Prosecution Insights
Last updated: October 02, 2026
Application No. 18/527,094

MACHINE LEARNING HEALTH ANALYSIS WITH A MOBILE DEVICE

Non-Final OA §101
Filed
Dec 01, 2023
Priority
Oct 06, 2017 — divisional of 62/569,309 +3 more
Examiner
HOUGH, JESSANDRA F
Art Unit
3796
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
AliveCor Inc.
OA Round
5 (Non-Final)
46%
Grant Probability
Moderate
5-6
OA Rounds
1y 0m
Est. Remaining
81%
With Interview

Examiner Intelligence

Grants 46% of resolved cases
46%
Career Allowance Rate
139 granted / 305 resolved
-24.4% vs TC avg
Strong +36% interview lift
Without
With
+35.8%
Interview Lift
resolved cases with interview
Typical timeline
3y 11m
Avg Prosecution
37 currently pending
Career history
349
Total Applications
across all art units

Statute-Specific Performance

§101
10.2%
-29.8% vs TC avg
§103
51.9%
+11.9% vs TC avg
§102
13.4%
-26.6% vs TC avg
§112
20.6%
-19.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 305 resolved cases

Office Action

§101
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment This office action is responsive to the amendment filed on December 11, 2025. As directed by the amendment: no claim(s) have been amended, no claim(s) have been cancelled, and no claim(s) have been added. Thus, claims 1-20 are currently pending in the application. Response to Arguments Applicant’s arguments, see pgs. 8-12, filed December 11, 2025, with respect to the 35 U.S.C. 103 rejection of the claims have been fully considered and are persuasive. The 35 U.S.C. 103 rejection of the claims been withdrawn. Applicant's arguments filed December 11, 2025, regarding the 35 U.S.C. 101 rejection of the claims, have been fully considered but they are not persuasive. The applicant principally argues that the human mind is not capable of “predicting by the ML model, health indicator data of the user at a future time based on the low-fidelity health-indicator data and the other-factor data of the current time” or “at the future time, determining if measured health indicator data of the user is outside a normal range based on the predicted health-indicator data and the measured health-indicator data, wherein the measured health-indicator data is measured at a future time.” The examiner respectfully disagrees. As detailed in the memorandum dated August 4, 2025, regarding evaluating subject matter eligibility of claims under 35 U.S.C. 101, it cites USPTO example 39 and details how it merely details training a neural network but does not set forth or describe any mathematical relationships, calculations, formulas or equations using words or mathematical symbols. Furthermore, it details how claim 2 of example 47 requires specific mathematical calculations by referring to the mathematical calculations by name and recite a judicial exception. The claim limitations in the instant application just broadly details taking health-indicator data to make predictions at a future time and/or at a future time determining if the data is outside a normal range which is essentially the functions that a doctor would utilize in order to determine health status of a patient. Further, the applicant argues that the features of claim 1 improve the technical field of health monitoring and analysis. The applicant merely states that the claims include features directed to techniques for continuously monitoring a user’s data in combination with corresponding data related to factors that may impact the health-indicator without stating within the claims or the instant specification how or what is improved. Essentially, it appears that the instant invention fails to disclose a specific improvement, as it just details how the data is processed but there are not additional elements which provide a technological improvement. “A claim that recites an abstract idea must include ‘additional features’ to ensure ‘that the [claim] is more than a drafting effort designed to monopolize the [abstract idea]”(quoting Mayo, 566 U.S. at 77). It is important to note the judicial exception alone cannot provide the improvement. As written, it appears the applicant’s data analysis and diagnosis, i.e. the mental process alone, provides the improvement. Please refer to MPEP 2106.05. Therefore, the examiner is not convinced and the rejection is maintained. Claim Rejections - 35 USC § 101 35 U.S.C. 101 reads as follows: Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title. Claims 1-20 are rejected under 35 U.S.C. 101 because the claimed invention details a system and process (Step 1) directed to a judicial exception (i.e. a law of nature, a natural phenomenon, or an abstract idea) without significantly more. In accordance with MPEP 2106.04, each of Claims 1-20 has been analyzed to determine whether it is directed to any judicial exceptions. Step 2A, Prong 1 per MPEP 2106.04(a) Each of Claims 1-20 recites at least one step or instruction for determining ventilatory threshold for a subject, which is grouped as a mental process in MPEP 2106.04(a)(2)(III) or a certain method of organizing human activity in MPEP 2106.04(a)(2)(II) or mathematical concept in MPEP 