Prosecution Insights
Last updated: August 11, 2026
Application No. 18/518,068

ELECTRODE PLATE, ELECTRODE ASSEMBLY AND SECONDARY BATTERY

Final Rejection §103
Filed
Nov 22, 2023
Priority
Feb 23, 2022 — continuation of PCTCN2022077402
Examiner
ROSENBAUM, AMANDA R
Art Unit
1752
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Contemporary Amperex Technology Co., Limited
OA Round
2 (Final)
59%
Grant Probability
Moderate
3-4
OA Rounds
7m
Est. Remaining
71%
With Interview

Examiner Intelligence

Grants 59% of resolved cases
59%
Career Allowance Rate
105 granted / 179 resolved
-6.3% vs TC avg
Moderate +12% lift
Without
With
+12.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
20 currently pending
Career history
214
Total Applications
across all art units

Statute-Specific Performance

§101
1.9%
-38.1% vs TC avg
§103
57.6%
+17.6% vs TC avg
§102
15.0%
-25.0% vs TC avg
§112
21.5%
-18.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 179 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendments In response to the amendments received 05/29/2026: Claims 1,3-8, and 10-16 are pending in the current application. Claims 1 and 14-16 have been amended. Claims 2 and 9 are canceled. The previous rejections under 35 USC 112 have been overcome in light of the amendments. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claim(s) 1, 3-8, 10 are rejected under 35 U.S.C. 103 as being unpatentable Zhou et al. (US 20200006776) in view of Nishinaka et al. (US 20130022865) and Shiozaki et al. (US 2020/0020921). Regarding claim 1, Zhou teaches an electrode plate, comprising: a current collector 11 comprising a support layer, or insulating layer 111 and an electrically conductive layer 112 arranged on one surface of the support layer 111 (P35-36; Fig. 12); an active material layer 12 arranged on one surface of the current collector; and an electrical connection member, or conductive structure 13 electrically connected to the current collector 11 (P35; Fig. 5-12); wherein the active material layer 12 is arranged at a main body portion, or main body portion 1121 of the current collector 11 (P35), the electrical connection member 13 is connected to the current collector 11 by welding at an edge of the current collector on the electrically conductive layer 112, wherein the welding connection region is referred to as a transfer welding region, or welded zone W (P35; Fig. 5-12); wherein the electrode plate further comprises a first insulation layer, or third protective layer 16 arranged on another surface of the current collector 11 insulating support layer 111 (on other side wherein arranged on and via indirect contact) and covering at least the entirety of the transfer welding region, or welded zone W when viewed in a thickness direction of the electrode plate (P49-50; Fig. 12), and the width direction is perpendicular to the thickness direction, and the transfer soldering area, when viewed along the thickness direction of the electrode sheet, is located outside the edge of the active material laver in the width direction (Fig. 5-12). Zhou teaches the support layer is composed of an insulating material, but is silent in teaching this as a fibrous pore structure; however, Nishinaka, in a similar field of endeavor, also teaches a current collector with a support layer, or insulating resin layer 13 and an electrically conductive layer, or metal layer 14 (P48-49; Fig 8). Nishinaka teaches the insulating support as a fibrous pore structure as a known structure of an insulating support layer leading to a reliable and safe cell (P151; Fig. 13) Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the instant application to have the insulating support layer of Zhou as a fibrous support layer, as taught by Nishinaka as a known insulation support layer of a conductor. The rationale to support a conclusion that the claim would have been obvious is that a method of enhancing a particular class of devices (methods, or products) has been made part of the ordinary capabilities of one skilled in the art based upon the teaching of such improvement in other situations. One of ordinary skill in the art would have been capable of applying this known method of enhancement to a "base" device (method, or product) in the prior art and the results would have been predictable to one of ordinary skill in the art. MPEP 2143 C Furthermore, with respect to the above combination of overall element, the rationale to support a conclusion that the claim would have been obvious is that all the claimed elements were known in the prior art and one skilled in the art could have combined the elements as claimed by known methods with no change in their respective functions, and the combination yielded nothing