Prosecution Insights
Last updated: April 19, 2026
Application No. 18/520,490

ULTRAVIOLET LIGHT FLUID TREATMENT DEVICE

Non-Final OA §103§DP
Filed
Nov 27, 2023
Examiner
EINHORN, MICA JILLIAN
Art Unit
2881
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Nichia Corporation
OA Round
1 (Non-Final)
Grant Probability
Favorable
1-2
OA Rounds
2y 6m
To Grant

Examiner Intelligence

Grants only 0% of cases
0%
Career Allow Rate
0 granted / 0 resolved
-68.0% vs TC avg
Minimal +0% lift
Without
With
+0.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
19 currently pending
Career history
19
Total Applications
across all art units

Statute-Specific Performance

§103
49.2%
+9.2% vs TC avg
§102
17.5%
-22.5% vs TC avg
§112
28.6%
-11.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 0 resolved cases

Office Action

§103 §DP
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-3, 5-7, 9-10, and 13 are rejected under 35 U.S.C. 103 as being unpatentable over Hiroyoshi et al. (JP2018140001A), hereinafter referred to as Hiroyoshi, and in further view of Hagiwara (WO 2019049702 A1), hereinafter referred to as Itayama. Regarding claim 1, An ultraviolet light fluid treatment device comprising: a first flow channel in which fluid flows in a first direction (fig. 10 as annotated below); a second flow channel that is connected to a downstream side of the first flow channel and in which the fluid flows in a second direction opposite to the first direction (fig. 10 as annotated below); a first member disposed between the first flow channel and the second flow channel (fig. 10 as annotated below); and a first connection portion connecting a downstream end of the first flow channel and an upstream end of the second flow channel (fig. 10 as annotated below), PNG media_image1.png 780 1411 media_image1.png Greyscale [AltContent: oval] Hiroyoshi fails to teach a light source configured to emit ultraviolet light to one or both of the first flow channel and the second flow channel. However, Itayama teaches a light source configured to emit ultraviolet light to one or both of the first flow channel and the second flow channel (fig. 1 as annotated below). PNG media_image2.png 619 804 media_image2.png Greyscale To be clear, Hiroyoshi does teach an ultraviolet light source configured to emit light into a third channel. However, Hiroyoshi does not teach that the light source is configured to emit ultraviolet light to one or both of the first channel and the second channel as defined in the rejections above. Itayama teaches an ultraviolet light source configured to emit light into the second flow channel. Further, Itayama teaches two light sources, configured to emit ultraviolet light into two channels, respectively. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device described in Hiroyoshi, by placing another ultraviolet light in the second channel, as taught by Itayama, such that it is configured to emit light into the second channel. Doing so allows for a more thorough sanitation of the fluid. Hiroyoshi futher fails to teach wherein the first member has a first opening connecting the first flow channel and the second flow channel, and an area of the first opening is smaller than an area of the first connection portion in a plan view. However, Itayama teaches wherein the first member has a first opening connecting the first flow channel and the second flow channel (fig. 1 as annotated below), and an area of the first opening is smaller than an area of the first connection portion in a plan view (fig. 1 as annotated below). Although Itayama does not show a plan view image of the UV Sanitation device in Figure 1, it is clear from Figure 1 that the area of the first opening is smaller than an area of the first connection portion in plan view. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device described Hiroyoshi to incorporate the teachings of Itayama by including the first opening 33, in figure 1 above, on the first member of Hiroyoshi, in a region downstream of a center of the first member, in the first direction, as taught by Itayama. Doing so allows for the passage of water from the first flow channel at a location different from the connection portion for the more uniform distribution of UV sanitation. Regarding claim 2, Hiroyoshi fails to teach the ultraviolet light fluid treatment device according to claim 1, wherein the first opening is provided in a region downstream of a center of the first member in the first direction. However, Itayama teaches the ultraviolet light fluid treatment device according to claim 1, wherein the first opening is provided in a region downstream of a center of the first member in the first direction (fig. 1 as annotated below). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device described Hiroyoshi to incorporate the teachings of Itayama by including the first opening 33, in figure 1 above, on the first member of Hiroyoshi, in a region downstream of a center of the first member, in the first direction, as taught by Itayama. Doing so allows for the passage of water from the first flow channel at a location different from the connection portion for the more uniform distribution of UV sanitation. [AltContent: textbox (Area of the connection portion)][AltContent: arrow] PNG media_image3.png 606 774 media_image3.png Greyscale Regarding claim 3, Hiroyoshi fails to teach the ultraviolet light fluid treatment device according to claim 1, wherein the first member includes a first portion extending from a region adjacent to the first opening into the second flow channel. However, Itayama teaches, the ultraviolet light fluid treatment device according to claim 1, wherein the first member includes a first portion extending from a region adjacent to the first opening into the second flow channel (fig. 1 as annotated below). