, 2026
Application No. 18/504,216

Handling device for transporting interface units for a test device for testing semiconductors

Non-Final OA §102§103§112
Filed
Nov 08, 2023
Examiner
RAJAPUTRA, SURESH KS
Art Unit
2858
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Turbodynamics GmbH
OA Round
1 (Non-Final)
84%
Grant Probability
Favorable
1-2
OA Rounds
2y 6m
To Grant
96%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allow Rate
389 granted / 466 resolved
+15.5% vs TC avg
Moderate +13% lift
Without
With
+13.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
24 currently pending
Career history
490
Total Applications
across all art units

Statute-Specific Performance

§101
2.6%
-37.4% vs TC avg
§103
52.7%
+12.7% vs TC avg
§102
28.2%
-11.8% vs TC avg
§112
10.9%
-29.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 466 resolved cases

Office Action

§102 §103 §112
Notice of Pre-AIA or AIA Status 1. The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Detailed Action 2. This office action is in response to the filing with the office dated 01/02/2024. Information Disclosure Statement 3. The information disclosure statements (IDS) submitted on 11/08/2023 and 02/02/2024 are in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statements are being considered by the examiner. Claim Rejections – 35 U.S.C. 112 4. Claims 11-13 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Regarding claim 11, the phrase "for example" renders the claim indefinite because it is unclear whether the limitation(s) following the phrase are part of the claimed invention. Description of examples or preferences is properly set forth in the specification rather than the claims. If stated in the claims, examples and preferences may lead to confusion over the intended scope of a claim. See MPEP § 2173.05(d). Appropriate corrections to claim language are required. Claims 12 and 13 are rejected under 35 U.S.C. 112 (b) as being indefinite for reciting a method and device in the same claim. Claim 12 recites “Method of picking up an interface unit from a test device for testing semiconductors with a handling device according to claim 1,….” and “Method for transferring an interface unit arranged on a gripping element of a handling device to a test device for testing semiconductors with a handling device according to claim 1,…….”. A single claim which claims both an apparatus and the method steps of using the apparatus is indefinite. Ex parte Lyell, 17 USPQ2d 1548 (Bd. Pat. App. & Inter. 1990). Such a claim is directed to neither a “process” nor a “machine,” but rather embraces or overlaps two different statutory classes of invention. Please see MPEP § 2173.05(p). Appropriate corrections to claim language are required. Claim Rejections – 35 U.S.C. 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. 5. Claims 1-3, 5, 7-15 are rejected under 35 U.S.C. 102 (a) (1) as being anticipated by Kim et al (US 2013/0099815 A1). Regarding independent claim 1, Kim et al (US 2013/0099815 A1) teaches, Handling device for transporting interface units for a test device for testing semiconductors (a probe card handling carriage 1, Probe Cards P, Drawer unit 20, main body 10, transfer robot 30, as shown in figures 1-3, paragraphs [0012], [0049]-[0051]), comprising a travel mechanism with a drive unit PNG media_image1.png 527 446 media_image1.png Greyscale ([0051] A pair of drive wheels 12 for traveling and a pair of casters 13 freely changing direction are installed on the lower portion of the main body 10, and the drive wheels 12 are driven by a transaxle motor 14) or a coupling unit for coupling to such a travel mechanism, which is designed for travelling on a substantially flat surface (figures 1-3, paragraphs [0012], [0049]-[0051], [0053]-[0054]), a gripping device (transfer robot 30, with robot arm 32, and holding unit 100, figure 1-3, paragraphs [0049]-[0051]), which comprises a gripping element guide unit and a gripping element (robot arm 32, and holding unit 100) for gripping and holding an interface unit (interface unit P), wherein the gripping element PNG media_image2.png 421 462 media_image2.png Greyscale can be lowered or raised by the gripping element guide unit (figures 1-3, paragraph [0057]), and a docking unit (insertion guide 140 with insertion holes 141, figure 10) for coupling the gripping element guide unit to a corresponding counter-docking unit (paragraph [0077] The insertion guide 140 is provided with guide holes 141 corresponding to both a tester (not shown), and when the guide holes 141 are fitted to a probe card tester and then the frame 110 is moved downward, the probe PNG media_image3.png 425 428 media_image3.png Greyscale PNG media_image4.png 380 451 media_image4.png Greyscale card P is automatically guided so as to coincide with reference pins within the tester), wherein the gripping element guide unit of the handling device is mounted by means of a swivel joint (paragraph [0057]). Regarding dependent claim 2, Kim et al (US 2013/0099815 A1) teaches the handling device according to claim 1. Kim et al further teaches, wherein the docking unit comprises two docking elements which are spaced a distance apart (two insertion guides 140 as shown figures 10-12 and paragraphs [0075] and [0077]). Regarding dependent claim 3, Kim et al (US 2013/0099815 A1) teaches the handling device according to claim 2. Kim et al further teaches, wherein the docking elements are designed in such a way that they align themselves in the axial direction to counter-docking elements when engaging with the corresponding counter-docking elements of the counter-docking unit (figures 10, element 141 and paragraph [0077]). Regarding dependent claim 5, Kim et al (US 2013/0099815 A1) teaches the handling device according to claim 1. Kim et al further teaches, wherein a lifting mechanism is provided with which the docking unit and the gripping device on the handling device can be raised or lowered (figure 3, paragraph [0042]). PNG media_image2.png 421 462 media_image2.png Greyscale PNG media_image1.png 527 446 media_image1.png Greyscale Regarding independent claim 7, Kim et al (US 20130099815 A1) teaches, Handling device for transporting interface units for a test device for testing semiconductors (a probe card handling carriage 1, Probe Cards P, Drawer unit 20, main body 10, transfer robot 30, as shown in figures 1-3, paragraphs [0012], [0049]-[0051]), comprising a gripping device for gripping and holding an interface unit (transfer robot 30, with robot arm 32, and holding unit 100, figure 1-3, paragraphs [0049]-[0051]), wherein the gripping device has a gripping element which can be moved in the vertical direction for gripping an interface unit (robot arm 32, and holding unit 100, interface unit P, figures 1-3, paragraph [0057]), wherein the gripping device has a cable pull with which the gripping element can be lowered or raised PNG media_image4.png 380 451 media_image4.png Greyscale ([0075] With reference to FIGS. 10 to 12, the holding unit 100 includes a ring-shaped frame 110, a hook module 120 installed on the frame 110, a protective ring 130 separated downward from the frame 110, and PNG media_image3.png 425 428 media_image3.png Greyscale insertion guides 140 and guide pins 150 and 151 respectively provided at the outside and the inside of the frame 110 and the protective ring 130. [0076] Three wires 102 are connected between the frame 110 and the above-described weight sensing unit 101 (with reference to FIG. 3), thus forming a 3-point support structure to maintain the horizontal state of the frame 110). Regarding dependent claim 8, Kim et al (US 2013/0099815 A1) teaches the handling device according to claim 7. Kim et al further teaches, wherein the gripping device comprises the lowerable gripping element and a stationary gripping element guide unit (figures 1-3, paragraph [0057], [0075]-[0077]), wherein the lowerable gripping element has at least one guide rod which engages in a corresponding guide hole of the gripping element guide unit (figures 1-3, paragraph [0057], [0075]-[0077]). Regarding dependent claim 9, Kim et al (US 2013/0099815 A1) teaches the handling device according to claim 8. Kim et al further teaches,, wherein a docking unit of the handling device is attached to the gripping element guide unit, and the gripping element guide unit is mounted on the remaining handling device by means of the swivel joint ([0075] With reference to FIGS. 10 to 12, the holding unit 100 includes a ring-shaped frame 110, a hook module 120 installed on the frame 110, a protective ring 130 separated downward from the frame 110, and insertion guides 140 and guide pins 150 and 151 respectively provided at the outside and the inside of the frame 110 and the protective ring 130. [0076] Three wires 102 are connected between the frame 110 and the above-described weight sensing unit 101 (with reference to FIG. 3), thus forming a 3-point support structure to maintain the horizontal state of the frame 110). Regarding dependent claim 10, Kim et al (US 2013/0099815 A1) teaches the handling device according to claim 8. Kim et al further teaches,, wherein the gripping device is designed in such a way that, in the maximum position raised by the cable pull, the gripping element rests against the gripping element guide unit ([0075] With reference to FIGS. 10 to 12, the holding unit 100 includes a ring-shaped frame 110, a hook module 120 installed on the frame 110, a protective ring 130 separated downward from the frame 110, and insertion guides 140 and guide pins 150 and 151 respectively provided at the outside and the inside of the frame 110 and the protective ring 130. [0076] Three wires 102 are connected between the frame 110 and the above-described weight sensing unit 101 (with reference to FIG. 3), thus forming a 3-point support structure to maintain the horizontal state of the frame 