Prosecution Insights
Last updated: April 19, 2026
Application No. 18/531,883

SEMICONDUCTOR PACKAGE AND METHOD OF MANUFACTURING THE SAME

Non-Final OA §102§103
Filed
Dec 07, 2023
Examiner
SPALLA, DAVID C
Art Unit
2893
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Samsung Electronics Co., Ltd.
OA Round
1 (Non-Final)
84%
Grant Probability
Favorable
1-2
OA Rounds
2y 5m
To Grant
89%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allow Rate
703 granted / 836 resolved
+16.1% vs TC avg
Minimal +5% lift
Without
With
+4.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
18 currently pending
Career history
854
Total Applications
across all art units

Statute-Specific Performance

§103
47.7%
+7.7% vs TC avg
§102
34.4%
-5.6% vs TC avg
§112
8.6%
-31.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 836 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement The information disclosure statement (IDS) submitted on 12/07/2023 is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-9 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by US PG Pub 2016/0315028 to Chou (hereinafter Chou). Regarding Claim 1, Chou discloses a semiconductor package comprising: a package substrate including a body layer (110, Fig. 1) having a central area and a peripheral area adjacent the central area, a first protective layer (122) on a top surface of the body layer, and a second protective layer (124) on the first protective layer in the peripheral area; a semiconductor chip (140) mounted on the first protective layer in the central area in a flip- chip structure through first connection terminals (Fig 1); an underfill (150) in a gap between the first protective layer and the semiconductor chip, and in a gap between the first connection terminals (Fig. 1); an interposer (160) on the semiconductor chip opposite the package substrate; and inter-substrate connection terminals (130) in the peripheral area of the package substrate and electrically connecting the package substrate to the interposer; wherein the underfill has an anchor structure (128) extending into the first protective layer. Regarding Claim 2, Chou discloses the semiconductor package of Claim 1 wherein the anchor structure is positioned along a peripheral portion of the semiconductor chip (Fig. 1). Regarding Claim 3, Chou discloses the semiconductor package of Claim 2 wherein the anchor structure comprises a plurality of anchors arranged at intervals along the peripheral portion of the semiconductor chip (Fig. 2D). Regarding Claim 4, Chou discloses the semiconductor package of Claim 3 wherein each of the anchors has a shape of a cylinder, a polygonal column, a truncated pyramid, or an inverted pyramid (Fig. 2C). Regarding Claim 5, Chou discloses the semiconductor package of Claim 2 wherein the semiconductor chip has a rectangular shape, and the anchor structure has a rectangular ring shape extending along the peripheral portion of the semiconductor chip (Fig. 2A). Regarding Claim 6, Chou discloses the semiconductor package of Claim 5, wherein a cross section of the anchor structure, perpendicular to a direction in which the rectangular ring shape extends, has a shape of a rectangle, a trapezoid, or an inverted trapezoid (Fig. 2C). Regarding Claim 7, Chou discloses the semiconductor package of Claim 1, wherein the anchor structure extends into an upper portion of the first protective layer, and a part of the first protective layer is between the anchor structure and the body layer (Fig. 1). Regarding Clam 8, Chou discloses the semiconductor package of Claim 7 wherein the inter-substrate connection terminals extend through the second protective layer and the first protective layer and are electrically connected to terminal substrate pads on the body layer, and the first connection terminals extend through the first protective layer and are electrically connected to chip substrate pads on the body layer (Fig. 1). Regarding Claim 9, Chou discloses the semiconductor package of Claim 8 wherein the first connection terminals respectively comprises a solder bump and a pillar, wherein the solder bumps extend through the first protective layer and are connected to the chip substrate pads and upper portions thereof protrude from the first protective layer, and the underfill extend on the upper portions of the solder bumps and on side surfaces of the pillars (Fig. 1). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 10-20 are rejected under 35 U.S.C. 103 as being unpatentable over Chou in view of US Patent No. 10,002,857 to Solimando et al (hereinafter Solimando). Regarding Claim 11, Chou discloses a semiconductor package comprising: a package substrate (110, Fig. 1) including a body layer having a central area and a peripheral area adjacent the central area, a first protective layer (122) on a top surface of the body layer, and a second protective layer (126) on the first protective layer in the peripheral area; a semiconductor chip (140) mounted on the first protective layer in the central area in a flip- chip structure through first connection terminals (Fig. 1); an underfill (150) in a gap between the first protective layer and the semiconductor chip, and in a gap between the first connection terminals, the underfill having an anchor structure (128) extending into the first protective layer; an interposer (160) on the semiconductor chip and the sealer opposite the package substrate; and inter-substrate connection terminals (130) in the peripheral area of the package substrate and extending through the sealer to electrically connect the package substrate to the interposer. Chou does not disclose a sealer sealing the semiconductor chip and the underfill. Solimando discloses a semiconductor package which includes a sealer (216; Fig. 2) on the package substrate (212) and sealing a semiconductor chip (211) and an underfill (214). