Prosecution Insights
Last updated: October 02, 2026
Application No. 18/520,276

NEURAL NETWORK ACCELERATOR WITH IMPROVED LEARNING PERFORMANCE AND OPERATION METHOD THEREOF

Non-Final OA §103
Filed
Nov 27, 2023
Priority
Jun 05, 2023 — RE 10-2023-0072224
Examiner
METZGER, MICHAEL J
Art Unit
Tech Center
Assignee
Korea Advanced Institute of Science and Technology
OA Round
1 (Non-Final)
91%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
98%
With Interview

Examiner Intelligence

Grants 91% — above average
91%
Career Allowance Rate
456 granted / 503 resolved
+30.7% vs TC avg
Moderate +8% lift
Without
With
+7.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
18 currently pending
Career history
530
Total Applications
across all art units

Statute-Specific Performance

§101
7.3%
-32.7% vs TC avg
§103
55.1%
+15.1% vs TC avg
§102
13.1%
-26.9% vs TC avg
§112
9.5%
-30.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 503 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority 1. Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. 2. Claims 1-4, 6-10, and 12 are rejected under 35 U.S.C. 103 as being unpatentable over Xu (US 2025/0021800) in view of Haykal et al (US 2023/0409889, herein Haykal). Regarding claim 1, Xu teaches a neural network accelerator, comprising: a control circuit configured to control a learning operation for a neural network by performing a plurality of learning steps ([0002], [0098], machine learning in neural network) ; an operation processor configured to perform the learning operation under the control of the control circuit (Fig 1, [0013-0014], processor to implement neural network); and an operation memory coupled to the operation processor ([0014], memory devices), wherein the operation processor performs a first embedding operation using an embedding entry required for a current learning step, and performs a second embedding operation using an embedding entry that is required for a next learning step and is not affected by the current learning step ([0043], [0045], [0063], [0066-0067], embedding layer of neural network operations, [0051], updating embedded sequences independently of each other in subsequent or concurrent time steps). Xu fails to teach wherein the memory stores an embedding table. Haykal teaches a neural network accelerator comprising an operation processor and an operation memory storing an embedding table and coupled to the operation processor ([0023-0024], [0045], memory storing embedding tables & machine learning accelerator). It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to combine the teachings of Xu and Haykal to utilize embedding tables. While Xu does not explicitly state that the embedding layer of the exemplary layer may utilize embedding tables, Xu does disclose the use of embedded sequences containing the data to be used in the embedding layer of a neural network. As both Xu and Haykal disclose performing neural network operations that include an embedding layer, the combination would merely entail a simple substitution of known prior art elements to achieve predictable results, and thus would have been obvious to one of ordinary skill in the art. Regarding claim 2, the combination of Xu and Haykal teaches the neural network accelerator of claim 1, wherein the embedding table stores state data corresponding to a current state of an embedding entry (Haykal [0023-0024], [0047-0050], embedding tables storing parameters and learning model states). Regarding claim 3, the combination of Xu and Haykal teaches the neural network accelerator of claim 2, wherein the operation processor sets a state of a given embedding entry in an initial state to an embedding state when the first embedding operation is performed on the given embedding entry, and the operation processor sets the state of the given embedding entry in the embedding state to the initial state after an update operation is performed on the given embedding entry (Xu [0081], [0087], matrix values representing updated embedded values for embedding layer, Haykal [0023-0024], [0047-0050], embedding tables storing parameters and learning model states). Regarding claim 4, the combination of Xu and Haykal teaches the neural network accelerator of claim 2, wherein the operation processor sets a state of a given embedding entry in an initial state to a first proactive state when the second embedding operation is performed on the given embedding entry (Xu [0081], [0087], matrix values representing updated embedded values for embedding layer, Haykal [0023-0024], [0047-0050], embedding tables storing parameters and learning model states) Regarding claim 6, the combination of Xu and Haykal teaches the neural network accelerator of claim 1, wherein the operation memory stores first input data used for the current learning step and second input data for the next learning step, and wherein the operation processor determines the embedding entry required for the second embedding operation by referring to the first input data and the second input data (Xu [0017], input sequences for neural network operations, [0043], embedding layer, [0051], updating embedded sequences independently of each other in subsequent or concurrent time steps). Claims 7-10 and 12 refer to a method embodiment of the accelerator embodiment of claims 1-4 and 6, respectively. Therefore, the above rejections for claims 1-4 and 6 are applicable to claims 7-10 and 12, respectively. Allowable Subject Matter 3. Claims 5 and 11 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Nagarajan (US 2023/0153116) discloses a processor that utilizes embedding tables to process embedding layers of a neural network. Agrawal (US 2023/0127453) discloses a processor wherein neural network layers are computed independently of previous operations. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MICHAEL J METZGER whose telephone number is (571)272-3105. The examiner can normally be reached Monday-Friday 8:30-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jyoti Mehta can be reached at 571-270-3995. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MICHAEL J METZGER/ Primary Examiner, Art Unit 2183
Read full office action

Prosecution Timeline

Nov 27, 2023
Application Filed
Sep 15, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
91%
Grant Probability
98%
With Interview (+7.6%)
2y 7m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 503 resolved cases by this examiner. Grant probability derived from career allowance rate.

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