110). Regarding dependent claim 11, Kim et al (US 2013/0099815 A1) teaches the handling device according to claim 7. Kim et al further teaches,, wherein the gripping element has a gripper which can be actuated by means of an actuator, wherein the actuator can be controlled, for example, via a radio interface, a cable connection or a Bowden cable (robot arm 32, and holding unit 100) [0057] The transfer robot 30 includes a vertical transfer unit 31 provided to be movable upward and downward from the drawer unit 20 in the vertical direction, a robot arm 32 installed at the upper end of the vertical transfer unit 31 in the horizontal direction, a rotation unit 33 to support the robot arm 32 such that the robot arm 32 is rotatable in the horizontal direction about the vertical transfer unit 31, and the holding unit 100 installed at the end of the robot arm 32 to hold the probe card P. A portion of the transfer robot 30 may be disposed on a side of the vertical part 25 of the drawer unit 20. [0058] The robot arm 32 may be a telescopic arm having a multi-stage structure to be expandable and contractible, and includes a clutch providing frictional force with respect to expansion and contraction of the robot arm 32. Therefore, due to predetermined frictional force of the clutch, a worker may move the holding unit 100 to a desired position without feeling inertia when the worker moves the holding unit 100 in the horizontal direction through the robot arm 32). Please see the 35 U.S.C. 112 rejection above regarding the recitation “for example”. Regarding dependent claim 12, Kim et al (US 2013/0099815 A1) teaches the handling device according to claim 1. Kim et al further teaches, comprising approaching of the handling device to the test device, coupling of docking elements of the handling device to counter-docking elements of the test device (paragraphs [0078], [0079], [0089], [0090]), gripping of the interface unit by means of grippers arranged on a gripping element of the handling device, and removing of the handling device with an interface unit arranged on it. (paragraphs [0078], [0079], [0089], [0090]). Regarding dependent claim 13, Kim et al (US 2013/0099815 A1) teaches the handling device according to claim 1. Kim et al further teaches, comprising approaching of the handling device to the test device, coupling of docking elements of the handling device to counter-docking elements of the test device (paragraphs [0078], [0079], [0089], [0090]), depositing of the interface unit by means of grippers arranged on the gripping element, and free movement of the handling device (paragraphs [0078], [0079], [0089], [0090]). Regarding dependent claim 14, Kim et al (US 2013/0099815 A1) teaches the handling device according to claim 12. Kim et al further teaches, wherein the handling device has a cable pull with which the gripping element can be lowered or raised ([0076] Three wires 102 are connected between the frame 110 and the above-described weight sensing unit 101 (with reference to FIG. 3), thus forming a 3-point support structure to maintain the horizontal state of the frame 110). Regarding dependent claim 15, Kim et al (US 2013/0099815 A1) teaches the handling device according to claim 13. Kim et al further teaches, wherein the handling device has a cable pull with which the gripping element can be lowered or raised ([0076] Three wires 102 are connected between the frame 110 and the above-described weight sensing unit 101 (with reference to FIG. 3), thus forming a 3-point support structure to maintain the horizontal state of the frame 110). Claim Rejections – 35 U.S.C. 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. 6. Claim 4 is rejected under 35 U.S.C. 103 as being unpatentable over Kim et al (US 2013/0099815 A1) and in view of Suzuki (US 2003/0178987 A1). Regarding dependent claim 4, Kim et al (US 2013/0099815 A1) teaches the handling device according to claim 2. Kim et al is silent about, wherein the docking elements are designed in such a way that they are drawn into the counter-docking elements in the axial direction up to a predetermined end position when engaging with the corresponding counter-docking elements of the counter-docking unit. Suzuki (US 2003/0178987 A1) teaches, wherein the docking elements are designed in such a way that they are drawn into the counter-docking elements in the axial direction up to a predetermined end position when engaging with the corresponding counter-docking elements of the counter-docking unit (A probe card conveyor 10 comprises a probe card conveyor 10, a body 12 provided with the probe card conveyor 10, and coupling mechanisms 13 provided in a plurality of positions on that side of the body 12 which is opposed to the probe device 20 and coupled individually to four coupled fittings 22 of the probe device 20. Further, the probe card conveyor 10 comprises a probe card mounting mechanism 17 for transferring a probe card 21 in the