Prosecution Insights
Last updated: April 19, 2026
Application No. 18/513,685

SEMICONDUCTOR DEVICE

Non-Final OA §103§112
Filed
Nov 20, 2023
Examiner
JONES, ERIC W
Art Unit
2892
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Fuji Electric Co. Ltd.
OA Round
1 (Non-Final)
61%
Grant Probability
Moderate
1-2
OA Rounds
3y 3m
To Grant
79%
With Interview

Examiner Intelligence

Grants 61% of resolved cases
61%
Career Allow Rate
418 granted / 685 resolved
-7.0% vs TC avg
Strong +18% interview lift
Without
With
+17.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
33 currently pending
Career history
718
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
60.8%
+20.8% vs TC avg
§102
25.8%
-14.2% vs TC avg
§112
10.3%
-29.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 685 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement The information disclosure statement (IDS) submitted on 11/27/2023 is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Specification The title of the invention is not descriptive. A new title is required that is clearly indicative of the invention to which the claims are directed. The following title is suggested: POWER SEMICONDUCTOR DEVICE RESISTANCE PORTION. Claim Objections Claims 18 and 19 are objected to because of the following informalities: grammatical errors. For examination purposes, Claims 18 and 19 will be interpreted to read as follows: A. Claim 18. The semiconductor device according to claim 17, wherein the emitter region includes a first emitter region provided to be in contact with the gate trench portion in the mesa portion, and the resistance portion is provided to be in contact with the first emitter region and spaced apart from the first trench portion, and the contact region is provided below the resistance portion provided to be in contact with the first emitter region in the mesa portion. B. Claim 19. The semiconductor device according to claim 18, wherein the emitter region includes a second emitter region provided to be in contact with the first trench portion in the mesa portion, and the resistance portion is provided to be in contact with the second emitter region and spaced apart from the gate trench portion, and the contact region is further provided below the resistance portion provided to be in contact with the second emitter region in the mesa portion. Appropriate correction is required. Drawings The drawings are objected to under 37 CFR 1.83(a). The drawings must show every feature of the invention specified in the claims. Therefore, for: A. Claim 11 the: “wherein the resistance portion is in contact with the first trench portion at a front surface of the semiconductor substrate” must be shown or the feature(s) canceled from the claim(s). No new matter should be entered. B. Claim 19 the: “wherein the emitter region includes a second emitter region provided to be in contact with the first trench portion in the mesa portion, and the resistance portion is provided to be in contact with the second emitter region and spaced apart from the gate trench portion, and the contact region is further provided below the resistance portion provided to be in contact with the second emitter region in the mesa portion” must be shown or the feature(s) canceled from the claim(s). No new matter should be entered. C. Claim 20 the: “wherein the first emitter regions and the second emitter regions are alternately provided in a trench extending direction of the gate trench portion” must be shown or the feature(s) canceled from the claim(s). No new matter should be entered. Corrected drawing sheets in compliance with 37 CFR 1.121(d) are required in reply to the Office action to avoid abandonment of the application. Any amended replacement drawing sheet should include all of the figures appearing on the immediate prior version of the sheet, even if only one figure is being amended. The figure or figure number of an amended drawing should not be labeled as “amended.” If a drawing figure is to be canceled, the appropriate figure must be removed from the replacement sheet, and where necessary, the remaining figures must be renumbered and appropriate changes made to the brief description of the several views of the drawings for consistency. Additional replacement sheets may be necessary to show the renumbering of the remaining figures. Each drawing sheet submitted after the filing date of an application must be labeled in the top margin as either “Replacement Sheet” or “New Sheet” pursuant to 37 CFR 1.121(d). If the changes are not accepted by the examiner, the applicant will be notified and informed of any required corrective action in the next Office action. The objection to the drawings will not be held in abeyance. Allowable Subject Matter Claims 11 and 19-20 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: A. Re claim 11, the prior art cannot be used to satisfy the limitation(s) of: