Prosecution Insights
Last updated: April 19, 2026
Application No. 18/514,478

OXOINDOLINE COMPOUND FOR THE TREATMENT OF INFLAMMATORY DISEASES OR CANCER

Non-Final OA §101§112
Filed
Nov 20, 2023
Examiner
DAHLIN, HEATHER RAQUEL
Art Unit
1629
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Hoffmann-La Roche, Inc.
OA Round
1 (Non-Final)
46%
Grant Probability
Moderate
1-2
OA Rounds
3y 5m
To Grant
97%
With Interview

Examiner Intelligence

Grants 46% of resolved cases
46%
Career Allow Rate
61 granted / 133 resolved
-14.1% vs TC avg
Strong +51% interview lift
Without
With
+50.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
83 currently pending
Career history
216
Total Applications
across all art units

Statute-Specific Performance

§101
4.6%
-35.4% vs TC avg
§103
33.3%
-6.7% vs TC avg
§102
19.8%
-20.2% vs TC avg
§112
25.7%
-14.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 133 resolved cases

Office Action

§101 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority This Application claims foreign priority to PCT/CN2021/095205, filed May 21, 2021, in the People’s Republic of China, and is a CON of PCT/EP2022/063377, filed May 18, 2022. Information Disclosure Statement The information disclosure statements (IDS) submitted on Feb. 12, 2026 and May 7, 2024 is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Claim Status Claims 1-18, 20-21 and 27-28 are currently pending and subject to examination. Claim Rejections – 35 USC § 112(b) The following is a quotation of 35 U.S.C. 112(b): “(b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention.” The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: “The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention.” Claims 18 and 27 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. A broad range or limitation together with a narrow range or limitation that falls within the broad range or limitation (in the same claim) may be considered indefinite if the resulting claim does not clearly set forth the metes and bounds of the patent protection desired. See MPEP § 2173.05(c). In the present instance, claim 18 recites the broad recitation “unsubstituted or substituted heterocycle”, and the claim also recites “particularly ring B is selected from azetidinyl, pyrrolidinyl, and azaspiro[3.3]heptanyl”, which is the narrower statement of the range/limitation. The claim(s) are considered indefinite because there is a question or doubt as to whether the feature introduced by such narrower language is (a) merely exemplary of the remainder of the claim, and therefore not required, or (b) a required feature of the claims. Examples are properly set forth in the specification and not in the claims: Description of examples or preferences is properly set forth in the specification rather than the claims. If stated in the claims, examples and preferences may lead to confusion over the intended scope of a claim. In those instances where it is not clear whether the claimed narrower range is a limitation, a rejection under 35 U.S.C. 112(b) or pre-AIA 35 U.S.C. 112, second paragraph should be made. The examiner should analyze whether the metes and bounds of the claim are clearly set forth. Note that the mere use of the phrase "such as" or "for example" in a claim does not by itself render the claim indefinite. Examples of claim language which have been held to be indefinite because the intended scope of the claim was unclear are: (A) "R is halogen, for example, chlorine"; (B) "material such as rock wool or asbestos" Ex parte Hall, 83 USPQ 38 (Bd. App. 1949); (C) "lighter hydrocarbons, such, for example, as the vapors or gas produced" Ex parte Hasche, 86 USPQ 481 (Bd. App. 1949); (D) "normal operating conditions such as while in the container of a proportioner" Ex parte Steigerwald, 131 USPQ 74 (Bd. App. 1961); and (E) "coke, brick, or like material". Ex parte Caldwell, 1906 C.D. 58 (Comm’r Pat. 1906). MPEP § 2173.05(d). Claim 18 is also indefinite because the formulae (XXXII) and (VII) have R10 but R10 is not defined by the claim. Furthermore, it is unclear if “the compound of Formula (XXIV), R7-Q” means that the compound of formula (XXIV) has the structure R7-Q. Claim 27 is indefinite because it is unclear if the second instances “autoimmune disease and inflammatory disease” and “cancer” refer back to the instances of these terms in the preamble. Consider adding “the” before these terms. The same problem arises with the phrase “which method” because it is not clear if this is referring back to the method of the preamble. Consider revising to “the method comprising” or “wherein the method comprises”. Claim Rejections - 35 USC § 101 35 U.S.C. 101 reads as follows: “Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title.” Claim 21 is rejected under 