more than predictable results to one of ordinary skill in the art. Modified Zhou is silent in teaching a continuous primer layer arranged between a main body portion of the electrically conductive layer and the active material layer wherein the width of the primer layer in the width direction is 1mm to 3mm smaller than that of the active material layer in the width direction, however, Shiozaki, in a similar field of endeavor, teaches a continuous primer layer, or continuous protective layer 23 between an active material layer 22 and collector 21 to secure current collectability of the electrode layer and enhance and secure bonding performance and mechanical strength (P43-46). The width 25 of the primer coating layer 23 in a width direction of the electrode plate is smaller than the width of the active material layer, for example 2 mm, wherein the width direction is perpendicular to the thickness direction and the welding region for the tab 27 is located outside an edge 24 of the active material layer 22 to prevent excessive loading, defects, and deterioration (P20.24-26.30.45.59; Fig. 3B). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the instant application to form a primer layer between the active material layer and the current collector of modified Zhou, wherein the overall width is 2 mm smaller than that of the active material layer in the width direction, as taught by Shiozaki to prevent deterioration and reduce stress while securing good conductivity. A change in proportion or relative dimension is obvious in the absence of unexpected results. MPEP 2144.04 Regarding claim 3, modified Zhou in view of Nishinaka teaches the support layer, or insulating resin layer, can be a polyethylene film (P50-53). Regarding claim 4, modified Zhou teaches when viewed in the thickness direction of the electrode plate, the side of the first insulating layer perpendicular to the thickness direction coincides with a side of the active material layer perpendicular to the thickness, wherein the first insulating layer comprises third and second protective layer (P49-50; Fig. 12). Regarding claim 5, modified Zhou teaches for example the first insulating layer formed of an insulating glue (P39.50), and in view of Nishinaka, teaches the insulating support layer formed from an adhesive resin material that forms a strong bond and improves safety (P23-24.48-59.75-76). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the instant application to have the first insulation layer of modified Zhou formed of the same resin material as the support layer, as both are used as an insulating adhesive protection member preventing deterioration. The rationale to support a conclusion that the claim would have been obvious is that a method of enhancing a particular class of devices (methods, or products) has been made part of the ordinary capabilities of one skilled in the art based upon the teaching of such improvement in other situations. One of ordinary skill in the art would have been capable of applying this known method of enhancement to a "base" device (method, or product) in the prior art and the results would have been predictable to one of ordinary skill in the art. MPEP 2143 C Furthermore, with respect to the above combination of overall element, the rationale to support a conclusion that the claim would have been obvious is that all the claimed elements were known in the prior art and one skilled in the art could have combined the elements as claimed by known methods with no change in their respective functions, and the combination yielded nothing more than predictable results to one of ordinary skill in the art. Regarding claim 6, modified Zhou teaches the first insulation layer is a binder, or a glue/paste (P39.50). Regarding claim 7, modified Zhou teaches a second insulation layer arranged on one side of the electrical connection member and covering at least the entirety of the transfer welding region when viewed in the thickness direction of the electrode plate (P49-51; Fig. 6-7.12 – wherein insulation layer 14/16 formed on both sides). Regarding claim 8, modified Zhou teaches the second insulation layer is a binder, or a glue/paste (P39.50). Regarding claim 10, modified Zhou teaches an electrode assembly comprising a first electrode plate and a second electrode plate wherein one of the first electrode plate and the second electrode plate are the electrode plate according to claim 1 (i.e. first electrode plate comprising 12/112/111 and second electrode plate comprising layers on opposing side of 111); and a support layer 111 of the one of the first electrode plate arranged in close contact with the second electrode plate, or the second conductive layer 112 as the collector