Prosecution Insights
Last updated: April 19, 2026
Application No. 18/513,000

ANCHOR

Non-Final OA §102§103
Filed
Nov 17, 2023
Examiner
BAYS, PAMELA M
Art Unit
3796
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Gimer Medical Co. Ltd.
OA Round
1 (Non-Final)
72%
Grant Probability
Favorable
1-2
OA Rounds
4y 3m
To Grant
99%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allow Rate
403 granted / 560 resolved
+2.0% vs TC avg
Strong +37% interview lift
Without
With
+37.2%
Interview Lift
resolved cases with interview
Typical timeline
4y 3m
Avg Prosecution
37 currently pending
Career history
597
Total Applications
across all art units

Statute-Specific Performance

§101
4.1%
-35.9% vs TC avg
§103
41.6%
+1.6% vs TC avg
§102
18.5%
-21.5% vs TC avg
§112
23.4%
-16.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 560 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of Claims Claims 1-14 are presently pending in this application. Specification The Specification is objected to for the following reason: The title of the invention is not descriptive. A new title is required that is clearly indicative of the invention to which the claims are directed. Claim Objections Claim 1 is objected to because of the following informalities: Claim 1 recites “the accommodating slot is communicated with the first through hole and the second through hole”. This appears to be a grammatical error, and should be written as “the accommodating slot communicates with the first through hole and the second through hole” or “the accommodating slot is in communication with the first through hole and the second through hole” for grammatical clarity. Appropriate correction is required. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-4, 10, 11, and 13-14 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Lubenow et al. (US Publication No. 2008/0196939). Regarding Claim 1, Lubenow et al. discloses an anchor (20, Fig. 1-3; Paragraph 0035; Abstract) for a lead, comprising: a protecting member (body 22, 23, 23a, Figs. 1-3; see annotated Figs. 2-3 below), having an accommodating slot (recess 60 and connected channel 24, Figs. 1-3, see annotated Figs. 2-3 below), a first through hole (24a, Figs. 1-3), and a second through hole (24b, Figs. 1-3), wherein the accommodating slot is disposed between the first through hole and the second through hole (see annotated Figs. 2-3 below; Paragraph 0035, 0050), and the accommodating slot (recess 60 and connected channel 24, Figs. 1-3, see annotated Figs. 2-3 below) is communicated with the first through hole and the second through hole (see annotated Figs. 2-3 below; Paragraph 0035, 0039, 0050); a fixed member (inner perimeter section/walls of recess 60 and channel 24 which accommodate the rotating member/arm 52, pivot structures 54/58, and latch structures 70/72; see annotated Figs. 2-3 below), disposed in the accommodating slot (recess 60 and connected channel 24, Figs. 1-3, see annotated Figs. 2-3 below) and having a depression structure (inner walls of channel 24, recess 60, and connected latch depression structure 68/74; see annotated Figs. 2-3 below; Paragraph 0045-0050); and a rotating member (arm 52/66, Figs. 1-3, see annotated Figs. 2-3 below; Paragraph 0039, 0045, 0047, 0050), comprising a contacting portion (protrusions 84 with surface 82, Figs. 1-3, 11; Paragraph 0050-0051) and pivotally connected to the fixed member (inner perimeter section/walls of recess 60 and channel 24 which accommodate the rotating member/arm 52, pivot structures 54/58, and latch structures 70/72; see annotated Figs. 2-3 below), wherein when the lead (lead 30, Figs. 1-3) passes through the first through hole, the depression structure, and the second through hole (Paragraph 0035, 0050; see annotated Figs. 2-3 below), the rotating member (arm 52/66, Figs. 1-3, see annotated Figs. 2-3 below; Paragraph 0039, 0045, 0047, 0050) is enabled to rotate relative to the fixed member (Paragraph 0045, 0047, 0049; see annotated Figs. 2-3 below) to let the contacting portion (protrusions 84 with surface 82, Figs. 1-3, 11; Paragraph 0050-0051) be accommodated in the depression structure and compress the lead (Paragraph 0050-0051; “the arm 52 applies a force to the lead cable 30 sufficient to retain the lead cable 30 in position, yet insufficient to damage the lead cable 30”, Paragraph 0051). PNG media_image1.png 873 693 media_image1.png Greyscale Regarding Claims 2 and 