2106.04(a)(2)(I). Accordingly, each of Claims 1-20 recites an abstract idea. Specifically, Claim 1 recites A method comprising: receiving low-fidelity health-indicator data of a user and other-factor data of the user at a current time (additional element) inputting low-fidelity health-indicator data and the other-factor data of the current time into a machine learning (ML) model; (additional element) predicting by the ML model, health-indicator data of the user at a future time based on the low-fidelity health-indicator data and the other-factor data of the current time; (observation, judgment or evaluation, which is grouped as a mental process in MPEP 2106.04(a)(2)(III)) at the future time, determining if measured health indicator data of the user is outside a normal range based on the predicted health-indicator data and the measured health-indicator data, wherein the measured health-indicator data is measured at the future time; and (observation, judgment or evaluation, which is grouped as a mental process in MPEP 2106.04(a)(2)(III)) in response to determining that the measured health-indicator data is outside the normal range, providing the user with a notification that the measured health-indicator data is outside the normal range (additional element) Similarly, Claim 11 recites An apparatus comprising: A memory; and (additional element) a processing device (additional element) operatively coupled to the memory, the processing device configured to: receive low-fidelity health-indicator data of a user and other-factor data of the user at a current time (additional element) input the low-fidelity health-indicator data and the other-factor data of the current time into a machine learning (ML) model; (additional element) predict by the ML model, health-indicator data of the user at a future time based on the low-fidelity health-indicator data and the other-factor data of the current time; (observation, judgment or evaluation, which is grouped as a mental process in MPEP 2106.04(a)(2)(III)) at the future time, determining if measured health indicator data of the user is outside a normal range based on the predicted health-indicator data and the measured health-indicator data, wherein the measured health-indicator data is measured at the future time; and (observation, judgment or evaluation, which is grouped as a mental process in MPEP 2106.04(a)(2)(III)) in response to determining that the measured health-indicator data is outside the normal range, providing the user with a notification that the measured health-indicator data is outside the normal range (additional element) Step 2A, Prong 2 per MPEP 2106.04(d) The above-identified abstract idea in each of independent Claims 1 and 11 (and their respective dependent Claims 2-10 and 12-19) is not integrated into a practical application under MPEP 2106.04(d) because the additional elements (identified above in independent Claims 1 and 11), either alone or in combination, generally link the use of the above-identified abstract idea to a particular technological environment or field of use according to MPEP 2106.05(h) or represent insignificant extra-solution activity according to MPEP 2106.05(g). More specifically, the additional elements of: low-fidelity health-indicator data and the other-factor data in independent claims 1 and 11, memory and processor in independent claim 11 are generic and used for data gathering adding insignificant extra-solution activity to the judicial exception in independent Claims 1, 11, 23 and 28 (and their respective dependent claims) which do not improve the functioning of a computer, or any other technology or technical field according to MPEP 2106.04(d)(1) and 2106.05(a). Nor do these above-identified additional elements serve to apply the above-identified abstract idea with, or by use of, a particular machine according to MPEP 2106.05(b), effect a transformation according to MPEP 2106.05(c), provide a particular treatment or prophylaxis according to MPEP 2106.04(d)(2) or apply or use the above-identified abstract idea in some other meaningful way beyond generally linking the use thereof to a particular technological environment, such that the claim as a whole is more than a drafting effort designed to monopolize the exception according to MPEP 2106.04(d)(2) and 2106.05(e). Furthermore, the above-identified additional elements do not add a meaningful limitation to the abstract idea because they amount to simply implementing the abstract idea on a computer in accordance with MPEP 2106.05(f). For at least these reasons, the abstract idea identified above in independent Claims 1 and 11 (and their respective dependent claims) is not integrated into a practical application in accordance with MPEP 2106.04(d). Moreover, the above-identified abstract idea is not integrated into a practical application in accordance with MPEP 2106.04(d) because the claimed method and system merely implements the above-identified abstract idea (e.g., mental process) using rules (e.g., computer instructions) executed by a computer (e.g., external programming device or computer as claimed). In other words, these