Prosecution Insights
Last updated: May 29, 2026
Application No. 18/513,983

STACKED SEMICONDUCTOR STRUCTURES INCLUDING A PASSIVE DEVICE

Non-Final OA §102§103
Filed
Nov 20, 2023
Examiner
GREEN, TELLY D
Art Unit
2898
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Globalfoundries Singapore Pte. Ltd.
OA Round
1 (Non-Final)
82%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
86%
With Interview

Examiner Intelligence

Grants 82% — above average
82%
Career Allowance Rate
1053 granted / 1289 resolved
+13.7% vs TC avg
Minimal +4% lift
Without
With
+3.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
42 currently pending
Career history
1348
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
83.5%
+43.5% vs TC avg
§102
8.7%
-31.3% vs TC avg
§112
3.1%
-36.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1289 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of Group I, claims 1-15, in the reply filed on March 26, 2026 is acknowledged. Claims 16-20 have been withdrawn. Action on the merits is as follows: Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-4 and 6-13 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Kao et al. (Kao) (US 2021/0391302 A1). In regards to claim 1, Kao (Fig. 1-4 and associated text and items) discloses a semiconductor structure (item 100), comprising: a substrate (item 108, 108c); a first active layer (item 108, 108c, paragraph 38, item 210 or 210 plus 108c) in the substrate (item 108, 108c); a second active layer (item 108, 108a, paragraph 38, item 210 or item 210 plus 108a) vertically over the first active layer (item 108, 108c, paragraph 38, item 210 or 210 plus 108c); a first interconnection structure (items 114 plus 116, 112c or 112c plus 120c) between the first active layer (item 108, 108c, paragraph 38, item 210 or 210 plus 108c) and the second active layer (item 108, 108a, paragraph 38, item 210 or item 210 plus 108a); a second interconnection structure (items 114 plus 116, 112a or 112a plus 120a) between the first interconnection structure (items 114 plus 116, 112c or 112c plus 120c) and the second active layer (item 108, 108a, paragraph 38, item 210 or item 210 plus 108a); a first interlayer dielectric stack (item 118, 112b, 112b plus 108b, 118 plus 108b or 118 plus 108b plus 120b) between the first interconnection structure (items 114 plus 116, 112c or 112c plus 120c) and the second interconnection structure (items 114 plus 116, 112a or 112a plus 120a); and a passive device (item 110b paragraph 38, capacitor, resistor) in the first interlayer dielectric stack (item 118, 112b, 112b plus 108b, 118 plus 108b or 118 plus 108b plus 120b). In regards to claim 2, Kao (Fig. 1-4 and associated text and items) discloses wherein the passive device (item 110b paragraph 38, capacitor, resistor) is electrically connected to the first interconnection structure (items 114 plus 116, 112c or 112c plus 120c) and the second interconnection structure (items 114 plus 116, 112a or 112a plus 120a). In regards to claim 3, Kao (Fig. 1-4 and associated text and items) discloses further comprising: a second interlayer dielectric stack (item 118, 112c, 112c plus 120c or 118 plus 120c) over the first active layer (item 108, 108c, paragraph 38, item 210 or 210 plus 108c), and the first interconnection structure (items 114 plus 116, 112c or 112c plus 120c) is in the second interlayer dielectric stack (item 118, 112c, 112c plus 120c or 118 plus 120c); a third interlayer dielectric stack (item 118, 112a, 112a plus 120a or 118 plus 120a) between the second interlayer dielectric stack (item 118, 112c, 112c plus 120c or 118 plus 120c) and the second active layer (item 108, 108a, paragraph 38, item 210 or 210 plus 108a), and the second interconnection structure (items 114 plus 116, 112a or 112a plus 120a) is in the third interlayer dielectric stack (item 118, 112a, 112a plus 120a or 118 plus 120a); and the first interlayer dielectric stack (item 118, 112b, 112b plus 108b, 118 plus 108b or 118 plus 108b plus 120b) is between the second interlayer dielectric stack (item 118, 112c, 112c plus 120c or 118 plus 120c) and the third interlayer dielectric stack (item 118, 112a, 112a plus 120a or 118 plus 120a). In regards to claim 4, Kao (Fig. 1-4 and associated text and items) discloses wherein the first interlayer dielectric stack (item 118, 112b, 112b plus 108b, 118 plus 108b or 118 plus 108b plus 120b)is in contact with the second interlayer dielectric stack (item 118, 112c, 112c plus 120c or 118 plus 120c). Examiner notes the Applicant has not given a special definition to the term “contact”, therefore certain features can be in “direct” or “indirect” contact. In regards to claim 6, Kao (Fig. 1-4 and associated text and items) discloses further comprising: a first active device (item 110c) in the second interlayer dielectric stack (item 118, 112c, 112c plus 120c or 118 plus 120c); and a second active device (item 110a) in the third interlayer dielectric stack (item 118, 112a, 112a plus 120a or 118 plus 120a), and the passive device (item 110b) is between the first active device (item 110c) and the second active device (item 110a). In regards to claim 7, Kao (Fig. 1-4 and associated text and items) discloses further comprising a first contact (item 122) extending between the first interlayer dielectric stack (item 118, 112b, 112b plus 108b, 118 plus 108b or 118 plus 108b plus 120b) and the second interlayer dielectric stack (item 118, 112c, 112c plus 120c or 118 plus 120c). In regards to claim 8, Kao (Fig. 1-4 and associated text and items) discloses wherein the first contact (item 122) includes a first conductive plug (item 122) in the first interlayer dielectric stack (item 118, 112b, 112b plus 108b, 118 plus 108b or 118 plus 108b plus 120b)and a second conductive plug (item 122) in the second interlayer dielectric stack (item 118, 112c, 112c plus 120c or 118 plus 120c). In regards to claim 9, Kao (Fig. 1-4 and associated text and