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device described Hiroyoshi to incorporate the teachings of Itayama by including the first portion extending from a region adjacent to the first opening into the second flow channel, outlined by figure 1 above, onto the first member of Hiroyoshi. The first portion facilitates in guiding the flow of water through the passages. PNG media_image4.png 619 804 media_image4.png Greyscale Regarding claim 5, Hiroyoshi teaches the ultraviolet light fluid treatment device according to claim 1, further comprising: a third flow channel that is connected to a downstream side of the second flow channel and in which the fluid flows in a third direction opposite to the second direction (fig. 10 as annotated below); a second member disposed between the second flow channel and the third flow channel (fig. 10 as annotated below); PNG media_image5.png 778 1370 media_image5.png Greyscale and a second connection portion connecting a downstream end of the second flow channel and an upstream end of the third flow channel (figure 10 as annotated below), Hiroyoshi fails to teach wherein the second member has a second opening connecting the second flow channel and the third flow channel, and an area of the second opening is smaller than an area of the second connection portion in the plan view. However, Itayama teaches, wherein the second member has a second opening connecting the second flow channel and the third flow channel, and an area of the second opening is smaller than an area of the second connection portion in the plan view (Fig. 1 as annotated below). PNG media_image6.png 619 848 media_image6.png Greyscale Although Itayama does not show a plan view image of the UV Sanitation device in Figure 1, it is clear from Figure 1 that the area of the second opening is smaller than an area of the second connection portion in plan view. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device described in Hiroyoshi to incorporate the teachings of Itayama by including the second opening 31, in figure 1 above, on the second member of Hiroyoshi, in a region downstream of the first member, in the second direction, such that the area of the second opening is smaller than an area of the second connection portion, in plan view. Doing so allows for the passage of water from the second flow channel to the third flow channel, to be exposed to ultraviolet rays, but forces more water through the second connection portion rather than the second opening so more water is exposed closer to the UV rays. Regarding claim 6, Hiroyoshi fails to teach the ultraviolet light fluid treatment device according to claim 5, wherein the second opening is provided in a region downstream of a center of the second member in the second direction. However, Itayama teaches the ultraviolet light fluid treatment device according to claim 5, wherein the second opening is provided in a region downstream of a center of the second member in the second direction (openings 31). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device described in Hiroyoshi to incorporate the teachings of Itayama by including the opening 31 in a region downstream of a center of the second member in the second direction. Doing so allows the fluid to enter the third channel in a region closer to light source unit 15 in Hiroyoshi. Regarding claim 7, Hiroyoshi fails to teach the ultraviolet light fluid treatment device according to claim 5, wherein the second member includes a second portion extending from a region adjacent to the second opening into the third flow channel. However, Itayama teaches wherein the second member includes a second portion extending from a region adjacent to the second opening into the third flow channel (fig 1 as annotated below). PNG media_image7.png 619 804 media_image7.png Greyscale It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device described Hiroyoshi to incorporate the teachings of Itayama by including the second portion extending from a region adjacent to the second opening into the third flow channel, outlined by figure 1 above, onto the second member of Hiroyoshi, such that it extends into the third flow channel. The second portion facilitates guiding the flow of water from the second passage to the third passage. Regarding claim 9, the ultraviolet light fluid treatment device according to claim 7, wherein the second opening is provided at a position that does not overlap the first opening in the plan view. PNG media_image8.png 619 697 media_image8.png Greyscale Regarding claim 10, Hiroyoshi fails to teach the ultraviolet light fluid treatment device according to claim 1, wherein the first member includes a third opening and a third portion, the third opening is provided upstream of the first opening of the first member in the first direction, and connects the first flow channel and the second flow channel, and the third portion extends from a region adjacent to the third opening into the first flow channel. However, Itayama teaches the ultraviolet light fluid treatment device according to claim 1, wherein the first member includes a third opening (opening 32) and a third portion, the third opening is provided upstream of the first opening of the first member in the first direction, and connects the first flow channel and the second flow channel, and the third portion extends from a region adjacent to the third opening into the first flow channel (fig. 1 as annotated below). PNG media_image9.png 619 834 media_image9.png Greyscale