Prosecution Insights
Last updated: May 29, 2026
Application No. 18/536,334

SEMICONDUCTOR MEMORY DEVICE

Non-Final OA §102
Filed
Dec 12, 2023
Priority
Mar 28, 2023 — RE 10-2023-0040162
Examiner
DIAZ, JOSE R
Art Unit
2815
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Samsung Electronics Co., Ltd.
OA Round
1 (Non-Final)
87%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
94%
With Interview

Examiner Intelligence

Grants 87% — above average
87%
Career Allowance Rate
806 granted / 929 resolved
+18.8% vs TC avg
Moderate +8% lift
Without
With
+7.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
22 currently pending
Career history
955
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
55.6%
+15.6% vs TC avg
§102
19.0%
-21.0% vs TC avg
§112
3.3%
-36.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 929 resolved cases

Office Action

§102
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 10, 12-15, and 17-19 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Kim et al. (US 2022/0085028). Regarding claim 10, Kim discloses a semiconductor memory device, comprising: an active pattern (AR) on a substrate (100) and at least partially surrounded by a device isolation pattern (105) [Figs. 1 and 5]; a bit line (133/135) that extends on a center portion (135/136t) of the active pattern (AR) in a first direction (DR3) that is parallel to a bottom surface of the substrate (100) [Fig. 1]; and a bit line contact (132/136) between the bit line (133) and the active pattern (AR/100) [Figs. 1 and 5], the bit line contact (132/136) comprising a metallic material [paragraphs 0043-0044], wherein the bit line contact (132/136) comprises an upper portion (132) and a lower portion (136), wherein the upper portion (132) and the lower portion (136) contact each other at a first level [Fig. 5], wherein a width of the upper portion (132) at the first level and in a second direction (DR2) is greater than a width of the lower portion (136) at the first level and in the second direction (DR2) [Figs. 1 and 5], wherein the second direction (DR2) intersects the first direction (DR3) [Fig. 1]. Regarding claim 12, Kim discloses a lower spacer (150_1) on a side surface of the lower portion (136) of the bit line contact, wherein the lower spacer (150_1) is between a top surface of the device isolation pattern (105) and the substrate (100) [Fig. 5]. Regarding claim 13, Kim discloses wherein a width of the lower spacer (152) in the second direction (DR2) decreases toward the substrate (100) [Fig. 5]. Regarding claim 14, Kim discloses wherein a top surface of the lower spacer (151) contacts a bottom surface of the upper portion (132) of the bit line contact (132/136) [Fig. 5]. Regarding claim 15, Kim discloses wherein a bottom surface of the upper portion (132) of the bit line contact covers a portion of a top surface of the lower spacer (151) [Fig. 5]. Regarding claim 17, Kim discloses a semiconductor memory device, comprising: an active pattern (AR) on a substrate (100) and at least partially surrounded by a device isolation pattern (105) [Figs. 1-5]; a bit line (133/135) that extends on a center portion of the active pattern (AR) in a first direction (DR3) that is parallel to a bottom surface of the substrate (100) [Fig. 1]; and a bit line contact (132/136) between the bit line and the active pattern [Figs. 1 and 5], wherein the bit line contact (132/136) comprises a metallic material [paragraphs 0043-0044], wherein a width of the bit line contact (132/136) at a first level (132) and in a second direction (DR2) is greater than a width of a bottom surface (interface between 136 and 100) of the bit line contact (132/136) in the second direction (DR2) and a width of a top surface (interface between 136 and 132) of the bit line contact (132/136) in the second direction [Fig. 5], wherein the second direction (DR2) intersects the first direction (DR3) [Fig. 1]. Regarding claim 18, Kim discloses wherein the width of the bit line contact at the first level (132) and in the second direction (DR2) is greater than a width of a top surface (interface 136 and 132) of the bit line in the second direction [Fig. 5]. Regarding claim 19, Kim discloses a lower spacer (151/152) below the first level (132) and on a portion of a side surface of the bit line contact (132/136) [Fig. 5]; and a lower insulating pattern (154) above the first level (132) and on another portion of the side surface of the bit line contact [Fig. 5]. Allowable Subject Matter Claims 1-9 are allowed. Claims 11, 16 and 20 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Shin et al. (US 7728375) teaches a bit line BL in Figure 1 and 2A. Correspondence Any inquiry concerning this communication or earlier communications from the examiner should be directed to JOSE R DIAZ whose telephone number is (571)272-1727. The examiner can normally be reached Monday-Friday. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Joshua Benitez can be reached at 571-270-1435. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Jose R Diaz/ Primary Examiner, Art Unit 2815
Read full office action

Prosecution Timeline

Dec 12, 2023
Application Filed
Apr 08, 2026
Non-Final Rejection mailed — §102
May 19, 2026
Applicant Interview (Telephonic)
May 19, 2026
Examiner Interview Summary

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12641805
SEMICONDUCTOR STRUCTURE AND METHOD FOR FORMING SAME
2y 12m to grant Granted May 26, 2026
Patent 12641947
ORGANIC LIGHT EMITTING DIODE AND ORGANIC LIGHT EMITTING DEVICE INCLUDING THE SAME
2y 7m to grant Granted May 26, 2026
Patent 12628356
MULTI-LATERAL RECESSED MIM STRUCTURE
2y 10m to grant Granted May 12, 2026
Patent 12622293
SEMICONDUCTOR DEVICE
3y 3m to grant Granted May 05, 2026
Patent 12622165
DISPLAY DEVICE
2y 9m to grant Granted May 05, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
87%
Grant Probability
94%
With Interview (+7.5%)
2y 4m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 929 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month