claims are merely directed to an abstract idea with additional generic computer elements which do not add a meaningful limitation to the abstract idea because they amount to simply implementing the abstract idea on a computer according to MPEP 2106.05(f). Additionally, Applicant’s specification does not include any discussion of how the claimed invention provides a technical improvement realized by these claims over the prior art or any explanation of a technical problem having an unconventional technical solution that is expressed in these claims according to MPEP 2106.05(a). That is, like Affinity Labs of Tex. v. DirecTV, LLC, the specification fails to provide sufficient details regarding the manner in which the claimed invention accomplishes any technical improvement or solution. Thus, for these additional reasons, the abstract idea identified above in independent Claims 1 and 11 (and their respective dependent claims) is not integrated into a practical application under MPEP 2106.04(d)(I). Accordingly, independent Claims 1 and 11 (and their respective dependent claims) are each directed to an abstract idea according to MPEP 2106.04(d). Step 2B per MPEP 2106.05 None of Claims 1-20 include additional elements that are sufficient to amount to significantly more than the abstract idea in accordance with MPEP 2106.05 for at least the following reasons. These claims require the additional elements of: memory, low-fidelity health-indicator data and the other-factor data, and processor. The above-identified additional elements are generically claimed computer components which enable the above-identified abstract idea(s) to be conducted by performing the basic functions of automating mental tasks. The courts have recognized such computer functions as well understood, routine, and conventional functions when claimed in a merely generic manner (e.g., at a high level of generality) or as insignificant extra-solution activity. See, MPEP 2106.05(d)(II) along with Versata Dev. Group, Inc. v. SAP Am., Inc., 793 F.3d 1306, 1334, 115 USPQ2d 1681, 1701 (Fed. Cir. 2015); and OIP Techs., 788 F.3d at 1363, 115 USPQ2d at 1092-93. Per Applicant’s specification, [0034] details the use of sensor to capture the low-fidelity data and [0048] details the use of sensors to capture the other-factor data from the user such that they are generic and commercially available. Further, in applicant’s specification [0090] the processing device can be a general-purpose processing device or a special-purpose that are described with such generality that they are generic and commercially available. Similarly, in [0092] the memory is described as a variety of types of memory such as RAM, ROM or flash memory such that they are generic and commercially available. Accordingly, in light of Applicant’s specification, the claimed term computer is reasonably construed as a generic computing device. Like SAP America vs Investpic, LLC (Federal Circuit 2018), it is clear, from the claims themselves and the specification, that these limitations require no improved computer resources, just already available technology, with their already available basic functions, to use as tools in executing the claimed process. See MPEP 2106.05(f). Furthermore, Applicant’s specification does not describe any special programming or algorithms required for computers. This lack of disclosure is acceptable under 35 U.S.C. §112(a) since this hardware performs non-specialized functions known by those of ordinary skill in the computer arts. By omitting any specialized programming or algorithms, Applicant's specification essentially admits that this hardware is conventional and performs well understood, routine and conventional activities in the computer industry or arts. In other words, Applicant’s specification demonstrates the well-understood, routine, conventional nature of the above-identified additional elements because it describes these additional elements in a manner that indicates that the additional elements are sufficiently well-known that the specification does not need to describe the particulars of such additional elements to satisfy 35 U.S.C. § 112(a) (see MPEP 2106.05(d)(I)(2) and 2106.07(a)(III)). Adding hardware that performs “‘well understood, routine, conventional activit[ies]’ previously known to the industry” will not make claims patent-eligible (TLI Communications along with MPEP 2106.05(d)(I)). The recitation of the above-identified additional limitations in Claims 1 and 11 amounts to mere instructions to implement the abstract idea on a computer. Simply using a computer or other machinery in its ordinary capacity for economic or other tasks (e.g., to receive, store, or transmit data) or simply adding a general-purpose computer or computer components after the fact to an abstract idea (e.g., a fundamental economic practice or mathematical equation) does not provide significantly more. See MPEP 2106.05(f) along with Affinity Labs v. DirecTV, 838 F.3d 1253, 1262, 120 USPQ2d 1201, 1207 (Fed. Cir. 2016) (cellular telephone); and TLI Communications LLC v. AV Auto, LLC, 823 F.3d 607, 613, 118 USPQ2d 