35 U.S.C. 101 because the claimed invention is directed to a natural phenomenon without significantly more. The claim(s) recite(s) a method for inhibition of PDHK1, the method comprises administering a therapeutically effective amount of a compound as defined in claim 1. This judicial exception is not integrated into a practical application because the claim is not applied to effect a particular treatment or prophylaxis for a disease or medical condition. The claim(s) does/do not include additional elements that are sufficient to amount to significantly more than the judicial exception because the claim does not require that the compound is administered to a subject in need of treatment of a particular disease or medical condition and does not recite any additional elements. Step 1: YES. The claim is directed towards a process, a statutory category. Step 2A, Prong 1: YES. The claim is directed towards a judicial exception because it is directed towards observing natural phenomenon, the activity of the enzyme PDHK1. Step 2A, Prong 2: NO. The claim does not recite additional elements that integrate the judicial exception into a practical application because it does not recite a particular disease or medical condition. STEP 2B: NO. the claim does not amount to significantly more than the judicial exception because it does not require that the drug is administered to a patient in need of treatment or prophylaxis for a particular disease or medical condition and does not recite any additional elements. The claim reads on the basic tools of scientific or technological work, e.g. administering the compound to an animal model and observing the result. The claim does not require that the method is used to effect treatment or prophylaxis for a particular medical condition. Allowable Subject Matter Claims 1-17, 20 and 28 are allowable subject matter. The following is a statement of reasons for the indication of allowable subject matter: The present application is directed towards compounds of formula (I) as inhibitors of pyruvate dehydrogenase kinase for the treatment of inflammatory diseases and cancer: PNG media_image1.png 192 189 media_image1.png Greyscale . An exemplary compound of formula (I) is: PNG media_image2.png 216 124 media_image2.png Greyscale (Specification, p. 37). Oxoindoline compounds are known in the art for the treatment of cancer. For example, Chen et al. (WO2008034736 A2) (of record, IDS Feb. 12, 2026) teaches oxoindoline derivatives of the formula I: PNG media_image3.png 128 269 media_image3.png Greyscale (Chen, Specification, p. 1). An exemplary compound of Chen’s formula I is: PNG media_image4.png 126 181 media_image4.png Greyscale (Id., p. 64). This compound differs from instant formula I in that R2 is alkyl-aryl and not alkyl and the compound lacks NH-R1 as required by the present claims. These modifications are not taught or suggested by the prior art. Chen teaches that R6 is aryl or heteroaryl, V is hydrogen or halogen and X is selected from hydrogen, halogen, cyano, lower alkyl, lower alkenyl, lower alkynyl, lower alkoxy, nitro, methyl sulfonyl, sulfonamide and cyclopropyl. Conclusion Claims 1-17, 20 and 28 are allowable subject matter. Claims 18, 21, and 28 are rejected. Any inquiry concerning this communication or earlier communications from the examiner should be directed to HEATHER DAHLIN whose telephone number is (571)270-0436. The examiner can normally be reached 9-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jeffrey Lundgren can be reached on (571) 272-5541. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 86-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /HEATHER DAHLIN/Examiner, Art Unit 1629
Read full office action

Prosecution Timeline

Nov 20, 2023
Application Filed
Mar 09, 2026
Non-Final Rejection — §101, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12600727
TREATMENT OF INFECTIONS OF TOXOPLASMA GONDII AND CLOSELY RELATED PARASITES
2y 5m to grant Granted Apr 14, 2026
Patent 12595262
PRMT5 INHIBITORS
2y 5m to grant Granted Apr 07, 2026
Patent 12583860
Processes for the Preparation of Multicomponent Crystalline Forms of Active Pharmaceutical Ingredients Using Solvent Vapour
2y 5m to grant Granted Mar 24, 2026
Patent 12583835
CRYSTAL FORM OF NITROXOLINE PRODRUG, PHARMACEUTICAL COMPOSITION CONTAINING SAME, AND PREPARATION METHOD THEREFOR AND APPLICATION THEREOF
2y 5m to grant Granted Mar 24, 2026
Patent 12576091
PREPARATION METHOD OF SALFAPRODIL FREEZE-DRIED POWDER INJECTION, AND PRODUCT AND USE THEREOF
2y 5m to grant Granted Mar 17, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
46%
Grant Probability
97%
With Interview (+50.7%)
3y 5m
Median Time to Grant
Low
PTA Risk
Based on 133 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month