Prosecution Insights
Last updated: April 19, 2026
Application No. 18/521,175

APPARATUS AND TEST ELEMENT GROUP

Non-Final OA §102§103
Filed
Nov 28, 2023
Examiner
CLINTON, EVAN GARRETT
Art Unit
2899
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Micron Technology, Inc.
OA Round
1 (Non-Final)
88%
Grant Probability
Favorable
1-2
OA Rounds
2y 1m
To Grant
94%
With Interview

Examiner Intelligence

Grants 88% — above average
88%
Career Allow Rate
483 granted / 549 resolved
+20.0% vs TC avg
Moderate +6% lift
Without
With
+5.5%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 1m
Avg Prosecution
27 currently pending
Career history
576
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
56.7%
+16.7% vs TC avg
§102
28.6%
-11.4% vs TC avg
§112
14.1%
-25.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 549 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-3, 6-8 and 10 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Takahashi et al. (JP H05198816). Regarding claim 1, Takahashi teaches an apparatus, comprising: a pad (Fig. 9B, pad 23) above a semiconductor substrate (substrate 11); an n-well (n-well 12) in the semiconductor substrate; and a floating p-well (floating p-well 20, see translation page 2) in the semiconductor substrate, the floating p-well below the pad and surrounded by the n-well in the semiconductor substrate (see Fig. 9B). Regarding claim 2, Takahashi teaches the apparatus according to claim 1, further comprising a deep n-well (deep n-well 11) in the semiconductor substrate, wherein the floating p-well is surrounded by the n-well and the deep n-well (Fig. 9B). Regarding claim 3, Takahashi teaches the apparatus according to claim 2, wherein the deep n-well is under the n-well (see Fig. 9B). Regarding claim 6, Takahashi teaches the apparatus according to claim 1, wherein the pad is coupled to a gate of a transistor (pad 23 is a gate pad). Regarding claim 7, Takahashi teaches the apparatus according to claim 1, wherein the pad is coupled to a gate of a MOSFET (transistor in Fig. 9B is a MOSFET). Regarding claim 8, Takahashi teaches the apparatus according to claim 1, wherein the n-well is greater in size than the pad in a plan view (see Fig. 9B). Regarding claim 10, Takahashi teaches the apparatus according to claim 1, wherein the pad is a first pad, and the apparatus further comprises a second pad above the semiconductor substrate, the second pad arranged apart from the first pad in a horizontal direction (see Fig. 8A, gate pad is labeled 4, source pad is labeled 3). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 4, 11-12 and 14-16 are rejected under 35 U.S.C. 103 as being unpatentable over Takahashi in view of Asano et al. (JP 2006/202814). Regarding claim 4, Takahashi teaches the apparatus according to claim 1, but does not teach wherein the pad is configured to be electrically probed during testing. However, Asano teaches another semiconductor which includes a gate pad that is probed during testing (see Asani Fig. 12B, gate pad 506 is probed during testing). It would have been obvious to a person of skill in the art at the time of the effective filing date that the FET of Takahashi could have been part of a TEG and therefore probed because Asano teaches that this allows for testing/prediction of the characteristics of the rest of the transistors in the device (see Asano “background art” section). Regarding claim 11, Takahashi teaches an apparatus, comprising: a pad (Fig. 9B, pad 23) above a semiconductor substrate (substrate 11); an n-well (n-well 12) in the semiconductor substrate; a deep n-well (deep n-well 11) in the semiconductor substrate, the deep n-well under the n-well (Fig. 9B); and a floating p-well (Fig. 9B, floating P well 20) in the semiconductor substrate, the floating p-well below the pad (Fig. 9B) and surrounded by the n-well and the deep n-well in the semiconductor substrate (Fig. 9B). Takahashi does not teach the pad configured to be electrically probed during testing. However, Asano teaches another semiconductor which includes a gate pad that is probed during testing (see Asani Fig. 12B, gate pad 506 is probed during testing). It would have been obvious to a person of skill in the art at the time of the effective filing date that the FET of Takahashi could have been part of a TEG and therefore probed because Asano teaches that this allows for testing/prediction of the characteristics of the rest of the transistors in the device (see Asano “background art” section). Regarding claim 12, Takahashi in view of Asano teaches the apparatus according to claim 11, wherein the pad is configured to be coupled to a testing probe (see Asano Fig. 12, test probe 10) of a test apparatus (inherent that the test probe must be connected to a test apparatus or it will be incapable of testing). Regarding claim 14, Takahashi in view of Asano teaches the apparatus according to claim 11, wherein the pad is coupled to a gate of a transistor (pad 23 is a gate pad). Regarding claim 15, Takahashi in view of Asano teaches the apparatus according to claim 11, wherein the n-well is greater in size than the pad in a plan view to surround entirety of the pad (see Fig. 9B and 8A, n-well is entire wafer area, while pad is only a small portion). Regarding claim 16, Takahashi in view of Asano teaches the apparatus according to claim 11, wherein the pad is a first pad, and the apparatus further comprises a second pad (second pad 3, Fig. 8A) above the semiconductor substrate, the second pad in the same layer as the first pad (Fig. 8A and paragraph [0009]-[0011])) and arranged apart from the first pad in a horizontal direction (Fig. 8A). Allowable Subject Matter Claims 5, 9 and 13 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: Regarding claims 5 and 13, the prior art, alone or in combination, fails to teach or suggest the pad coupled to a capacitance element. Regarding claim 9, the prior art, alone or in combination, fails to teach or suggest at least one of an n+ plug and a p+ plug above the semiconductor substrate, wherein the p-well is surrounded by the at least one of the n+ plug and the p+ plug. Claims 17-20 are allowed. The following is an examiner’s statement of reasons for allowance: Regarding claims 17-20, the prior art, alone or in combination, fails to teach or suggest the pad coupled to a capacitance element. Any comments considered necessary by applicant must be submitted no later than the payment of the issue fee and, to avoid processing delays, should preferably accompany the issue fee. Such submissions should be clearly labeled “Comments on Statement of Reasons for Allowance.” Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Evan G Clinton whose telephone number is (571)270-0525. The examiner can normally be reached Monday-Friday at 8:30am to 5:30pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Zandra Smith can be reached at 571-272-2429. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /EVAN G CLINTON/Primary Examiner, Art Unit 2899
Read full office action

Prosecution Timeline

Nov 28, 2023
Application Filed
Feb 06, 2026
Non-Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
88%
Grant Probability
94%
With Interview (+5.5%)
2y 1m
Median Time to Grant
Low
PTA Risk
Based on 549 resolved cases by this examiner. Grant probability derived from career allow rate.

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