It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device described in Hiroyoshi to incorporate the teachings of Itayama by placing the third opening (fig 1 above) on the first member of Hiroyoshi in a region upstream of the first opening, as modified in claim 1 above, such that it connects the first and second flow channels to permit the passage of fluid to be sanitized in the second flow channel. Further, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device described in Hiroyoshi to incorporate the teachings of Itayama by placing the third portion (fig. 1 above) on the first member of Hiroyoshi such that it extends into the first flow channel. Doing so allows for the water in the first channel to be slowed before entering the second channel. Regarding claim 13, Hiroyoshi teaches the ultraviolet light fluid treatment device according to claim 1, further comprising: an inlet of the fluid (fig. 10 as annotated below); an outlet of the fluid (fig. 10 as annotated below); and a plurality of branch flow channels branching from the inlet , and a merged flow channel connected to a downstream side of each of the branch flow channels, and each of the branch flow channels includes the first flow channel and the second flow channel between which the first member is disposed (fig. 10 as annotated below). PNG media_image10.png 729 1024 media_image10.png Greyscale Claims 4, 8, and 11 are rejected under 35 U.S.C. 103 as being unpatentable over Itayama and Hiroyoshi as applied to claim 3, 7, and 10 respectively, and in further view of Justin Massey et al. (WO 2017188915 A1), hereinafter referred to as Massey. Regarding claim 4, Hiroyoshi fails to teach the ultraviolet light fluid treatment device according to claim 3, wherein the first portion has a surface that is inclined with respect to the second direction. However, Massey teaches wherein the first portion has a surface that is inclined with respect to the second direction (fig. 10A as annotated below). PNG media_image11.png 662 642 media_image11.png Greyscale Massey teaches a UV disinfection chamber through which liquid may be flowed for treatment by exposure to radiation. The vanes 111, as detailed in figure 10A above, extend through the flow path of the liquid through the chamber. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device described in Hiroyoshi, in view of Itayama, to include the teachings of Massey, such that the first portion taught by Itayama (fig. 1 above) is angled to impede a direct flow of liquid through the treatment chamber. Regarding claim 8, Hiroyoshi fails to teach the ultraviolet light fluid treatment device according to claim 7, wherein the second portion has a surface that is inclined with respect to the third direction. However, Massey teaches wherein the second portion has a surface that is inclined with respect to the third direction (fig. 10A as annotated below). PNG media_image12.png 662 642 media_image12.png Greyscale It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device described in Hiroyoshi, in view of Itayama, to include the teachings of Massey such that the second portion taught by Itayama (fig. 1 above) is angled to control more precisely how the fluid is slowed as it moves through the chamber. Regarding claim 11, Hiroyoshi fails to teach the ultraviolet light fluid treatment device according to claim 10, wherein the third portion has a surface that is inclined with respect to the first direction. However, Massey teaches wherein the third portion has a surface that is inclined with respect to the first direction. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device described in Hiroyoshi, in view of Itayama, to include the teachings of Massey such that the third portion taught by Itayama (fig. 1 above) ) is angled to control more precisely how the fluid is slowed as it moves through the chamber. Claim 12 is rejected under 35 U.S.C. 103 as being unpatentable over Hiroyoshi and Itayama, as applied to claim 1 above, and in further view of Itayama et al. (WO 2017018294 A1) hereinafter referred to as Itayama(294). Regarding claim 12, Hiroyoshi does not teach the ultraviolet light fluid treatment device according to claim 1, wherein the first member further has a plurality of fourth openings connecting the first flow channel and the second flow channel, the first opening includes a plurality of first openings provided in a region downstream of a center of the first member in the first direction, the plurality of fourth openings is provided in a region upstream of the center of the first member in the first direction, and a sum of areas of the plurality of first openings is greater than a sum of areas of the plurality of fourth openings in the plan view. However, Itayama(294) teaches wherein the first member further has a plurality of fourth openings connecting the first flow channel and the second flow channel (fig. 6 as annotated below), the first opening includes a plurality of first openings provided in a region downstream of a center of the first member in the first direction (fig. 6 as annotated below), the plurality of fourth openings is provided in a region upstream of the center of the first member in the first direction (fig. 6 as annotated below). It would have obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device described in Hiroyoshi, to incorporate the teachings of Itayama(294) by adding a plurality of first openings downstream of the center of the first member of Hiroyoshi, in the first direction, and a plurality of fourth openings in a region upstream of the first member of Hiroyoshi, in the first direction. Doing so allows fluid to flow from the first channel to the second channel to be sanitized. Itayama teaches and a sum of areas of the plurality of first openings is greater than a sum of areas of the plurality of fourth openings in the plan view (the first opening 31 is closer to the ultraviolet light emitting diode 25 than the second opening 32, and the area of the second opening 32 is larger than the area of the first opening 31). To be clear, Itayama teaches openings such that the size of the second opening is larger than the size of the first. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device described in Honi, in view of Itayama(294) to include the teachings of Itayama by making the sum of the areas of the first openings, larger than the sum of the area of the fourth openings, in order to improve the UV distribution throughout the fluid. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claims 1-2 and 13 are provisionally rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-3 and 5 of copending Application No. 18575261, hereinafter referred to as Imai(261), in view of Itayama. This is a provisional nonstatutory double patenting rejection. 18520490 18575261 1. An ultraviolet light fluid treatment device comprising: a first flow channel in which fluid flows in a first direction; a second flow channel that is connected to a downstream side of the first flow channel and in which the fluid flows in a second direction opposite to the first direction; a first member disposed between the first flow channel and the second flow channel; a light source configured to emit ultraviolet light to one or both of the first flow channel and the second flow channel; and a first connection portion connecting a downstream end of the first flow channel and an upstream end of the second flow channel, wherein the first member has a first opening connecting the first flow channel and the second flow channel, and an area of the first opening is smaller than an area of the first connection portion in a plan view. 1. (Currently Amended) An ultraviolet light fluid treatment device comprising: 2. The ultraviolet light fluid treatment device according to claim 1, wherein at least one of the plurality of branch flow channels includes a first flow channel… first flow channel extends is configured such that fluid therein flows in a first direction 1. a second flow channel disposed downstream of the first flow channel 3. (Currently Amended) The ultraviolet light fluid treatment device according to claim 2, wherein the second direction is opposite to the first direction, and the second flow channel is disposed adjacent to the first flow channel. 5. (Currently Amended) The ultraviolet light fluid treatment device according to claim 2, the flow channel includes further comprising: a partition member configured to partitioning the first flow channel and the second flow channel and a plurality of second light sources configured to emit [[the]] ultraviolet light to the plurality of respective branch flow channels, respectively. See rejection below See rejection below See rejection below 2. The ultraviolet light fluid treatment device according to claim 1, wherein the first opening is provided in a region downstream of a center of the first member in the first direction. See rejection below Regarding claim 1, Claims 1-3, and 5 of Imai(261) do not explicitly teach a first connection portion connecting a downstream end of the first flow channel and an upstream end of the second flow channel; wherein the first member has a first opening connecting the first flow channel and the second flow channel, and an area of the first opening is smaller than an area of the first connection portion in a plan view Itayama teaches and a first connection portion connecting a downstream end of the first flow channel and an upstream end of the second flow channel (fig. 1 as annotated below), wherein the first member has a first opening connecting the first flow channel and the second flow channel (fig. 1 as annotated below), and an area of the first opening is smaller than an area of the first connection portion in a plan view (fig. 1 as annotated below). Although Itayama does not show a plan view image of the UV Sanitation device in Figure 1, it is clear from Figure 1 that the area of the second opening is smaller than an area of the second connection portion in plan view. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device in Imai(261) to include the teachings of Itayama by replacing the first member in Imai(261) (partition member 61), with the first member of Itayama, as shown in figure 1 above, such that the member creates a connection portion connecting the downstream end of the first flow channel and an upstream end of the second flow channel, and includes a first opening connecting the fist flow channel and second flow channel, where the area of the first opening is smaller than the area of the first connection portion in plan view. Doing so allows water to flow from the first channel to the second channel at different locations, resulting in a more uniform sanitation of the fluid. Doing so also helps facilitate flow from the first channel to the second channel via the connection portion. Regarding claim 2, Claims 1-3, and 5 of Imai(261) do not explicitly teach wherein the first opening is provided in a region downstream of a center of the first member in the first direction. Itayama teaches wherein the first opening is provided in a region downstream of a center of the first member in the first direction (fig. 1 as annotated below). See obviousness statement for claim 1 above. [AltContent: textbox (First member)][AltContent: arrow] PNG media_image13.png 619 952 media_image13.png Greyscale Claims 1 and 10 are provisionally rejected on the ground of nonstatutory double patenting as being unpatentable over claims 13 of Imai(261) in view of Itayama. This is a provisional nonstatutory double patenting rejection. 