Y-direction and a lift mechanism 18 for raising and lowering the probe card mounting mechanism 17 (abstract). [0095] The coupling mechanism 13 is shown in the enlarged views of FIGS. 10A and 10B. The coupling mechanism 13 can include the engaging piece 13A and the coupler 13B, and can be attached to the body 12 for movement for given dimensions in the X-, Y-, and Z-directions, for example, for position adjustment. The coupled fitting 22 can be formed of the horizontal projection 22A that projects horizontally from the probe device 20 and the columnar vertical projection 22B that projects vertically upward from the center of somewhere near the front portion of the horizontal projection 22A with respect to the transverse direction. The horizontal projection 22A can be formed having a rectangular plane shape. Taper surfaces can be formed individually on the distal end of the horizontal projection 22A and the outer periphery of the upper end of the vertical projection 22B. They serve to smooth the coupling with the coupling mechanism 13. [0096] The coupling mechanism 13 will now be described further in detail. The engaging piece 13A of the coupling mechanism 13 is formed of a member that has a rectangular plane shape and projects horizontally from the body 12. A taper surface can be formed on the lower surface of its distal end. The notch portion 13C can be formed in the center of its distal end with respect to the transverse direction. As shown in FIG. 10A, the notch portion 13C can be formed of the rectangular engaging portion 13G that can engage the vertical projection 22B of the coupled fitting 22 and the guide portion 13H that is gradually widened from the engaging portion toward the front end. As shown in FIG. 10B, moreover, the coupler 13B can be formed having a rectangular plane shape and a generous thickness. Its proximal end portion can be supported just over the proximal end portion of the engaging piece 13A by means of the rotating shaft 13E. Thus, the coupler 13B can rotate around the rotating shaft 13E. A taper surface can be formed on the lower surface of the distal end of the coupler 13B. The hole 13D can be formed in a position a little nearer to the proximal end portion than the lower end of the taper surface. The vertical projection 22B of the coupled fitting 22 can be fitted into the hole 13D. The rotating shaft 13E can be coupled with a pedal 44 (FIG. 8), for example. As this pedal is worked, the coupler 13B is rotated clockwise, so that it can be disconnected from the coupled fitting 32. [0097] The following is a description of the operation for attaching the coupling mechanism 13 to the body 12 of the probe card conveyor 10. The coupling mechanism 13 is attached in advance to the front face of the body 12 for movement in the X-, Y-, and Z-directions. FIGS. 10A and 10B show an example of a mechanism for this operation. An L-shaped shaft 53 is rotatably attached to the body 12 of the probe card conveyor 10. The engaging piece 13A is attached to an arm portion of the shaft 53 for up-and-down motion. As a result of the rotation of the shaft 53 and the up-and-down motion of the engaging piece 13A, the coupling mechanism 13 can be attached to the front face of the body 12 for movement in the X-, Y-, and Z-directions). Therefore it would have been obvious to one of the ordinary skill in the art before the effective filing date of the claimed invention, to have modified the teachings of Kim et al by providing a coupling mechanism for docking elements as taught by Suzuki et al (paragraphs [0095]-[0097]). One of the ordinary skill in the art would have been motivated to make such a modification to smoothen the coupling mechanism as taught by Suzuki (paragraph [0095]). 7. Claim 6 is rejected under 35 U.S.C. 103 as being unpatentable over Kim et al (US 2013/0099815 A1) and in view of Zimmer et al (US 2022/0009107 A1). Regarding dependent claim 6, Kim et al (US 2013/0099815 A1) teaches the handling device according to claim 1. Kim et al is silent about, wherein the handling device is designed with a camera for spatial vision, in particular a stereo camera, and has a control device with which the handling device can automatically approach a device comprising the counter-docking unit, so that the docking unit and the counter-docking unit can engage with one another. Zimmer et al (US 2022/0009107 A1) teaches, wherein the handling device is designed with a camera for spatial vision, in particular a stereo camera, and has a control device with which the handling device can automatically approach a device comprising the counter-docking unit, so that the docking unit and the counter-docking unit can engage with one another ([0035] In FIG. 2, the housing of the communication module (50) has at least one approximately cuboid bulge (73) on the side as a camera housing. A camera (74) can be housed in the bulge. Its camera lens is arranged behind a recess in the underside