wherein the resistance portion is in contact with the first trench portion at a front surface of the semiconductor substrate, in combination with the additionally claimed features of claim 1. B. Re claim 19, the prior art cannot be used to satisfy the limitation(s) of: wherein the emitter region includes a second emitter region provided to be in contact with the first trench portion in the mesa portion, and the resistance portion is provided to be in contact with the second emitter region and spaced apart from the gate trench portion, and the contact region is further provided below the resistance portion provided to be in contact with the second emitter region in the mesa portion, in combination with the additionally claimed features of claims 1, 17 and 18. C. Re claim 20, the prior art cannot be used to satisfy the limitation(s) of: wherein the first emitter regions and the second emitter regions are alternately provided in a trench extending direction of the gate trench portion, in combination with the additionally claimed features of claims 1, 17, 18 and 19. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. Claim 10 is rejected under 35 U.S.C. 112(b), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. A. Claim 10 recites the limitation "the trench arrangement direction" in line 3. There is insufficient antecedent basis for this limitation in the claim. For examination purposes, "the trench arrangement direction" in line 3 will be interpreted to read as "a trench arrangement direction". Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 3, 5, 7-8, 12 and 15-18 are rejected under 35 U.S.C. 103 as being unpatentable over Pfirsch et al (US 2013/0270632 A1, hereafter Pfirsch) in view of Herbert et al (US 2009/0218620 A1, hereafter Herbert). Re claim 1, Pfirsch discloses in FIG. 11 a semiconductor device comprising: a gate trench portion (522; [0055]) provided in a semiconductor substrate (523; [0055]); a first trench portion (521; [0055]) provided in the semiconductor substrate (523) and adjacent to (beside) the gate trench portion (522); an emitter region (532; [0055]) of a first conductivity type (n-type; [0055]) provided to be in contact with (physically touching) the gate trench portion (522) in a mesa portion (portion of 537 between 531 and 530) between the gate trench portion (522) and the first trench portion (521); a contact region (535; [0055]) of a second conductivity type (p-type; [0055]) provided to be in contact with (physically touching) the first trench portion (521) in the mesa portion (portion of 537 between 531 and 530); a metal layer (534 as in 114; [0033]; [0040] and [0055]) provided above the semiconductor substrate (523). Pfirsch fails to disclose and a resistance portion of the first conductivity type provided to be in contact with the metal layer (534) and the emitter region (532) and having a lower doping concentration than that of the emitter region (532). However, Herbert discloses in FIG. 8B a semiconductor device comprising a resistance portion (N- Resistive layer; [0026]) of the first conductivity type (n-type; [0026]) provided to be in contact with a metal layer (metal contact not shown; [0026]) and an emitter region (N+ Source; [0026]) and having a lower doping concentration (N- vs N+; [0026]) than that of the emitter region (N+ Source). Thus, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify the structure of Pfirsch by adding the resistance portion of Herbert, of the first conductivity type provided to be in contact with the metal layer and the emitter region (532) and having a lower doping concentration than that of the emitter region (532), providing improved reliability when the device is operated under high stress with high current, high current and high temperature (Herbert; [0028]). PNG media_image1.png 738 902 media_image1.png Greyscale For the record, the inserted figure (annotated FIG. 11 of Pfirsch) depicts the resistance portion (N- Resistive layer) of Herbert inserted between the contact region (535) and the emitter region (532), such that metal layer (534) is provided above the semiconductor substrate (523); and the resistance portion (N- Resistive layer) of the first conductivity type (n-type) is provided to be in contact with the metal layer (534) and the emitter region (532), and having a lower doping concentration (N- vs N+) than that of the emitter region (532). Re claim 3, Pfirsch and Herbert disclose the semiconductor device according to claim 1, wherein the resistance portion (N- Resistive layer; see inserted figure above) is provided to be in contact with (physically touching) the contact region (535), as part of the improved reliability of the device discussed for claim 1. Re claim 5, Pfirsch and Herbert disclose the semiconductor device according to claim 3, wherein the resistance portion (N- Resistive layer; see inserted figure above) has a side wall (right