Prosecution Insights
Last updated: May 29, 2026
Application No. 18/532,964

EPITAXY SUSCEPTOR, EPITAXY GROWTH APPARATUS AND MANUFACTURING METHOD OF SEMICONDUCTOR DEVICE

Non-Final OA §102§112§OTHER
Filed
Dec 07, 2023
Priority
Dec 12, 2022 — CN 202211597733.9
Examiner
YU, YUECHUAN
Art Unit
1718
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Zing Semiconductor Corporation
OA Round
1 (Non-Final)
65%
Grant Probability
Favorable
1-2
OA Rounds
10m
Est. Remaining
85%
With Interview

Examiner Intelligence

Grants 65% — above average
65%
Career Allowance Rate
337 granted / 516 resolved
At TC average
Strong +20% interview lift
Without
With
+20.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
21 currently pending
Career history
539
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
91.8%
+51.8% vs TC avg
§102
1.5%
-38.5% vs TC avg
§112
1.3%
-38.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 516 resolved cases

Office Action

§102 §112 §OTHER
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 8 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. It cites the epitaxy susceptor of any of claims 1. However, it is unclear and does not precisely state if the claim is depending simply on claim 1 or more claims. The language mixes dependency on a single claim with grammar for dependency on multiple claims without concretely stating what those multiple claims are. Hence, while not exactly a multiply dependent claim, the reader is left with doubts as to what those other claims are. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-10 is/are rejected under 35 U.S.C. 102a1 as being anticipated by Fujikawa (JP 2010135598). Regarding claim 1. Fujikawa teaches in the drawings an epitaxy susceptor (susceptor 10 [10] used for epitaxy [10]) comprising: a pocket (10 has pocket 10a [10] fig. 1, 2, 6), wherein the pocket comprises plural lift-pin holes (fig. 6, 10a has through holes 10b for lift pins [10]) for setting lift-pins ([10]), and each lift-pin hole is surrounded by at least one auxiliary through hole penetrating the pocket (each 10b surrounded by 8 small 10c through holes, fig. 5, 6, to allow air to pass/adjust pressure difference [12 15-17], the small holes penetrating the pocket base, fig. 5). Regarding claim 2. Fujikawa teaches the epitaxy susceptor of Claim 1, wherein each lift-pin hole is surrounded by plural auxiliary through holes (as disc, 8 small holes around each pin hole, fig. 1, 5, 6), and the plural auxiliary through holes are distributed with a gradually decreased density outward from the lifting pin hole (fig. 5, assuming two zones of holes, one inner, one peripheral around each lift pin, the outer zone includes the outer most 4 holes and parts of the susceptor w/o holes, the inner zone includes the inner 6 holes around the lift pin, the zone hole density gradually decreases gradually from 6 to 4 holes/zone). Regarding claim 3. Fujikawa teaches the epitaxy susceptor of Claim 1, wherein each lift-pin hole is surrounded by plural auxiliary through holes (as disc, 8 small holes around each pin hole, fig. 1, 5, 6), and the auxiliary through holes are evenly distributed around the lift-pin hole (fig. 6, even distribution of 10c in square shape around 10b). Regarding claim 4. Fujikawa teaches the epitaxy susceptor of Claim 3, wherein the auxiliary through holes distributed around the lifting pin hole as a shape selected from a triangle, a quadrangle, a honeycomb hexagon, or a close-packed hexagonal shape (10c is a square distribution around 10b, fig. 6; it is a quadrangle, i.e. of which square is a type). Regarding claim 5. Fujikawa teaches the epitaxy susceptor of Claim 1, wherein the auxiliary through holes are distributed in an area of 6 mm-15 mm from a center of the lift-pin hole ([16, 28] the area with the aux holes includes a specified 30mm in diameter or 15mm radius/from center of the area, i.e. the lift pin). Regarding claim 6. Fujikawa teaches the epitaxy susceptor of Claim 1, wherein the auxiliary through hole is circular (fig. 6, 10c is circular in shape). Regarding claim 7. Fujikawa teaches the epitaxy susceptor of Claim 6, wherein the auxiliary through hole has a diameter of 0.5 mm-2 mm ([17] 0.8-1.9mm and 1 mm [28]). Regarding claim 8. Fujikawa teaches the epitaxy susceptor of any of Claims 1, wherein the auxiliary through hole has a space distance of 1 mm-6 mm with an adjacent auxiliary through hole ([28] 33 of the aux holes are evenly spaced/equal intervals within a circle of diam 30 mm; using geometry such as area/packing density, the area of the circle is 706.9mm^2, and 33 points/holes evenly spread in the area is about 21.4 mm^2 per hole/point; to get approx interval between the holes, the square root of the area is 4.6mm). Regarding claim 9. Fujikawa teaches an epitaxy growth apparatus (fig. 1, eg single-wafer vapor phase growth apparatus [28]) comprising an epitaxy susceptor of Claim 1 (as discussed, the susceptor of claim 1 which is used in apparatus of fig. 1). Regarding claim 10. Fujikawa teaches a manufacturing method of a semiconductor device ([28] using gases to grow film on silicon wafer W) comprising: growing an epitaxy layer on a wafer (as disc [28]) by applying an epitaxy growth apparatus of Claim 9 ([28] the process uses the apparatus of fig. 1). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to YUECHUAN YU whose telephone number is (571)272-7190. The examiner can normally be reached M-F 9-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Gordon Baldwin can be reached at 571-272-5166. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /YUECHUAN YU/ Primary Examiner, Art Unit 1718
Read full office action

Prosecution Timeline

Dec 07, 2023
Application Filed
Mar 31, 2026
Non-Final Rejection mailed — §102, §112, §OTHER (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
65%
Grant Probability
85%
With Interview (+20.0%)
3y 4m (~10m remaining)
Median Time to Grant
Low
PTA Risk
Based on 516 resolved cases by this examiner. Grant probability derived from career allowance rate.

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