of the bulge (73). The optical axis of the camera lens intersects the clamping space between the gripping arms (89) of the gripper (80) approximately in the middle. The field of view of the camera (74) thus captures the part to be gripped and the gripping arms (89). Around the camera lens, for example, four light emitting diodes (75) are arranged on the underside of the bulge (73), which illuminate the clamping space. [0036] On both sides of the bulge (73), for example, the two wireless IO-link adapters are arranged as transmitting and receiving devices (61, 63). An antenna (62, 64) is arranged on each transmitting and receiving device (61, 63). The two antennas (62, 64) are rotated by 90° relative to each other to improve transmission and reception properties. The antenna (64) is positioned, for example, parallel to the center line of the adapter system (19). Of course, the two antennas (62, 64) can also be aligned parallel to each other. Also see paragraphs [0030]-[0034] for teachings about wireless radio connection to the controller). Therefore it would have been obvious to one of the ordinary skill in the art before the effective filing date of the claimed invention, to have modified the teachings of Kim et al by providing a camera for facilitating the docking mechanism as taught by Zimmer et al (paragraphs [0035], [0036]). One of the ordinary skill in the art would have been motivated to make such a modification so that the camera can capture the part to be gripped by the gripping arms as taught by Zimmer et al (paragraph [0035], [0036]). Closest Prior art 8. The following relevant prior art of record is not cited in the office action. Thurmaier (US 2016/0202311 A1) teaches, an aligning device and handling device, and in particular to an aligning device for the positionally accurate coupling of a handling device for exchanging an interface unit to another device for receiving at least one interface unit and to a handling device for exchanging an interface unit. Thurmaier (US 2018/0252767 A1) teaches, a plate-shaped connection system for the connection of two test units, such as for example a testing device (tester) and a handling device (handler). The handling device serves for the feeding of semiconductor elements to the tester of a test system, for the testing of such semiconductor elements. The plate-shaped connection system comprises a master frame and an insert frame. The master frame is designed for connection with a first of the two test units and one or more docking elements are provided for releasable connection with the other second test unit. The insert frame is designed that it may be connected to the master frame. The insert frame extends inwards from an inner edge of the master frame, wherein the insert frame has mounting elements for the mounting of a test board. Bosy et al (US 2007/0152695 A1) teaches, An apparatus and method are provided for the automatic operation of a manipulator to move a test head or peripheral into position for proper alignment and docking of the test head with the peripheral. Examples of peripherals include a handler and a prober. Sensors are provided to obtain relative positional information of the test head in the relation to the peripheral, allowing a controller to issue instructions to the manipulator to correct differences in each of the six degrees of freedom between the mating surfaces of the test head and the manipulator. Thurmaier et al (US 2015/0123685 A1) Teaches, a module for exchanging an approximately planar interface unit in a testing system for testing semiconductor elements. The module includes a base element, a holder, and guide elements. The guide elements are embodied so that the interface unit can be moved by means of a linear, translatory movement from an end position into an intermediate position and from the intermediate position into a removal position that is situated outside the testing system. The mechanism includes a lever mechanism that is controlled by a sliding guide and is supported so that it can move crosswise to the linear translation movement of the holder. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to SURESH RAJAPUTRA whose telephone number is (571) 270-0477. The examiner can normally be reached between 8:00 AM - 5:00 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, EMAN ALKAFAWI can be reached on 571-272-4448. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SURESH K RAJAPUTRA/Examiner, Art Unit 2858 /EMAN A ALKAFAWI/Supervisory Patent Examiner, Art Unit 2858 2/18/2026
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Prosecution Timeline

Nov 08, 2023
Application Filed
Feb 12, 2026
Non-Final Rejection — §102, §103, §112 (current)

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Prosecution Projections

1-2
Expected OA Rounds
84%
Grant Probability
96%
With Interview (+13.0%)
2y 6m
Median Time to Grant
Low
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