Prosecution Insights
Last updated: April 19, 2026
Application No. 18/545,370

SEMICONDUCTOR DEVICE

Non-Final OA §102§103
Filed
Dec 19, 2023
Examiner
CHO, SUNG IL
Art Unit
2825
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
SK Hynix Inc.
OA Round
1 (Non-Final)
91%
Grant Probability
Favorable
1-2
OA Rounds
2y 2m
To Grant
99%
With Interview

Examiner Intelligence

Grants 91% — above average
91%
Career Allow Rate
519 granted / 569 resolved
+23.2% vs TC avg
Moderate +8% lift
Without
With
+8.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 2m
Avg Prosecution
42 currently pending
Career history
611
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
48.2%
+8.2% vs TC avg
§102
28.9%
-11.1% vs TC avg
§112
11.2%
-28.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 569 resolved cases

Office Action

§102 §103
DETAILED ACTION This action is responsive to the following communications: the Application filed December 19, 2023, and Response to election / restriction filed December 11, 2025. Claims 1-17 are pending. Claims 8-17 are withdrawn from consideration as being drawn to non-elected inventions without traverse. Claim 1 is independent. Notice of Pre-AIA or AIA Status The present application is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement The information disclosure statement (IDS) submitted on December 19, 2023 is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Specification The title of the invention, SEMICONDUCTOR DEVICE, is not descriptive. A new title is required that is clearly indicative of the invention to which the claims are directed. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of AIA 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-5 and 7 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Lee (US 2022/0077151). Regarding independent claim 1, Lee discloses a semiconductor device (see e.g., FIG. 5A) comprising: a bit line (BL) extending in a third direction (D1 direction); a plurality of active layers (ACT) extending in a first direction (D2 direction) and contacting the bit line (BL); a plurality of word lines (WL) extending in a second direction (D3 direction) and each disposed at a top surface or bottom surface of each of the plurality of active layers (ACT); a plurality of capacitors (CAP) contacting the plurality of active layers (ACT); and a contact formed (BLC and para. 0038: bit line contact node BLC) in at least one active layer disposed at an uppermost part of the bit line (i.e., BLC disposed not only uppermost part of the bit line, but also the rest part of the bit line), among the plurality of active layers (ACT), wherein the bit line (BL) and the contact (BLC) are electrically connected or separated by using (i.e., BLC bit line contact node stands for contacting node), as a control line, a word line disposed over the top surface or under the bottom surface of the at least one active layer, among the plurality of word lines (see e.g., FIG. 5A-B, and accompanying disclosure). Regarding claim 2, which depends from claim 1, Lee discloses each of the plurality of active layers (e.g., FIGS. 5A-B: ACT) comprises: a first source/drain region contacting the bit line, a second source/drain region contacting each of the plurality of capacitors, and a channel disposed between the first source/drain region and the second source/drain region (see e.g., FIGS. 5A-B and accompanying disclosure). Regarding claim 3, which depends from claim 2, Lee discloses the contact (e.g., FIGS. 5A-B: BLC) is formed in the second source/drain region of the at least one active layer of the plurality of active layers, and the contact is contacting a local bit line (see e.g., FIGS. 5A-B and accompanying disclosure). Regarding claim 4, which depends from claim 1, Lee discloses the third direction is a direction orthogonal to a plane defined by the first direction and the second direction (FIG. 5A: D1-D3). Regarding claim 5, which depends from claim 3, Lee discloses each of the plurality of capacitors (e.g., FIGS. 5A-B: CAP) comprises a storage node, a dielectric layer, and a plate node, and the storage node has a cylinder shape and is horizontally contacting the active layer, the dielectric layer is formed to cover inner and outer walls of the cylinder of the storage node, and the plate node is extended to the inner and outer walls of the cylinder on the dielectric layer (see e.g., FIGS. 5A-B and accompanying disclosure). Regarding claim 7, which depends from claim 2, Lee discloses each of the plurality of word lines (e.g., FIG. 5B, 8B: WL) covers the channel and partially overlaps with the first and second source/drain regions (see e.g., FIGS. 5B, 8B, and accompanying disclosure). Claim Rejections - 35 USC § 103 The following is a quotation of AIA 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim 6 is rejected under AIA 35 U.S.C. 103 as being unpatentable over Lee (US 2022/0077151) in view of e.g., Wang (US 2019/0273084). Regarding claim 6, Lee teaches the limitations of claim 3. Lee’s device do not explicitly disclose the local bit line is electrically connected to a global bit line, and the local bit line and the global bit line are formed in different wafers. However, multi-chip and/or multi-wafer (die) implemented in a single chip and/or wafter is a well-known technology for a type of memory fabrication for its purpose. For support, of the above asserted facts, see for example, Wang, paragraph [0030]: embodiments of the disclosure include a short local bit line and a long global bit line. With metal-on-back technology, the short local bit line uses interconnects on the backside of a semiconductor wafer, while the long global bit line uses interconnects on a frontside of the semiconductor wafer. It would have been obvious to one of ordinary skill in the art before the effective filing date to apply the teaching of Wang to the teaching of Lee such that a memory, as taught by Lee, utilizes a semiconductor manufacturing, as taught by Wang, for the purpose of optimizing memory fabrication, thereby improving semiconductor manufacturing cost. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to SUNG IL CHO whose telephone number is (571)270-0137. The examiner can normally be reached M-Th, 7:30AM-5PM; Every other F, 7:30AM-4PM EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Alexander G Sofocleous can be reached on 571-272-0635. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SUNG IL CHO/Primary Examiner, Art Unit 2825
Read full office action

Prosecution Timeline

Dec 19, 2023
Application Filed
Jan 21, 2026
Non-Final Rejection — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12580013
MEMORY SYSTEM
2y 5m to grant Granted Mar 17, 2026
Patent 12580009
COMPUTE-IN-MEMORY CIRCUIT BASED ON CHARGE REDISTRIBUTION, AND CONTROL METHOD THEREOF
2y 5m to grant Granted Mar 17, 2026
Patent 12567466
NONVOLATILE MEMORY DEVICES AND METHODS OF OPERATING THE NONVOLATILE MEMORY DEVICES
2y 5m to grant Granted Mar 03, 2026
Patent 12562202
MEMORY DEVICE SUPPLYING CURRENT TO FIRST MEMORY CELL BASED ON A FIRST CURRENT AND A SECOND CURRENT FLOWING IN SECOND MEMORY CELLS
2y 5m to grant Granted Feb 24, 2026
Patent 12550629
SELF-ALIGNED, SYMMETRIC PHASE CHANGE MEMORY ELEMENT
2y 5m to grant Granted Feb 10, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
91%
Grant Probability
99%
With Interview (+8.5%)
2y 2m
Median Time to Grant
Low
PTA Risk
Based on 569 resolved cases by this examiner. Grant probability derived from career allow rate.

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