of the second electrode plate (Fig. 12) Regarding claim 11, modified Zhou teaches an electrode assembly comprising a first electrode plate and a second electrode plate wherein each of the first electrode plate and the second electrode plate are the electrode plate according to claim 1, wherein the support layer 111 is the support layer of both electrode plates; and a support layer 111 of the first electrode plate is arranged in close electrical contact with the active material layer of the second electrode plate via the second conductive layer 112 , and support layer 111 of the second electrode plate is arranged in close electrical contact with the active material layer of the first electrode plate via the second conductive layer 112 (Fig. 12) Regarding claim 12, modified Zhou teaches a secondary battery comprising the electrode assembly according to claim 10 (P14). Regarding claim 13, modified Zhou teaches a secondary battery comprising the electrode assembly according to claim 11 (P14). Claims 14-16 are rejected under 35 U.S.C. 103 as being unpatentable over modified Zhou as applied to at least claim 12 above, and further in view of Zeng et al. (US 20200144585) Regarding claim 14, modified Zhou teaches a secondary battery comprising the claimed electrode assembly for improved safety and energy density (P4). Modified Zhou is silent in teaching a battery module comprising the secondary battery; however, Zeng, in a similar field of endeavor, teaches the known structure of a battery module comprising a secondary battery for protection (P3-5.20-22). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the instant application to have the secondary battery in a battery module as taught by Zeng as a well-known structure for a battery. Regarding claim 15, modified Zhou in view of Zeng teaches a battery pack comprising the battery module (P3-5.21.45). Regarding claim 16, modified Zhou in view of Zeng teaches an electrical device that consumes power, such as a vehicle, uses such a battery pack with the secondary battery (P3.90-92). Response to Arguments Applicant argues the new claim limitations overcome the previous showing of obviousness. New and amended grounds of rejection are above set forth. New and amended grounds of rejection are necessitated by the claim amendments. Examiner notes that “continuous primer coating” may still be interpreted as a plurality of continuous strips provided in one direction. In response to applicant's argument that the references fail to show certain features of the invention, it is noted that the features upon which applicant relies are not recited in the rejected claim(s). Although the claims are interpreted in light of the specification, limitations from the specification are not read into the claims. See In re Van Geuns, 988 F.2d 1181, 26 USPQ2d 1057 (Fed. Cir. 1993). The size of an article is not a matter of invention. Further, a change in proportion or relative dimension is obvious in the absence of unexpected results. Where the only difference between the prior art and the claims was a recitation of relative dimensions of the claimed device and a device having the claimed relative dimensions would not perform differently than the prior art device, the claimed device was not patentably distinct from the prior art device MPEP 2144.04 Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Amanda Rosenbaum whose telephone number is (571)272-8218. The examiner can normally be reached Monday-Friday 9:00 am-5 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Nicholas A. Smith can be reached at (571) 272-8760. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Amanda Rosenbaum/ Examiner, Art Unit 1752 /Helen Oi K CONLEY/ Primary Examiner, Art Unit 1752
Read full office action

Prosecution Timeline

Nov 22, 2023
Application Filed
Mar 11, 2026
Non-Final Rejection mailed — §103
May 29, 2026
Response Filed
Jun 26, 2026
Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12695101
LIQUID-ACTIVATABLE BATTERY
4y 8m to grant Granted Jul 28, 2026
Patent 12695149
BATTERY PACK
4y 2m to grant Granted Jul 28, 2026
Patent 12689041
SEPARATOR MODULE FOR FUEL CELLS AND UNIT CELL FOR FUEL CELLS INCLUDING THE SAME
3y 8m to grant Granted Jul 21, 2026
Patent 12633608
VEHICLE BATTERY ROTATING STRUCTURE
4y 2m to grant Granted May 19, 2026
Patent 12633561
ADDITIVE HAVING A PERVOSKITE COMPOUND FOR A POLYMER ELECTROLYTE MEMBRANE FUEL CELL AND A POLYMER ELECTROLYTE MEMBRANE FUEL CELL INCLUDING SAME
3y 5m to grant Granted May 19, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
59%
Grant Probability
71%
With Interview (+12.5%)
3y 4m (~7m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 179 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month