Prosecution Insights
Last updated: July 17, 2026
Application No. 18/529,060

DISCONNECTED GATE DIELECTRIC FOR TRANSISTORS

Non-Final OA §102§103
Filed
Dec 05, 2023
Examiner
MENZ, LAURA MARY
Art Unit
2813
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
International Business Machines Corporation
OA Round
1 (Non-Final)
88%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 88% — above average
88%
Career Allowance Rate
823 granted / 941 resolved
+19.5% vs TC avg
Moderate +8% lift
Without
With
+8.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
40 currently pending
Career history
973
Total Applications
across all art units

Statute-Specific Performance

§101
2.1%
-37.9% vs TC avg
§103
42.3%
+2.3% vs TC avg
§102
28.0%
-12.0% vs TC avg
§112
2.5%
-37.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 941 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of Species 1 in the reply filed on 5/18/26 is acknowledged. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-2, 4, 6-7 is/are rejected under 35 U.S.C. 102a1 as being anticipated by Chang et al (US 2014/0065802). 1. A semiconductor device, comprising: a substrate (Fig.1 (104) and [0027]); first and second field effect transistors (FETs) of opposite polarity (Fig.8-11 (802a-c/402a-c) and [0037-0040; see also CMOS 0002]), the first FET (Fig.8-11 (802a/402a) and [0037-0040]) being disposed on a first side of the substrate (left side) and comprising first work function metal (WFM) (Fig.8 (802a) and [0037]) and the second FET (Fig.8-11 (802c/402c) and [0037-0040]) being disposed on a second side of the substrate (right side) and comprising second WFM (Fig.8 (802c) and [0037]); a first gate dielectric (Fig.6 (602c) and [0033]) disposed over at least the first side of the substrate (right side); and a second gate dielectric (Fig.6 (602c) and [0033]) disconnected from the first gate dielectric (Fig.6 (602a) and [0033]) and disposed over at least the second side of the substrate (right side), the second WFM (Fig.9 (802c) and [0037]) being aligned with the second gate dielectric (Fig.9 (602c) and [0033]) and the first WFM (Fig.9 (802a) and [0039]) extending beyond the first gate dielectric (Fig.6 (602a) and [0033]). 2. The semiconductor device according to claim 1, wherein the first WFM contacts (Fig.8 (802b) and [0039]) the second WFM (Fig.8 (802b) and [0039]) in a plane aligned with an edge of the second gate dielectric (Fig.8 (602b) and [0033]). 4. The semiconductor device according to claim 1, wherein the first and second FETs are finFETs (Abstract). 6. The semiconductor device according to claim 1, wherein the first and second gate dielectrics are different materials [0033]. 7. The semiconductor device according to claim 1, wherein the first gate dielectric comprises one of an interfacial layer and a high-k dielectric and the second gate dielectric comprises an interfacial layer and a high-k dielectric [0033]. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 3 and 5 is/are rejected under 35 U.S.C. 103 as being unpatentable over Chang et al (US 2014/0065802). Chang teaches to manipulate the threshold voltage of FinFETs using different work function materials, however fails to explicitly teach applying this to nanosheet and VTFETs as recited in claims 3 and 5: 3. The semiconductor device according to claim 1, wherein the first and second FETs are nanosheet transistors. 5. The semiconductor device according to claim 1, wherein the first and second FETs are vertical tunnel FETs. It would have been obvious to one of ordinary skill in the art at the time the invention was filed to modify Chang’s teachings to include utilizing work function materials to manipulate the threshold voltage characteristics of the gates for nanosheet transistors and VTFETs because both include gate structures which could be doped to obtain the desired threshold voltages and such transistor structures are well known and conventional. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Xie et al (US 20210327759); and Bao et al (US 20210082915 A1; US 20220005807 A1; US 20230094258) teach similar WFMs for CMOS transistors. Any inquiry concerning this communication or earlier communications from the examiner should be directed to LAURA M MENZ whose telephone number is (571)272-1697. The examiner can normally be reached Monday-Friday 7:00-3:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Steven Gauthier can be reached at 571-270-0373. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /LAURA M MENZ/Primary Examiner, Art Unit 2813 6/27/26
Read full office action

Prosecution Timeline

Dec 05, 2023
Application Filed
Jul 01, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
88%
Grant Probability
96%
With Interview (+8.5%)
2y 5m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 941 resolved cases by this examiner. Grant probability derived from career allowance rate.

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