18520490 18571261 1. An ultraviolet light fluid treatment device comprising: a first flow channel in which fluid flows in a first direction; a second flow channel that is connected to a downstream side of the first flow channel and in which the fluid flows in a second direction opposite to the first direction; a first member disposed between the first flow channel and the second flow channel; a light source configured to emit ultraviolet light to one or both of the first flow channel and the second flow channel; and a first connection portion connecting a downstream end of the first flow channel and an upstream end of the second flow channel, wherein the first member has a first opening connecting the first flow channel and the second flow channel, and an area of the first opening is smaller than an area of the first connection portion in a plan view. 1. An ultraviolet light fluid treatment device comprising: 12. wherein the plurality of branch flow channels includes a first branch flow 12. second branch flow channel See rejection below 13. a first partitioning member forming a bottom surface of a part of the first branch flow channel See rejection below See rejection below wherein the first branch flow channel includes a first partitioning member forming a bottom surface of a part of the first branch flow channel, and the first partitioning member includes a plurality of openings. See rejection below 10. The ultraviolet light fluid treatment device according to claim 1, wherein the first member includes a third opening and a third portion, the third opening is provided upstream of the first opening of the first member in the first direction, and connects the first flow channel and the second flow channel, and the third portion extends from a region adjacent to the third opening into the first flow channel. See rejection below Regarding claim 1, Claims 1 and 12-13 of Imai(261) do not explicitly teach a second flow channel that is connected to a downstream side of the first flow channel and in which the fluid flows in a second direction opposite to the first direction; a light source configured to emit ultraviolet light to one or both of the first flow channel and the second flow channel; and a first connection portion connecting a downstream end of the first flow channel and an upstream end of the second flow channel, and an area of the first opening is smaller than an area of the first connection portion in a plan view. Itayama teaches a second flow channel that is connected to a downstream side of the first flow channel and in which the fluid flows in a second direction opposite to the first direction (Fig. 1 as annotated below); a light source configured to emit ultraviolet light to one or both of the first flow channel and the second flow channel (Fig. 1 as annotated below); and a first connection portion connecting a downstream end of the first flow channel and an upstream end of the second flow channel (Fig. 1 as annotated below), and an area of the first opening is smaller than an area of the first connection portion in a plan view (Fig. 1 as annotated below). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device in Imai(261) to include the teachings of Itayama by replacing the first member in Imai(261) (partition member 61), with the first member of Itayama, as shown in figure 1 above, such that the member defines a first connection portion connecting a downstream end of the first flow channel and an upstream end of the second flow channel and an area of the first opening is smaller than an area of the first connection portion in a plan view. Doing so allows for more fluid to flow closer to the ultraviolet light source, while still allowing the passage of fluid further away from the source, resulting in a more uniform sanitation of the fluid. Regarding claim 10, Claims 1 and 12-13 of Imai(261) do not explicitly teach the ultraviolet light fluid treatment device according to claim 1, wherein the first member includes a third opening and a third portion, the third opening is provided upstream of the first opening of the first member in the first direction, and connects the first flow channel and the second flow channel, and the third portion extends from a region adjacent to the third opening into the first flow channel. Itayama teaches the ultraviolet light fluid treatment device according to claim 1, wherein the first member includes a third opening and a third portion (Fig. 1 as annotated below), the third opening is provided upstream of the first opening of the first member in the first direction, and connects the first flow channel and the second flow channel (Fig. 1 as annotated below), and the third portion extends from a region adjacent to the third opening into the first flow channel (Fig. 1 as annotated below). See obviousness statement of claim 1 for a discussion on the inclusion of the third opening. Further, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device described in Hiroyoshi to incorporate the teachings of Itayama by placing the third portion (fig. 1 below) on the first member of Imai(261), as modified in claim 1 above, such that it extends into the first flow channel. Doing so allows for the water in the first channel to be slowed before entering the second channel, to ensure a thorough sanitation by the light source. Claims 1-3, and 10 are rejected on the ground of nonstatutory double patenting as being unpatentable over claim 11 of U.S. Patent No. 12296059, hereinafter referred to as Imai(059), in view of Itayama. 