3, Lubenow et al. discloses an anchor (20, Fig. 1-3; Paragraph 0035; Abstract) for a lead, further wherein the depression structure (inner walls of channel 24, recess 60, and connected latch depression structure 68/74; see annotated Figs. 2-3 above; Paragraph 0045-0050) has a first inner surface, a second inner surface, and an opening (see annotated Fig. 10 below), the first inner surface faces the second inner surface (see annotated Fig. 10 below), and a width of the opening is less than a maximum distance between the first inner surface and the second inner surface (see annotated Fig. 10 below), and wherein a maximum width of the contacting portion is greater than the width of the opening (see annotated Fig. 10 below). PNG media_image2.png 828 640 media_image2.png Greyscale Regarding Claim 4, Lubenow et al. discloses an anchor (20, Fig. 1-3; Paragraph 0035; Abstract) for a lead, further wherein the depression structure (inner walls of channel 24, recess 60, and connected latch depression structure 68/74; see annotated Figs. 2-3 above; Paragraph 0045-0050) has a bottom surface (bottom surface of walls of channel 24/recess 60/connected latch depression structure 68/74; see annotated Figs. 2-3 above; Paragraph 0045-0050) and when the rotating member (arm 52/66, Figs. 1-3, see annotated Figs. 2-3 above; Paragraph 0039, 0045, 0047, 0050) is at a closed angle (closed in Fig. 3), a distance between the contacting portion (protrusions 84, Figs. 1-3, 11; Paragraph 0050-0051) and the bottom surface is less than a diameter of the lead (bottom of contacting protrusions 84 are at the bottom of lead anchor when pivot arm is closed, therefore a small/minimal distance between bottom surface of depression structure [therefore substantially less than lead width], see Figs. 2-3 and 10 above). Regarding Claim 10, Lubenow et al. discloses an anchor (20, Fig. 1-3; Paragraph 0035; Abstract) for a lead, further wherein the protecting member (body 22, 23, 23a, Figs. 1-3; see annotated Figs. 2-3 above) has an outer surface (e.g. top surface 23a, Figs. 1-3), and when the rotating member is at a closed angle (see closed arm 52/66, Figs. 1, 3; Paragraph 0039, 0045, 0047, 0050), the rotating member does not protrude from the outer surface (see Figs. 1 and 3 with closed arm 52/66, which is flush with top surface 23a). Regarding Claim 11, Lubenow et al. discloses an anchor (20, Fig. 1-3; Paragraph 0035; Abstract) for a lead, further wherein the protecting member (body 22, 23, 23a, Figs. 1-3; see annotated Figs. 2-3 above) has an outer surface (outer surfaces 23, e.g. top surface 23a; Fig. 1-3), and a plurality of notches (suture bores/wells, 90, 92, 94, 96; see Figs. 1-3) parallel to each other are formed on the outer surface (Paragraph 0052-0053). Regarding Claim 13, Lubenow et al. discloses an anchor (20, Fig. 1-3; Paragraph 0035; Abstract) for a lead, further wherein the anchor further comprises a hinge (hinge structure 54, 64, 56, 62, Figs. 3, 10; Paragraph 0039-0044), pivotally connected to the fixed member and the rotating member (see Figs. 2-3, 10 annotated above; Paragraph 0039-0044). Regarding Claim 14, Lubenow et al. discloses an anchor (20, Fig. 1-3; Paragraph 0035; Abstract) for a lead, further wherein when the rotating member is in an opened angle relative to the fixed member (rotating member in open position, see Fig. 2 annotated above), at least a portion of the contacting portion (protrusions 84 with surface 82, Figs. 1-3, 11; Paragraph 0050-0051) is disposed outside the depression structure (see Fig. 2 annotated above), wherein when the rotating member rotates from the opened angle to a closed angle (rotating member in closed position, see Fig. 3 annotated above), the contacting portion is accommodated in the depression structure (see Fig. 3 annotated above). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 5-9 and 12 rejected under 35 U.S.C. 103 as being unpatentable over Lubenow et al. (US Publication No. 2008/0196939). Regarding Claim 5, Lubenow et al. discloses an anchor (20, Fig. 1-3; Paragraph 0035; Abstract) for a lead, further wherein the fixed member has a base, a first lateral wall, and a second lateral wall (see annotated Fig. 10 below, with a base, a first lateral wall, and a second lateral wall), the first lateral wall and the second lateral wall are adjacent to the base (see annotated Fig. 10 below), and the depression structure is formed between the first lateral wall and the second lateral wall (see annotated Fig. 10 below). PNG media_image3.png 868 703 media_image3.png Greyscale Lubenow et al. further discloses, “The pin, arm, and body may likewise be made of any appropriate material, including polymeric materials, metallic material, such as titanium, or the like. Further, the components may be formed of one material and coated with a second, as, for example, when the body comprises a base formed of a first, relatively hard material, with an overcoat formed of a second, relatively soft material, such as urethane or silicone. In this way, the anchoring assembly 20 may allow for some degree of stress-form flexion to be absorbed.” (Lubenow et al., Paragraph 0044). However, Lubenow et al. does not explicitly disclose wherein the first lateral wall and the second lateral wall are elastic. It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to configure the first lateral wall and the second lateral wall from elastic materials, since Lubenow et al. does disclose components made from “polymeric materials” and “relatively soft material, such as urethane or silicone”, in order for “some degree of stress-form flexion to be absorbed” (Lubenow et al., Paragraph 0044), which may reduce pain/pressure of the lead, and to prevent breakage, since it has been held to be within the general skill of a worker in the art to select a known material on the basis of its suitability for the intended use as a matter of obvious design choice. In re Leshin, 125 USPQ 416. Sinclair & Carroll Co. v. Interchemical Corp., 325 U.S. 327, 65 USPQ 297 (1945). Regarding Claim 6, Lubenow et al. discloses an anchor (20, Fig. 1-3; Paragraph 0035; Abstract) for a lead, further wherein the fixed member further has a pivot portion (pivot section structures including bore 56/protrusion 62, see annotated Fig. 10 above), the pivot portion is connected to the base (all structures are connected, see annotated Fig. 10 above), and a hinge (hinge pin 54, 64, see annotated Fig. 10 above; Paragraph 0039-0044) is pivotally connected to the pivot portion and the rotating member (see annotated Fig. 10 above; Paragraph 0039-0044), wherein a gap is formed between the pivot portion and the first lateral wall, and an additional gap is formed between the pivot portion and the second lateral wall (gaps between pivot elements and lateral walls, see Fig. 10 annotated above, see also gaps in Fig. 3). Regarding Claim 7, Lubenow et al. discloses an anchor (20, Fig. 1-3; Paragraph 0035; Abstract) for a lead, further wherein the fixed member comprises an abutting portion (any portion adjacent to the first later wall may be considered ‘abutting portion’, e.g. intersecting walls/surfaces, see Figs. 2-3 and 10 annotated above), adjacent to the first lateral wall (see annotated Fig. 10 above) and having an abutting surface (any portion adjacent to the first later wall may be considered ‘abutting portion’ with surfaces, e.g. intersecting walls/surfaces, see Figs. 2-3 and 10 annotated above), wherein an angle is formed between the first lateral wall and the abutting surface (any connection angle would be considered “an angle”, including an angle of 0 degrees – 180 degrees). Regarding Claim 8, Lubenow et al. discloses an anchor (20, Fig. 1-3; Paragraph 0035; Abstract) for a lead, including the protecting member (body 22, 23, 23a, Figs. 1-3; see annotated Figs. 2-3, 10 above) and the abutting surface (any portion adjacent to the first later wall may be considered ‘abutting portion’ with surfaces, e.g. intersecting walls/surfaces, see Figs. 2-3 and 10 annotated above). However, Lubenow et al. doesn’t explicitly disclose wherein the protecting member and the abutting surface are separable. It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to configure the protecting member and the abutting surface to be separable, such as for ease in manufacturing or installing the lead anchor, since it has been held that constructing a formerly integral structure in various elements involves only routine skill in the art. Nerwin v. Erlichman, 168 USPQ 177, 179. In re Dulberg, 289 F.2d 522, 523, 129 USPQ 348, 349 (CCPA 1961). Regarding Claim 9, Lubenow et al. further discloses, “ A typical lead cable 30 preferably has a circular outer diameter OD of about 1.35 mm (0.053 inch); although, it will be appreciated that the lead anchor 20 of the present invention may be sized to