side vertical plane) provided to be in contact with (physically touching) the emitter region (532) and a lower end (bottom horizontal plane) provided to be in contact with (physically touching) the contact region (535), as part of the improved reliability of the device discussed for claim 1. Re claim 7, Pfirsch and Herbert disclose the semiconductor device according to claim 1, wherein the resistance portion (N- Resistive layer; see inserted figure above) is provided to be in contact with (physically touching) a contact hole (unlabeled opening in 525; [0056]) provided between the metal layer (534) and a front surface (upper plane) of the semiconductor substrate (523), as part of the improved reliability of the device discussed for claim 1. Re claim 8, Pfirsch and Herbert disclose the semiconductor device according to claim 1, wherein the contact region (535) is provided to extend beyond (see inserted figure above) a contact hole (unlabeled opening in 525; [0056]) provided between the metal layer (534) and a front surface (upper plane) of the semiconductor substrate (523) from the first trench portion (521) in a trench arrangement direction (laterally left-to-right). Re claim 12, Pfirsch and Herbert disclose the semiconductor device according to claim 1, semiconductor device according to claim 1, wherein the resistance portion (N- Resistive layer; see inserted figure above) is provided to be interposed between the emitter region (532) and the contact region (535) in a trench arrangement direction (laterally right-to-left). Re claim 15, Pfirsch discloses the semiconductor device according to claim 1, wherein the first trench portion (521) is a dummy trench portion (no electrical 26 gate coupling; [0056]) set at an emitter potential (532; [0056]). Re claim 16, Pfirsch discloses the semiconductor device according to claim 1, semiconductor device according to claim 1, wherein the first trench portion (521) includes a dummy gate trench portion (no electrical emitter 532 coupling; [0056]) set at a gate potential (527; [0056]) and being not in contact (not physical or electrical connection; [0056]) with the emitter region (532). Re claim 17, Pfirsch discloses the semiconductor device according to claim 1, semiconductor device according to claim 1, wherein the first trench portion (521) is a gate trench portion (526 electrical gate coupling; [0056]) set at a gate potential (527; [0056]). Re claim 18, Pfirsch and Herbert disclose the semiconductor device according to claim 17, wherein the emitter region (532) includes a first emitter (left 532) region provided to be in contact with (physically touching) the gate trench portion (522) in the mesa portion (portion of 537 between 531 and 530), and the resistance portion (N- Resistive layer; see inserted figure above) is provided to be in contact with (physically touching) the first emitter region (left 532) and spaced apart (isolated) from the first trench portion (521), and the contact region (535) is provided below (under) the resistance portion (N- Resistive layer; see inserted figure above) provided to be in contact with (physically touching) the first emitter region (left 532) in the mesa portion (portion of 537 between 531 and 530), as part of the improved reliability of the device discussed for claim 1. Claims 2, 4, 9 and 10 are rejected under 35 U.S.C. 103 as being unpatentable over Pfirsch and Herbert as applied to claim 1 above, and further in view of HATTA et al (US 2017/0229535 A1, hereafter Hatta). Re claim 2, Pfirsch and Herbert disclose the semiconductor device according to claim 1. But, fail to disclose wherein a doping concentration of the resistance portion (N- Resistive layer) is equal to or greater than 5E17 cm⁻³ and equal to or smaller than 2E18 cm⁻³. However, Hatta discloses in FIG. 1 a semiconductor device comprising a doping concentration of a resistance portion (15b; [0061] and [0130]) is equal to or greater than 5E17 cm⁻³ and equal to or smaller than 2E18 cm⁻³ (1E17 cm⁻³ to 1E20 cm⁻³; [0130]). Thus, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify the structure of Pfirsch and Herbert by using Hatta’s resistance portion doping concentration of equal to or greater than 5E17 cm⁻³ and equal to or smaller than 2E18 cm⁻³ for the resistance portion of Herbert, increasing a voltage drop from a channel region to a source/emitter electrode while keeping an on-resistance low, thereby enhancing a short-circuit resistance (Hatta; [0010]). Re claim 4, Pfirsch and Herbert disclose the semiconductor device according to claim 2, wherein the resistance portion (N- Resistive layer; see inserted figure above) is provided to be in contact with (physically touching) the contact region (535). Re claim 9, Pfirsch and Herbert disclose the semiconductor device according to claim 1. But, fail to disclose wherein the contact region (535) is separated from the gate trench portion (522) by 0.1 