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the invention, to have modified the package of Chou to have included a sealer sealing the semiconductor chip and the underfill. Sealants would have provided obvious benefits such as isolation of the components within the package and/or a planarizing material upon which additional upper components, like an interposer, could have been placed on and even mechanically supported by the sealant. Regarding Claim 12, the combination of Chou and Solimando makes obvious the semiconductor package of Claim 11 wherein the anchor structure comprises a plurality of anchors arranged at intervals along a peripheral portion of the semiconductor chip (Fig. 2D). Regarding Claim 13, the combination of Chou and Solimando makes obvious the semiconductor package of Claim 11 wherein the semiconductor chip has a rectangular shape, and the anchor structure has a rectangular ring shape extending along a peripheral portion of the semiconductor chip (Fig. 2A). Regarding Claim 14, the combination of Chou and Solimando makes obvious the semiconductor package of Claim 11 wherein the anchor structure extends into an upper portion of the first protective layer, and a portion of the first protective layer is between the anchor structure and the body layer (Fig. 1). Regarding Claim 15, the combination of Chou and Solimando makes obvious the semiconductor package of Claim 14 wherein the inter-substrate connection terminals extend through the second protective layer and the first protective layer and are electrically connected to terminal substrate pads on the body layer, and the first connection terminals extend through the first protective layer and are electrically connected to chip substrate pads on the body layer (Fig. 1). Regarding Claim 16, Chou discloses a semiconductor package in a package on package (POP) structure, the semiconductor package comprising: a lower package (100, Fig.1); and wherein the lower package comprises a package substrate (110, Fig. 1) including a body layer having a central area and a peripheral area adjacent the central area, a first protective layer (122) on a top surface of the body layer, and a second protective layer (124) on the first protective layer in the peripheral area, a first semiconductor chip (140) mounted on the first protective layer in the central area in a flip-chip structure through first connection terminals (124), an underfill (150) in a gap between the first protective layer and the first semiconductor chip, and in a gap between the first connection terminals, the underfill having an anchor structure (128) extending into the first protective layer, an interposer (160) on the first semiconductor chip opposite the package substrate, and inter-substrate connection terminals (130) on the peripheral area of the package substrate and electrically connecting the package substrate and the interposer. Chou does not disclose an upper package on the lower package. Solimando makes obvious a semiconductor package having an upper package (containing chip 221) on a lower package (containing chip 211) It would have been obvious to one of ordinary skill in the art, before the effective filing date of the invention, to have modified the package of Chou to have included an upper package over the lower package detailed by Chou. Numerous chips, dies and devices would have been conceivably attached to the interposer of Chou to form complex circuitry required for modern semiconductor devices. Regarding Claim 17, the combination of Chou and Solimando makes obvious the semiconductor package of Claim 16 wherein the first semiconductor chip has a rectangular shape, and wherein the anchor structure comprises a plurality of anchors arranged at intervals along a peripheral portion of the first semiconductor chip, or the anchor structure has a rectangular ring shape extending along the peripheral portion of the first semiconductor chip (Fig. 2A). Regarding Claim 18, the combination of Chou and Solimando makes obvious the semiconductor package of Claim 16 wherein the anchor structure extends into an upper portion of the first protective layer, and a part of the first protective layer is between the anchor structure and the body layer (Fig. 1). Regarding Claim 19, the combination of Chou and Solimando makes obvious the semiconductor package of Claim 16, wherein the upper package is stacked on the lower package through inter-package connection terminals, and the upper package comprises at least one second semiconductor chip (Fig. 2; Solimando). Regarding Claim 20, the combination of Chou and Solimando makes obvious the semiconductor package of Claim 19, wherein the first semiconductor chip comprises a logic chip, and the at least one second semiconductor chip comprises a memory chip (Solimando Col. 4 Lines 54-63 & Col. 5 Lines 15-29). Regarding Claim 10, Chou discloses the semiconductor package of Claim 1 but does not disclose wherein the interposer comprises protrusions on a bottom surface of the interposers which are in contact with the semiconductor chip. However, it would have been obvious to one of ordinary skill in the art, before the effective filing date of the invention, to have formed the interposer to include protrusions on a bottom surface of an area corresponding to the central area which are in contact with a top surface of the semiconductor chip. Solimando notes the need for thermal interfaces between the chip and the interposer and utilizes a thermal material to compensate for the heat generated by the chip. Based on the teachings of the references of record, various embodiments, including protrusions as claimed by Applicant, would have been obvious examples of thermal interfaces between the chip and interposer. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to DAVID C SPALLA whose telephone number is (303)297-4298. The examiner can normally be reached Mon-Fri 10am-5pm MST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Britt Hanley can be reached at 571-270-3042. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DAVID C SPALLA/ Primary Examiner, Art Unit 2893
Read full office action

Prosecution Timeline

Dec 07, 2023
Application Filed
Feb 23, 2026
Non-Final Rejection — §102, §103
Mar 30, 2026
Interview Requested

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
84%
Grant Probability
89%
With Interview (+4.7%)
2y 5m
Median Time to Grant
Low
PTA Risk
Based on 836 resolved cases by this examiner. Grant probability derived from career allow rate.

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