18520490 12296059 1. An ultraviolet light fluid treatment device comprising: a first flow channel in which fluid flows in a first direction; a second flow channel that is connected to a downstream side of the first flow channel and in which the fluid flows in a second direction opposite to the first direction; a first member disposed between the first flow channel and the second flow channel; a light source configured to emit ultraviolet light to one or both of the first flow channel and the second flow channel; and a first connection portion connecting a downstream end of the first flow channel and an upstream end of the second flow channel, wherein the first member has a first opening connecting the first flow channel and the second flow channel, and an area of the first opening is smaller than an area of the first connection portion in a plan view. 11. An ultraviolet light fluid treatment device comprising: 11. a primary conduit… each of the first and second flow paths being formed such that the fluid flows in a first direction from the inlet to the outlet 11. second flow paths that are split at a first location and merge at a second location downstream with respect to the first location 11. each of the first and second flow paths being formed such that the fluid flows in a first direction from the inlet to the outlet, and then in a second direction opposite to the first direction; See rejection below 11. a first light source configured to emit ultraviolet light, with which the first flow path is irradiated; and a second light source configured to emit ultraviolet light, with which the second flow path is irradiated. See rejection below See rejection below See rejection below 2. The ultraviolet light fluid treatment device according to claim 1, wherein the first opening is provided in a region downstream of a center of the first member in the first direction. See rejection below 3. The ultraviolet light fluid treatment device according to claim 1, wherein the first member includes a first portion extending from a region adjacent to the first opening into the second flow channel. See rejection below 10. The ultraviolet light fluid treatment device according to claim 1, wherein the first member includes a third opening and a third portion, the third opening is provided upstream of the first opening of the first member in the first direction, and connects the first flow channel and the second flow channel, and the third portion extends from a region adjacent to the third opening into the first flow channel. See rejection below See rejection below Regarding claim 1, Claim 11 of Imai(059) does not explicitly teach a first member disposed between the first flow channel and the second flow channel; and a first connection portion connecting a downstream end of the first flow channel and an upstream end of the second flow channel, wherein the first member has a first opening connecting the first flow channel and the second flow channel, and an area of the first opening is smaller than an area of the first connection portion in a plan view. Itayama teaches a first member disposed between the first flow channel and the second flow channel; and a first connection portion connecting a downstream end of the first flow channel and an upstream end of the second flow channel, wherein the first member has a first opening connecting the first flow channel and the second flow channel, and an area of the first opening is smaller than an area of the first connection portion in a plan view (Fig. 1 as annotated below). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device described in Imai(059) to include the teachings of Itayama by including the first connection portion such that fluid can flow from the first chamber to the second chamber to eventually move its way to the outlet. Further, It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device in Imai(261) to include the teachings of Itayama by replacing the first member in Imai(261) (partition member 61), with the first member of Itayama as shown in figure 1 above. Doing so allows water to flow from the first channel to the second channel at different locations, resulting in a more uniform sanitation of the fluid. Doing so also helps facilitate flow from the first channel to the second channel via the connection portion. Regarding claim 2, claim 11 of Imai(059) does no explicitly teach wherein the first opening is provided in a region downstream of a center of the first member in the first direction. Itayama teaches wherein the first opening is provided in a region downstream of a center of the first member in the first direction (Fig. 1 as annotated below). See obviousness statement for claim 1 above. Regarding claim 3, claim 11 of Imai(059) does not explicitly teach the ultraviolet light fluid treatment device according to claim 1, wherein the first member includes a first portion extending from a region adjacent to the first opening into the second flow channel. Itayama teaches the ultraviolet light fluid treatment device according to claim 1, wherein the first member includes a first portion extending from a region adjacent to the first opening into the second flow channel (Fig. 1 as annotated below). See obviousness statement for claim 1 above. Regarding claim 10, claim 11 of Imai(059) does not explicitly teach wherein the first member includes a third opening and a third portion, the third opening is provided upstream of the first opening of the first member in the first direction, and connects the first flow channel and the second flow channel, and the third portion