µm or more in a trench arrangement direction (laterally left-to-right). However, Hatta discloses the resistance portion (15b) to have a width (LNO; [0079]) of (0.1 to 10 µm; [0079]). Therefore, the contact region (535) is separated from the gate trench portion (522) by the resistance portion by 0.1 µm or more in a trench arrangement direction (laterally left-to-right), as would be part of the device discussed for claim 2. Re claim 10, Pfirsch and Herbert disclose the semiconductor device according to claim 1. But, fail to disclose wherein the resistance portion (N- Resistive layer; see inserted figure above) includes a region having a doping concentration increasing from an end of the first trench portion (521) side toward an end of the gate trench portion (522) side in a trench arrangement direction (laterally left-to-right). However, Hatta discloses the resistance portion (15b) to have a retro-grade ([0091]) or a step-like profile ([0091]). Thus, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to use the retro-grade or the step-like profile of Hatta, such that the resistance portion includes a region having a doping concentration increasing from an end of the first trench portion (521) side toward an end of the gate trench portion (522) side in a trench arrangement direction (laterally left-to-right), to achieve the functionality of the device of claim 2. Claim 6 is rejected under 35 U.S.C. 103 as being unpatentable over Pfirsch and Herbert as applied to claim 1 above, and further in view of Hatta and SHIRAKAWA (US 2020/0203512 A1, hereafter Shirakawa). Re claim 1, Pfirsch and Herbert disclose the semiconductor device according to claim 1. But, fail to disclose wherein a width of the resistance portion (N- Resistive layer; see inserted figure above) in a trench arrangement direction (laterally left-to-right) is 5 to 25% of a width of the mesa portion (portion of 537 between 531 and 530). However, A. Hatta discloses a width (LNO; [0079]) of a resistance portion (15b) to be 0.1 to 10 µm ([0079]). And, B. Shirakawa discloses a semiconductor device comprising mesa widths of 0.7 to 2 µm ([0006]). Thus, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to further modify the structure of Pfirsch and Herbert using the resistance portion width of Hatta for the devices discussed for claim 2; and using the mesa widths of Shirakawa to change the density of trenches to reduce device ON resistance (Shirakawa; [0074]). Claims 13-14 are rejected under 35 U.S.C. 103 as being unpatentable over Pfirsch and Herbert as applied to claim 1 above, and further in view of NAITO (US 2018/0374948 A1, hereafter Naito). Re claims 13-14, Pfirsch and Herbert disclose the semiconductor device according to claim 1. But, fail to disclose the semiconductor device further comprising a contact trench portion in the mesa portion (portion of 537 between 531 and 530) provided to extend in a depth direction from a front surface (upper plane) of the semiconductor substrate (523); and wherein a lower end of the contact region (535) is deeper than a lower end of the contact trench portion. However, Naito discloses in FIGS. 1-2 a semiconductor device comprising a contact trench portion (27; [0067]) in a mesa portion (between adjacent trench portions; [0067]) provided to extend in a depth direction (downward) from a front surface (upper plane) of a semiconductor substrate (10; [0067]); and wherein a lower end (bottom) of a contact region (28; [0068]) is deeper than (below; [0068]) a lower end (bottom) of the contact trench portion (27). Thus, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to further modify the structure of Pfirsch and Herbert by using the contact trench of Naito, in the mesa portion (portion of 537 between 531 and 530) provided to extend in a depth direction from a front surface (upper plane) of the semiconductor substrate (523); and wherein a lower end of the contact region (535) is deeper than a lower end of the contact trench portion, to achieve desired contact resistances with the contact region (Naito; [0093]). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ERIC W JONES whose telephone number is (408) 918-9765. The examiner can normally be reached M-F 7:00 AM - 6:00 PM PT. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, N. Drew Richards can be reached at (571) 272-1736. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ERIC W JONES/Primary Examiner, Art Unit 2892
Read full office action

Prosecution Timeline

Nov 20, 2023
Application Filed
Feb 03, 2026
Non-Final Rejection — §103, §112 (current)

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Prosecution Projections

1-2
Expected OA Rounds
61%
Grant Probability
79%
With Interview (+17.9%)
3y 3m
Median Time to Grant
Low
PTA Risk
Based on 685 resolved cases by this examiner. Grant probability derived from career allow rate.

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