Prosecution Insights
Last updated: May 29, 2026
Application No. 18/514,158

NAND FLASH DEVICE

Non-Final OA §102
Filed
Nov 20, 2023
Priority
Nov 30, 2022 — RE 10-2022-0165103
Examiner
KIM, TONG-HO
Art Unit
2811
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Samsung Electronics Co., Ltd.
OA Round
1 (Non-Final)
95%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 95% — above average
95%
Career Allowance Rate
1011 granted / 1061 resolved
+27.3% vs TC avg
Minimal +0% lift
Without
With
+0.5%
Interview Lift
resolved cases with interview
Fast prosecutor
1y 8m
Avg Prosecution
26 currently pending
Career history
1086
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
66.9%
+26.9% vs TC avg
§102
14.5%
-25.5% vs TC avg
§112
6.7%
-33.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1061 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The information disclosure statement (IDS) submitted on 11/20/2023 was filed. The submission is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-4, 7-10 and 19 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Baek (US 2022/0208787). Regarding claim 1, Baek discloses, in at least figures 4, 7, 12-13 and related text, a NAND flash device ([54]) comprising: a peripheral circuit (PCS, [47]) including a transistor (TR, [106]), a substrate (52, [104]), and a device isolation region (54, [105]) on the substrate (52, [104]), wherein the device isolation region (54, [105]) defines an active region (AC, [105]) of the substrate (52, [104]), the transistor (TR, [106]) includes a first gate structure (PG, 106]) on the active region (AC, [105]), the transistor (TR, [106]) includes a plurality of source and drain regions (PSD, [106]) extending in a first direction (x direction, figures) in the active region (AC, [105]) on both sides of the first gate structure (PG, [106]), the plurality of source and drain regions (PSD of TR1, [106], [127]) include a first lightly-doped source and drain region (306a, [133]) and a second lightly-doped source and drain region (306b, [133]), the first lightly-doped source and drain region (306a, [133]) is adjacent to the first gate structure (314, [128]) and has a first width (IL3, [134]) in a second direction (y direction, figures), the second direction (y direction, figures) is perpendicular to the first direction (x direction, figures), the second lightly-doped source and drain region (306b, [133]) is integrally connected to the first lightly-doped source and drain region (306a, [133]), the second lightly-doped source and drain region (306b, [133]) is arranged farther from the first gate structure (314, [128]) than the first lightly-doped source and drain region (306a, [133]), the second lightly-doped source and drain region (306b, [133]) has a second width (IL4, [134]) in the second direction (y direction, figures), and the second width (IL4, [134]) is less than the first width (IL3, [134]). Regarding claim 2, Baek discloses the NAND flash device of claim 1 as described above. Baek further discloses, in at least figures 4, 7, 12-13 and related text, the first lightly-doped source and drain region (306a, [133]) has a third width (width of 306a in x direction, figures) in the first direction (x direction, figures), the second lightly-doped source and drain region (306b, [133]) has a fourth width (width of 306b in x direction, figures) in the first direction (x direction, figures), and the fourth width (width of 306b in x direction, figures) is greater than or equal to the third width (width of 306a in x direction, figures) (figures). Regarding claim 3, Baek discloses the NAND flash device of claim 1 as described above. Baek further discloses, in at least figures 4, 7, 12-13 and related text, a part of the first lightly-doped source and drain region (306a, [133]) overlaps the first gate structure (314, [128]). Regarding claim 4, Baek discloses the NAND flash device of claim 1 as described above. Baek further discloses, in at least figures 4, 11-13 and related text, the plurality of source and drain regions (PSD of TR1, [106], [127]) include a first heavily-doped source and drain region (310, [130]) buried in the second lightly-doped source and drain region (306b, [133]), the peripheral circuit (PCS, [47]) includes a first source and drain contact on the first heavily-doped source and drain region (310, [130]), and the first source and drain contact (136, [138]) is configured to apply a voltage to the first heavily- doped source and drain region (310, [130]). Regarding claim 7, Baek discloses the NAND flash device of claim 1 as described above. Baek further discloses, in at least figures 4, 7, 12-13 and related text, the first gate structure (314, [128]) has a fifth width (width of 314 in y direction, figures) in the second direction (y direction, figures), and the fifth width (width of 314 in y direction, figures) is greater than the second width (IL4, [134]) of the second lightly-doped source and drain region (306b, [133]) in the second direction (y direction, figures). Regarding claim 8, Baek discloses the NAND flash device of claim 1 as described above. Baek further discloses, in at least figures 4, 7, 12-13 and related text, the active region (AC/304, [105], [128]) includes a tapered trench, the device isolation region (54/302, [105], [128]) is in the tapered trench, and the plurality of source and drain regions (PSD of TR/TR1, [106], [127]) are surrounded by the isolation region (54/302, [105], [128]). Regarding claim 9, Baek discloses the NAND flash device of claim 1 as described above. Baek further discloses, in at least figures 4, 7, 12-13 and related text, the peripheral circuit (PCS, [47]) includes a second gate structure (PG/314 of TR (TR1) adjacent to leftmost TR (TR1), [106], [127], [128], figures) separated from the first gate structure (PG/314 of leftmost TR (TR1), [106], [127], [128], figures) in the first direction (x direction, figures), the active region (AC/304, [105], [128]) includes a third lightly-doped source and drain region (308, [130]) in a portion of the substrate (52, [104]), and when viewed from a third direction (z direction, figures) perpendicular to an upper surface of the active region (AC/304, [105], [128]), the third lightly-doped source and drain region (308, [130]) is between the first gate structure (PG/314 of leftmost TR (TR1), [106], [127], [128], figures) and the second gate structure (PG/314 of TR (TR1) adjacent to leftmost TR (TR1), [106], [127], [128], figures) and a width of the third lightly-doped source and drain region (308, [130]) in the second direction (y direction, figures) is equal to the first width (IL3, [134]) in the second direction (y direction, figures). Regarding claim 10, Baek discloses the NAND flash device of