accommodate lead cables or tubes having diameters that are either smaller or larger than this” (Paragraph 0037) and that the lead transverses the first and second through holes in that “the lead cable 30 may be inserted into the inlet 24a, through the channel 24, and out of the outlet 24b” (Paragraph 0050). However, Lubenow et al. does not explicitly disclose wherein a diameter of the first through hole is greater than a diameter of the lead, and a diameter of the second through hole is greater than the diameter of the lead. It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to configure the first and second through holes to be greater in diameter than that of the lead, in order to allow for the lead to easily/smoothly transverse the through holes, since such a modification would have involved a mere change in the size of a component (e.g. configuring the lead to be smaller, or the through holes to be larger). A change in size is generally recognized as being within the level of ordinary skill in the art. In re Rose, 105 USPQ 237 (CCPA 1955). Regarding Claim 12, Lubenow et al. further discloses that any of the components of the lead anchor structure may comprise hard/soft materials in that, “The pin, arm, and body may likewise be made of any appropriate material, including polymeric materials, metallic material, such as titanium, or the like. Further, the components may be formed of one material and coated with a second, as, for example, when the body comprises a base formed of a first, relatively hard material, with an overcoat formed of a second, relatively soft material, such as urethane or silicone. In this way, the anchoring assembly 20 may allow for some degree of stress-form flexion to be absorbed, which may potentially produce less pain upon palpation or pressure” (Paragraph 0044). However, Lubenow et al. does not explicitly disclose wherein a hardness of the protecting member is less than a hardness of the fixed member. It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to configure the materials of any of the lead structures disclosed by Lubenow et al. to be harder/softer than other elements, in order for “some degree of stress-form flexion to be absorbed” (Lubenow et al., Paragraph 0044), which may reduce pain/pressure of the lead, and to prevent breakage, since it has been held to be within the general skill of a worker in the art to select a known material on the basis of its suitability for the intended use as a matter of obvious design choice. In re Leshin, 125 USPQ 416. Sinclair & Carroll Co. v. Interchemical Corp., 325 U.S. 327, 65 USPQ 297 (1945). Conclusion The prior art made of record and not relied upon is considered pertinent to the Applicant's disclosure: Jones et al. (US Patent No. 8,140,172) discloses a lead anchor with a protecting member including a groove which receives a pivoting locking structure (Figs. 1a-b, 2-3; Abstract; Col. 2, Lines 9-40). Olson et al. (US Publication No. 2006/0173520) discloses a lead anchor with a protecting member including a groove which receives a pivoting locking structure (Figs. 7-12; Abstract; Paragraph 0041-0049) Any inquiry concerning this communication or earlier communications from the examiner should be directed to PAMELA M BAYS whose telephone number is (571)270-7852. The examiner can normally be reached 9:00am - 6:00pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jennifer McDonald can be reached at 571-270-3061. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /PAMELA M. BAYS/Primary Examiner, Art Unit 3796
Read full office action

Prosecution Timeline

Nov 17, 2023
Application Filed
Dec 26, 2025
Non-Final Rejection — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12599339
SYSTEMS AND METHODS FOR AFFECTING CARDIAC CONTRACTILITY AND/OR RELAXATION
2y 5m to grant Granted Apr 14, 2026
Patent 12589236
An Implantable Artificial Heart
2y 5m to grant Granted Mar 31, 2026
Patent 12569692
WIRELESS NEUROSTIMULATORS
2y 5m to grant Granted Mar 10, 2026
Patent 12564355
Micro Motion Detection for Determining at least one Vital Sign of a Subject
2y 5m to grant Granted Mar 03, 2026
Patent 12558539
DETECTING AND TREATING DISORDERED BREATHING
2y 5m to grant Granted Feb 24, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
72%
Grant Probability
99%
With Interview (+37.2%)
4y 3m
Median Time to Grant
Low
PTA Risk
Based on 560 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month