1744, 1748 (Fed. Cir. 2016) (computer server and telephone unit). Moreover, implementing an abstract idea on a generic computer, does not add significantly more, similar to how the recitation of the computer in the claim in Alice amounted to mere instructions to apply the abstract idea of intermediated settlement on a generic computer. A claim that purports to improve computer capabilities or to improve an existing technology may provide significantly more. See MPEP 2106.05(a) along with McRO, Inc. v. Bandai Namco Games Am. Inc., 837 F.3d 1299, 1314-15, 120 USPQ2d 1091, 1101-02 (Fed. Cir. 2016); and Enfish, LLC v. Microsoft Corp., 822 F.3d 1327, 1335-36, 118 USPQ2d 1684, 1688-89 (Fed. Cir. 2016). However, a technical explanation as to how to implement the invention should be present in the specification for any assertion that the invention improves upon conventional functioning of a computer, or upon conventional technology or technological processes. That is, per MPEP 2106.05(a), the disclosure must provide sufficient details such that one of ordinary skill in the art would recognize the claimed invention as providing an improvement. Here, Applicant’s specification does not include any discussion of how the claimed invention provides a technical improvement realized by these claims over the prior art or any explanation of a technical problem having an unconventional technical solution that is expressed in these claims. Instead, as in Affinity Labs of Tex. v. DirecTV, LLC 838 F.3d 1253, 1263-64, 120 USPQ2d 1201, 1207-08 (Fed. Cir. 2016), the specification fails to provide sufficient details regarding the manner in which the claimed invention accomplishes any technical improvement or solution. For at least the above reasons, the method and system of Claims 1-20 are directed to applying an abstract idea as identified above on a general purpose computer without (i) improving the performance of the computer itself or providing a technical solution to a problem in a technical field according to MPEP 2106.05(a), or (ii) providing meaningful limitations to transform the abstract idea into a patent eligible application of the abstract idea such that these claims amount to significantly more than the abstract idea itself according to MPEP 2106.04(d)(2) and 2106.05(e). Taking the additional elements individually and in combination, the additional elements do not provide significantly more. Specifically, when viewed individually, the above-identified additional elements in independent Claims 1 and 11 (and their dependent claims) do not add significantly more because they are simply an attempt to limit the abstract idea to a particular technological environment according to MPEP 2106.05(h). When viewed as a combination, these above-identified additional elements simply instruct the practitioner to implement the claimed functions with well-understood, routine and conventional activity specified at a high level of generality in a particular technological environment according to MPEP 2106.05(h). When viewed as whole, the above-identified additional elements do not provide meaningful limitations to transform the abstract idea into a patent eligible application of the abstract idea such that the claims amount to significantly more than the abstract idea itself according to MPEP 2106.04(d)(2) and 2106.05(e). Moreover, neither the general computer elements nor any other additional element adds meaningful limitations to the abstract idea because these additional elements represent insignificant extra-solution activity according to MPEP 2106.05(g). As such, there is no inventive concept sufficient to transform the claimed subject matter into a patent-eligible application as required by MPEP 2106.05. Therefore, for at least the above reasons, none of the Claims 1-20 amounts to significantly more than the abstract idea itself. Accordingly, Claims 1-20 are not patent eligible and rejected under 35 U.S.C. 101. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JESSANDRA F HOUGH whose telephone number is (571)270-7902. The examiner can normally be reached Monday-Thursday 7 am - 4 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, David Hamaoui can be reached at (571)270-5625. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. Jessandra Hough April 17, 2026 /J.F.H./Examiner, Art Unit 3796 /DAVID HAMAOUI/SPE, Art Unit 3796
Read full office action

Prosecution Timeline

Show 6 earlier events
May 28, 2025
Request for Continued Examination
Jun 03, 2025
Response after Non-Final Action
Sep 11, 2025
Non-Final Rejection mailed — §101
Dec 11, 2025
Response Filed
May 01, 2026
Final Rejection mailed — §101
Sep 01, 2026
Request for Continued Examination
Sep 04, 2026
Response after Non-Final Action
Sep 29, 2026
Non-Final Rejection mailed — §101 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

5-6
Expected OA Rounds
46%
Grant Probability
81%
With Interview (+35.8%)
3y 11m (~1y 0m remaining)
Median Time to Grant
High
PTA Risk
Based on 305 resolved cases by this examiner. Grant probability derived from career allowance rate.

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