claim 9 as described above. Baek further discloses, in at least figures 4, 7, 12-13 and related text, the active region (AC/304, [105], [128]) includes a second heavily-doped source and drain region (312, [130]) buried in the third lightly-doped source and drain region (308, [130]), and the peripheral circuit (PCS, [47]) includes a second source and drain contact (320, [138]) on the second heavily- doped source and drain region (312, [130]) and configured to apply a voltage to the second heavily-doped source and drain region (312, [130]). Regarding claim 19, Baek discloses, in at least figures 4, 7, 12-13 and related text, a NAND flash device ([54]) comprising: a peripheral circuit (PCS, [47]) including a plurality of transistors (TR, [106]) on a substrate (52, [104]); and a memory cell array (CAS, [46]) configured to controlled by the peripheral circuit (PCS, [47]), wherein the peripheral circuit (PCS, [47]) includes a tapered trench (trench for 54, figures) in the substrate (52, [104]), a device isolation region (54, [105]) in the tapered trench (trench for 54, figures) and defining an active region (AC, [105]) of the substrate (52, [104]), a pair of gate structures (PG/314 of two adjacent TR (TR1), [106], [127], [128], figures) arranged side by side in a first direction (x direction, figures) on the active region (AC, [105]), and a source and drain region (PSD, [106]) in the active region (AC, [105]), the pair of gate structures (PG/314 of two adjacent TR (TR1), [106], [127], [128], figures) are separated from each other and extend in a second direction (y direction, figures), the second direction (y direction, figures) is perpendicular to the first direction (x direction, figures), the source and drain region (PSD, [106]) extends in the first direction (x direction, figures) in the active region (AC, [105]) on both sides of each of the pair of gate structures (PG/314 of two adjacent TR (TR1), [106], [127], [128], figures), the source and drain region (PSD, [106], [127]) includes a lightly-doped source and drain region (306, [133]) and a first heavily-doped source and drain region (310, [130]), the lightly-doped source and drain region (306, [133]) includes a first lightly-doped source and drain region (306a, [133]) in the substrate (52, [104]) in a region adjacent to each of the pair of gate structures (PG/314 of two adjacent TR (TR1), [106], [127], [128], figures) and a second lightly-doped source and drain region (306b, [133]) farther from each of the pair of gate structures (PG/314 of two adjacent TR (TR1), [106], [127], [128], figures) than the first lightly-doped source and drain region (306a, [133]), the first heavily-doped source and drain region (310, [130]) is in the second lightly-doped source and drain region (306b, [133]), the first heavily-doped source and drain region (310, [130]) is more heavily doped than the lightly- doped source and drain region (306, [130]), the first lightly-doped source and drain region (306a, [133]) has a first width in the first direction (x direction, figures) and a second width in the second direction (y direction, figures), the second lightly-doped source and drain region (306b, [133]) has a third width in the first direction (x direction, figures) and a fourth width in the second direction (y direction, figures), the first width is less than the third width (figures 12-13), and the second width is greater than the fourth width (figures 12-13). Allowable Subject Matter Claims 5-6 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims because the prior art of record neither anticipates nor render obvious the limitations of the base claims 1 and 5 that recite "the peripheral circuit includes an isolation impurity region in the substrate, the isolation impurity region surrounds the plurality of source and drain regions when viewed from a third direction perpendicular to an upper surface of the active region, and a first separation distance in the second direction between the first lightly-doped source and drain region and the isolation impurity region is less than a second separation distance in the second direction between the second lightly-doped source and drain region and the isolation impurity region" in combination with other elements of the base claims 1 and 5. Claims 11-18 are allowed because the prior art of record neither anticipates nor render obvious the limitations of the base claims 11 that recite "the second width is reduced as a distance increases from the pair of gate structures" in combination with other elements of the base claims 11. Claim 20 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims because the prior art of record neither anticipates nor render obvious the limitations of the base claims 19 and 20 that recite "the peripheral circuit includes an isolation impurity region in the substrate, the isolation impurity region surrounds the source and drain region when viewed from a third direction perpendicular to an upper surface of the source and drain region, a first separation distance in the second direction between the first lightly-doped source and drain region and the isolation impurity region is less than a second separation distance in the second direction between the second lightly-doped source and drain region and the isolation impurity region, the first lightly-doped source and drain region and the second lightly-doped source and drain region include an impurity of a first conductivity type, the isolation impurity region includes an impurity of a second conductivity type, and the second conductivity type is different from the first conductivity type" in combination with other elements of the base claims 19 and 20. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Any inquiry concerning this communication or earlier communications from the examiner should be directed to TONG-HO KIM whose telephone number is (571)270-0276. The examiner can normally be reached Monday thru Friday; 8:30 AM to 5PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Lynne Gurley can be reached at 571-272-1670. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /TONG-HO KIM/ Primary Examiner, Art Unit 2811
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Prosecution Timeline

Nov 20, 2023
Application Filed
Mar 04, 2026
Non-Final Rejection mailed — §102
Apr 01, 2026
Interview Requested
Apr 07, 2026
Applicant Interview (Telephonic)
Apr 18, 2026
Examiner Interview Summary

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
95%
Grant Probability
96%
With Interview (+0.5%)
1y 8m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1061 resolved cases by this examiner. Grant probability derived from career allowance rate.

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