extends from a region adjacent to the third opening into the first flow channel. Itayama teaches the ultraviolet light fluid treatment device according to claim 1, wherein the first member includes a third opening and a third portion, the third opening is provided upstream of the first opening of the first member in the first direction, and connects the first flow channel and the second flow channel, and the third portion extends from a region adjacent to the third opening into the first flow channel (Fig. 1 as annotated below). See obviousness statement for claim 1 above for incorporation of the third opening. Further, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device described in Hiroyoshi to incorporate the teachings of Itayama by placing the third portion (fig. 1 below) on the first member of Imai(059), as modified in claim 1 above, such that it extends into the first flow channel. Doing so allows for the water in the first channel to be slowed before entering the second channel. PNG media_image14.png 744 1099 media_image14.png Greyscale Claim 1 is rejected on the ground of nonstatutory double patenting as being unpatentable over claim 1 of U.S. Patent No. 12296059 (Imai(059)) in view of Itayama. 18520490 12296059 1. An ultraviolet light fluid treatment device comprising: a first flow channel in which fluid flows in a first direction; a second flow channel that is connected to a downstream side of the first flow channel and in which the fluid flows in a second direction opposite to the first direction; a first member disposed between the first flow channel and the second flow channel; a light source configured to emit ultraviolet light to one or both of the first flow channel and the second flow channel; and a first connection portion connecting a downstream end of the first flow channel and an upstream end of the second flow channel, wherein the first member has a first opening connecting the first flow channel and the second flow channel, and an area of the first opening is smaller than an area of the first connection portion in a plan view. 1. a primary conduit…a first flow direction of a fluid in the primary conduit 1.a secondary conduit branching off the primary conduit at a first location of the primary conduit and merging with the primary conduit at a second location… a cross-sectional area in the primary conduit orthogonal to a first flow direction of a fluid in the primary conduit at the first location being greater than a cross-sectional area in the secondary conduit orthogonal to a second flow direction of the fluid in the secondary conduit at the first location conduit at the first location. 2. wherein the second location is downstream with respect to the first location in the first flow direction. See rejection below 1. and a light source disposed between the primary conduit and the secondary conduit and configured to emit ultraviolet light, with which a region in the primary conduit is irradiated, See rejection below See rejection below Regarding claim 1, Claim 1 of Imai(059) does not explicitly teach a first member disposed between the first flow channel and the second flow channel; and a first connection portion connecting a downstream end of the first flow channel and an upstream end of the second flow channel, wherein the first member has a first opening connecting the first flow channel and the second flow channel, and an area of the first opening is smaller than an area of the first connection portion in a plan view. Itayama teaches a first member disposed between the first flow channel and the second flow channel; and a first connection portion connecting a downstream end of the first flow channel and an upstream end of the second flow channel, wherein the first member has a first opening connecting the first flow channel and the second flow channel, and an area of the first opening is smaller than an area of the first connection portion in a plan view (Fig. 1 as annotated below). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device described in Imai(059) to include the teachings of Itayama by including the first connection portion such that fluid can flow from the first chamber to the second chamber to eventually move its way to the outlet. Further, It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device in Imai(261) to include the teachings of Itayama by replacing the first member in Imai(261) (partition member 61), with the first member of Itayama as shown in figure 1 above. Doing so allows water to flow from the first channel to the second channel at different locations, resulting in a more uniform sanitation of the fluid. Doing so also helps facilitate flow from the first channel to the second channel via the connection portion. PNG media_image14.png 744 1099 media_image14.png Greyscale Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MICA J. EINHORN whose telephone number is (571)272-4641. The examiner can normally be reached Mon-Fri. 7:30am-5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Robert Kim can be reached at (571) 272-2293. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MICA JILLIAN EINHORN/Examiner, Art Unit 2881 /WYATT A STOFFA/Primary Examiner, Art Unit 2881
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Prosecution Timeline

Nov 27, 2023
Application Filed
Feb 10, 2026
Non-Final Rejection — §103, §DP (current)

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Prosecution Projections

1-2
Expected OA Rounds
Grant Probability
2y 6m
Median Time to Grant
Low
PTA Risk
Based on 0 resolved cases by this examiner. Grant probability derived from career allow rate.

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