Prosecution Insights
Last updated: April 19, 2026
Application No. 18/517,136

SYSTEMS AND METHODS FOR DATA ASSET ACCESS GOVERNANCE

Non-Final OA §103
Filed
Nov 22, 2023
Examiner
WILLIAMS, CLAYTON R
Art Unit
2443
Tech Center
2400 — Computer Networks
Assignee
Truist Bank
OA Round
1 (Non-Final)
82%
Grant Probability
Favorable
1-2
OA Rounds
2y 9m
To Grant
76%
With Interview

Examiner Intelligence

Grants 82% — above average
82%
Career Allow Rate
551 granted / 676 resolved
+23.5% vs TC avg
Minimal -5% lift
Without
With
+-5.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
12 currently pending
Career history
688
Total Applications
across all art units

Statute-Specific Performance

§101
17.1%
-22.9% vs TC avg
§103
39.1%
-0.9% vs TC avg
§102
13.2%
-26.8% vs TC avg
§112
19.1%
-20.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 676 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claims 1-20 are pending. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim 20 is rejected under 35 U.S.C. 103 as being unpatentable over Cooley US 20220147569, in view of Barkol US 20200258511. For claim 20, Cooley discloses: A computer-implemented method for creating a user-specific representation of associations between data assets, the method comprising the steps of: receiving a plurality of data assets from a plurality of sources, the data assets having one or more characteristics (par. 0021 and 0032: Plurality of cloud storage and/or computing systems disclosed for storing data generated in a system environment; par. 0029: use of system in healthcare environment disclosed); storing the plurality of data assets into a data catalog (par. 0056: Acquired date stored in graph database). Cooley fails to explicitly disclose: “determining that a user has accessed, via a user device, an executive-level profile associated with an entity; generating an executive-level governance graph depicting one or more factors associated the plurality of data assets; and displaying, via a graphical user interface associated with the user device, the executive-level governance graph depicting the one or more factors associated with the plurality of data assets.” However, in a related field Barkol discloses: “determining that a user has accessed, via a user device, an executive-level profile associated with an entity (par. 0021, 0022: User requests viewing “summary”/aggregate presentation of records); generating an executive-level governance graph depicting one or more factors associated the plurality of data assets (par. 0022: System processes request and retrieves parameters from records); and displaying, via a graphical user interface associated with the user device, the executive-level governance graph depicting the one or more factors associated with the plurality of data assets (par. 0023: Responsive to request & retrieved parameters, graph generated).” It would have been obvious to one of ordinary skill before effective filing date of instant claims to have introduced Barkol’s teachings. The motivation to combine would have been to visualize data sets for consumption by a user (Barkol, par. 0097, 0119). Allowable Subject Matter Claims 1 and 13 are allowed. Claims 2-12 and 14-10 are allowable by virtue of their dependency. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to CLAYTON R WILLIAMS whose telephone number is (571)270-3801. The examiner can normally be reached M-F 10:00am - 6:00pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Nicholas Taylor can be reached at 571-272-3889. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CLAYTON R WILLIAMS/Primary Examiner, Art Unit 2443
Read full office action

Prosecution Timeline

Nov 22, 2023
Application Filed
Mar 08, 2024
Response after Non-Final Action
Mar 17, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12604185
SECURITY KEY DERIVATION USING DECODED INFORMATION BLOCKS
2y 5m to grant Granted Apr 14, 2026
Patent 12579235
FACIAL RECOGNITION AND/OR AUTHENTICATION SYSTEM WITH MONITORED AND/OR CONTROLLED CAMERA CYCLING
2y 5m to grant Granted Mar 17, 2026
Patent 12567980
DELIVERING APPLICATIONS ON DEMAND BASED ON TRUST BETWEEN SYSTEMS
2y 5m to grant Granted Mar 03, 2026
Patent 12563121
CONTENT MANAGEMENT SYSTEM INTEGRATIONS WITH WEB MEETINGS
2y 5m to grant Granted Feb 24, 2026
Patent 12556575
WEBSITE ACCESS WORKFLOW
2y 5m to grant Granted Feb 17, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
82%
Grant Probability
76%
With Interview (-5.2%)
2y 9m
Median Time to Grant
Low
PTA Risk
Based on 676 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month