Prosecution Insights
Last updated: May 29, 2026
Application No. 18/512,923

METHOD AND SYSTEM FOR PROCESSING SUBSTRATES

Non-Final OA §103
Filed
Nov 17, 2023
Priority
Feb 21, 2023 — RE 10-2023-0023027 +1 more
Examiner
SANDVIK, BENJAMIN P
Art Unit
2812
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Samsung Electronics Co., Ltd.
OA Round
1 (Non-Final)
77%
Grant Probability
Favorable
1-2
OA Rounds
2m
Est. Remaining
83%
With Interview

Examiner Intelligence

Grants 77% — above average
77%
Career Allowance Rate
880 granted / 1148 resolved
+8.7% vs TC avg
Moderate +6% lift
Without
With
+5.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
25 currently pending
Career history
1172
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
87.2%
+47.2% vs TC avg
§102
6.0%
-34.0% vs TC avg
§112
1.9%
-38.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1148 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 15-20 are rejected under 35 U.S.C. 103 as being unpatentable over Fukiage et al (U.S. Pub #2017/0186606), in view of Shanker et al (U.S. Pub #2011/0244690) With respect to claim 15, Fukiage teaches a method for processing a substrate, comprising: loading a plurality of substrates (Fig. 2, W) into a process chamber (Fig. 2, 1; Paragraph 25); supplying precursors to be adsorbed onto each of the plurality of substrates into the process chamber (Paragraph 46; Fig. 7, DCS); supplying a reactive gas into the process chamber (Paragraph 49; and depositing a thin film (Fig. 10, 67 and Paragraph 50) on a surface of each of the plurality of substrates using plasma generated from the reactive gas and the precursors. Fukiage does not teach supplying a pretreatment gas into the process chamber; selectively surface processing one or more substrates among the plurality of substrates using plasma generated from the pretreatment gas. Shanker teaches supplying a pretreatment gas into the process chamber (Paragraph 50); selectively surface processing one or more substrates among the plurality of substrates using plasma generated from the pretreatment gas. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to supply a pretreatment gas to the chamber of Fukiage and perform selective surface processing using plasma generated from the pretreatment gas as taught by Shanker in order to remove contamination from the surface of the substrate (Paragraph 50). With respect to claim 16, Fukiage teaches the one or more substrates (Fig. 2, W) are substrates that are first loaded into the process chamber among the plurality of substrates (Fig. 1, loading gate 16; Paragraph 25). With respect to claim 17, Fukiage teaches surface processing all of the plurality of substrates using plasma generated from the pretreatment gas after selectively surface processing the one or more substrates (Paragraph 46, 48, etc. ; the substrates are processed as they are being rotated; hence some substrate will be processed after the first substrates). With respect to claim 18, Fukiage teaches a system for processing a substrate, comprising: a process chamber (Fig. 2, 11; Paragraph 24) including a gate (Fig. 2, 16) for loading and unloading a plurality of substrates; a substrate support unit disposed within the process chamber, and including first stations (Fig. 2, stations 14 further from gate) spaced apart from the gate in a first direction (Fig. 2, line extending through 16 to 35), and second stations (Fig. 2, stations 14 closer to gate 16) between the first stations and the gate; a gas distribution unit (Fig. 1, 41 and 42; Paragraph 36) configured to spray a pretreatment gas and a reactive gas required for plasma generation onto the plurality of substrates; a gas supply unit (Fig. 1, 43 and 44) configured to supply the pretreatment gas and the reactive gas; and a control unit (Fig. 1, 10 and Paragraph 42) controlling the gas supply unit and the gas distribution unit so that a first operation in which first substrates disposed on the first stations among the plurality of substrates are surface processed by the pretreatment gas, a second operation in which the first substrates and second substrates disposed on the second stations among the plurality of substrates are surface processed by the pretreatment gas, and a third operation in which a thin film (Fig. 10, 67 and Paragraph 48) is deposited on the plurality of substrates by the reactive gas, are sequentially performed. Fukiage does not teach a first operation in which first substrates disposed on the first stations among the plurality of substrates are surface processed by the pretreatment gas, a second operation in which the first substrates and second substrates disposed on the second stations among the plurality of substrates are surface processed by the pretreatment gas. Shanker teaches a first operation of supplying a pretreatment gas into the process chamber (Paragraph 50); selectively surface processing one or more substrates among the plurality of substrates using plasma generated from the pretreatment gas. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to include first and second operations to supply a pretreatment gas to the chamber of Fukiage and perform selective surface processing using plasma generated from the pretreatment gas as taught by Shanker in order to remove contamination from the surface of the substrate (Paragraph 50). It is noted that Fukiage discloses that the substrate are processed sequentially as they are being rotated, hence there will be a “first operation” and “second operation” as the substrate are each processed (Paragraph 46, 48, etc. ; the substrate are processed as they are being rotated; hence some substrates will be processed after the first substrates) With respect to claim 19, Fukiage teaches that the first stations are arranged in a line in a second direction (Fig. 2, line extending through R1 and 52), crossing the first direction (Fig. 2, line extending through 16 to 35), and wherein the second stations are arranged in a line in the second direction between the first stations and the gate (Fig. 2, 16). With respect to claim 20, Fukiage teaches that the plurality of substrates comprise mask patterns formed of at least one of a hydrocarbon compound and a derivative thereof (Fig. 6, 61 and Paragraph 43). Allowable Subject Matter Claims 1-14 are allowed. The following is an examiner’s statement of reasons for allowance: the best prior art of record does not teach or fairly suggest, along with the other limitations: in claim 1: supplying a first pretreatment gas into the process chamber; surface processing the plurality of first substrates using first plasma generated from the first pretreatment gas; supplying a second pretreatment gas into the process chamber; surface processing the plurality of first substrates and the plurality of second substrates using second plasma generated from the second pretreatment gas; … depositing a thin film covering the mask patterns on a surface of each of the plurality of first substrates and the plurality of second substrates using third plasma generated from the reactive gas and the precursors. Any comments considered necessary by applicant must be submitted no later than the payment of the issue fee and, to avoid processing delays, should preferably accompany the issue fee. Such submissions should be clearly labeled “Comments on Statement of Reasons for Allowance.” Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to BENJAMIN P SANDVIK whose telephone number is (571)272-8446. The examiner can normally be reached M-F: 10-6. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Davienne Monbleau can be reached at (571)-272-1945. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /BENJAMIN P SANDVIK/Primary Examiner, Art Unit 2812
Read full office action

Prosecution Timeline

Nov 17, 2023
Application Filed
Apr 08, 2026
Non-Final Rejection mailed — §103
May 12, 2026
Examiner Interview Summary
May 12, 2026
Applicant Interview (Telephonic)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
77%
Grant Probability
83%
With Interview (+5.9%)
2y 8m (~2m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1148 resolved cases by this examiner. Grant probability derived from career allowance rate.

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