items) discloses wherein the first conductive plug (item 122) is horizontally offset from the second conductive plug (item 122). In regards to claim 10, Kao (Fig. 1-4 and associated text and items) discloses wherein the first interlayer dielectric stack (item 118, 112b, 112b plus 108b, 118 plus 108b or 118 plus 108b plus 120b) and the second interlayer dielectric stack (item 118, 112c, 112c plus 120c or 118 plus 120c) each comprise a dielectric surface (surface of items 120b, 120c), and the dielectric surface of the first interlayer dielectric stack (surface of item 120b)adjoins the dielectric surface of the second interlayer dielectric stack (surface of item 120c) at a bonding interface (bonding interface of items 120b plus 120c). In regards to claim 11, Kao (Fig. 1-4 and associated text and items) discloses wherein the first conductive plug (item 122) and the second conductive plug (item 122) each comprise a conductive surface (conductive surface of item 122), and the conductive surface of the first conductive plug (conductive surface of item 122) adjoins the conductive surface of the second conductive plug (conductive surface of item 122) at the bonding interface (bonding interface of items 120b plus 120c, hybrid bond). In regards to claim 12, Kao (Fig. 1-4 and associated text and items) discloses wherein the bonding interface (bonding interface of items 120b plus 120c, hybrid bond) extends across the semiconductor structure (item 100). In regards to claim 13, Kao (Fig. 1-4 and associated text and items) discloses further comprising: a dielectric layer (item 120a) between the first interlayer dielectric stack (item 118, 112b, 112b plus 108b, 118 plus 108b or 118 plus 108b plus 120b) and the third interlayer dielectric stack (item 118, 112a, 112a plus 120a or 118 plus 120a); and a second contact (items 122) extending between the dielectric layer (item 120a) and the third interlayer dielectric stack (item 118, 112a, 112a plus 120a or 118 plus 120a). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 5 is/are rejected under 35 U.S.C. 103 as being unpatentable over Kao et al. (Kao) (US 2021/0391302 A1) in view of Lee et al. (Lee) (US 2022/0165712 A1, now US 11,862,618 B2). In regards to claim 5, Kao (Fig. 1-4 and associated text and items) does not specifically disclose wherein a crystalline semiconductor material is absent between the second interlayer dielectric stack (item 118, 112c, 112c plus 120c or 118 plus 120c) and the third interlayer dielectric stack (item 118, 112a, 112a plus 120a or 118 plus 120a). Lee (Fig. 3, 9 and associated text) discloses a passive device (item CAP) in the first interlayer dielectric stack (item IMD) which does not contain crystalline semiconductor material. Therefore it would have been obvious to one of ordinary skill in the art to before the effective filing date to incorporate the teachings of Lee for the purpose of an interlayer having decoupling capacitors and improve operation characteristics. Claim(s) 14 and 15 is/are rejected under 35 U.S.C. 103 as being unpatentable over Kao et al. (Kao) (US 2021/0391302 A1) in view of Li et al. (Li) (US 2022/0293556 A1 now US 11,682,652 B2). In regards to claim 14, Kao does not specifically disclose further comprising: a dielectric layer, wherein the second active layer is between the dielectric layer and the second interconnection structure; and a circuitry interconnection extending through the dielectric layer and electrically connected to the second interconnection structure. Li (Fig. 16 and associated text) discloses further comprising: a dielectric layer (item 306, paragraph 33), wherein the second active layer (item 102b, active layer of transistor) is between the dielectric layer (item 306) and the second interconnection structure (item 412, 412 plus 428 or 412 plus 428 plus 430 ); and a circuitry interconnection (items 310 plus 312 plus 308) extending through the dielectric layer (item 306) and electrically connected to the second interconnection structure (item 412, 412 plus 428 or 412 plus 428 plus 430 ). Therefore it would have been obvious to one of ordinary skill in the art before the effective filing date to incorporate the teachings of Li for the purpose of protection/insulation and an electrical connection. In regards to claim 15, Kao as modified by Li (Fig. 16 and associated text) discloses wherein the circuitry interconnection (items 310 plus 312 plus 308) comprises a via structure (items 310, 308) extending through the dielectric layer (item 306) and a pad structure (item 312) on the dielectric layer (item 306). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. See all references in 892. Any inquiry concerning this communication or earlier communications from the examiner should be directed to TELLY D GREEN whose telephone number is (571)270-3204. The examiner can normally be reached M-F 8am-5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jessica Manno can be reached at 571-272-2339. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. TELLY D. GREEN Examiner Art Unit 2898 /TELLY D GREEN/Primary Examiner, Art Unit 2898 May 11, 2026
Read full office action

Prosecution Timeline

Nov 20, 2023
Application Filed
May 13, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12642086
MULTI-TIM PACKAGES AND METHOD FORMING SAME
2y 9m to grant Granted May 26, 2026
Patent 12635518
SEMICONDUCTOR DEVICE
2y 6m to grant Granted May 19, 2026
Patent 12628710
SEMICONDUCTOR PACKAGE AND MANUFACTURING METHOD THEREOF
3y 6m to grant Granted May 12, 2026
Patent 12628695
PACKAGING STRUCTURE AND PACKAGING METHOD
3y 4m to grant Granted May 12, 2026
Patent 12622303
NOTCHED WAFER AND BONDING SUPPORT STRUCTURE TO IMPROVE WAFER STACKING
3y 0m to grant Granted May 05, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
82%
Grant Probability
86%
With Interview (+3.8%)
2y 3m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1289 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month