Prosecution Insights
Last updated: August 12, 2026
Application No. 18/547,881

ROTOR AND MOTOR

Non-Final OA §103
Filed
Aug 25, 2023
Priority
Mar 09, 2021 — JP 2021-037408 +1 more
Examiner
VO, ETHAN NGUYEN
Art Unit
2834
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
MITSUBA Corporation
OA Round
3 (Non-Final)
77%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
89%
With Interview

Examiner Intelligence

Grants 77% — above average
77%
Career Allowance Rate
43 granted / 56 resolved
+8.8% vs TC avg
Moderate +12% lift
Without
With
+11.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
17 currently pending
Career history
75
Total Applications
across all art units

Statute-Specific Performance

§103
65.8%
+25.8% vs TC avg
§102
26.3%
-13.7% vs TC avg
§112
7.9%
-32.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 56 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Specification Applicant’s amendments to the instant specification filed on August 26, 2025 are acceptable. Response to Arguments Applicant's arguments filed August 26, 2025 have been fully considered but they are not persuasive. As to claim 1, applicant asserts that: “Again, independent claim 1 now specifically requires an outer end portion in a radial direction of the press fit rib protrudes further outward in the radial direction than an outer end portion in the radial direction of the salient poles. In view thereof, the claimed invention is able to provide the advantages as described in Paragraphs [0064] to [0067] of the original specification. In particular, it is possible to prevent the magnet cover 71 from coming into contact with the salient pole 32B. On the other hand and in stark contrast, as described in Paragraph [0075] and FIG. 12 of Ohori717 and further discussed next, an outer end portion in a radial direction of the claw portion 233 does not protrude further outward in the radial direction than an outer end portion in the radial direction of the salient pole 37.” Emphasis added by the examiner. In response to applicant's argument that the references fail to show certain features of the invention, it is noted that the features upon which applicant relies (i.e., to prevent the magnet cover 71 from coming into contact with the salient pole 32B) are not recited in the rejected claim(s). Although the claims are interpreted in light of the specification, limitations from the specification are not read into the claims. See In re Van Geuns, 988 F.2d 1181, 26 USPQ2d 1057 (Fed. Cir. 1993). In addition, Ohori717 discloses that an outer end portion in a radial direction of the claw portion 233 (“press fit rib” as claimed) protrudes further outward in the radial direction than an outer end portion in the radial direction of the salient pole (37; Figs. 9, 10, and 12). PNG media_image1.png 693 584 media_image1.png Greyscale PNG media_image2.png 633 530 media_image2.png Greyscale PNG media_image3.png 420 552 media_image3.png Greyscale Applicant further asserts that: “Therefore, even if Ohori717 is combined with Horizumi and/or Ohoril87, it is not possible to avoid the contact between the magnet cover and the salient pole, and it is not possible to resolve the problems to be solved by the invention See [0005] to [0006] of the original specification, as discussed next. Paragraph [0005] states that "The magnet cover is assembled to the magnet by press-fitting. At the time of this press-fitting, the magnet cover is pressed into the magnet. Therefore, this pressed portion may be pulled outward in the radial direction and be expanded outward in the radial direction. In accordance with this deformation, a portion that faces a salient pole in the radial direction in the magnet cover (hereinafter, referred to as a salient pole-facing portion of the magnet cover) may deform so as to shrink inward in the radial direction." while Paragraph [0006] states that "As a result, the magnet cover and the salient pole may come into contact with each other. At this time, a press fit load at the salient pole-facing portion of the magnet cover is increased, and there is a possibility that the magnet cover is deformed or broken. The magnet holder abuts a tool at the time of press-fitting of the magnet cover. Therefore, when the press fit load of the magnet cover becomes excessive, breakage may occur due to the load." Emphasis added by applicant. Again, in response to applicant's argument that the references fail to show certain features of the invention, it is noted that the features upon which applicant relies (i.e., it is not possible to avoid the contact between the magnet cover and the salient pole, and it is not possible to resolve the problems to be solved by the invention See [0005] to [0006] of the original specification) are not recited in the rejected claim(s). Although the claims are interpreted in light of the specification, limitations from the specification are not read into the claims. See In re Van Geuns, 988 F.2d 1181, 26 USPQ2d 1057 (Fed. Cir. 1993). For the foregoing reasons, the examiner contends that when combined, Horizumi, Ohori187, and Ohori717, provides all of the elements of Applicant's claimed rotor. Accordingly, the rejection to claim 1 is proper. As to dependent claim 3, it is discussed for similar reasons with respect to independent claim 1 as set forth above. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1-2, and 4-7 are rejected under 35 U.S.C. 103 as being unpatentable over Horizumi (JP 2013219930, submitted by applicant), and in view of Ohori187 (JP 2021035187) and Ohori717 (JP 2021027717). As to claim 1, Horizumi discloses a rotor (11; Fig. 2) comprising: a rotor core (13, Fig. 2) that rotates integrally with a rotation shaft (12; Fig. 1); a plurality of magnets (14; Fig. 2) that are arranged on an outer circumferential surface of the rotor core; a magnet cover which covers an outside of the magnets and the rotor core (22; Fig. 2), into which the magnets are pressed (Fig. 2), which has a cylindrical shape (Fig. 2); and a holder (22; Fig. 2), wherein the rotor core includes: a core main body portion (Fig. 2) that is fitted and fixed to the rotation shaft and has a cylindrical shape (Fig. 2); and a plurality of salient poles (Fig. 2) that protrude outward in a radial direction from the core main body portion and are arranged between the magnets which are adjacent to each other in a circumferential direction (Fig. 2), and the holder includes: an annular portion (Fig. 2) that is arranged to overlap an end surface in an axial direction of the core main body portion. PNG media_image4.png 702 630 media_image4.png Greyscale PNG media_image5.png 506 483 media_image5.png Greyscale Horizumi fails to disclose a flange portion that is formed on an end portion in an axial direction and is bent inward in a radial direction; a leg portion that protrudes outward in a radial direction from the annular portion; and a press fit rib, and an outer end portion in a radial direction of the press fit rib protrudes further outward in the radial direction than an outer end portion in the radial direction of the salient pole. Ohori187, however, discloses a flange portion that is formed on an end portion in an axial direction and is bent inward in a radial direction (Fig. 6); and a leg portion that protrudes outward in a radial direction from the annular portion (Fig. 6). PNG media_image6.png 594 403 media_image6.png Greyscale Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to provide the rotor of Horizumi with a flange portion that is formed on an end portion in an axial direction and is bent inward in a radial direction; and a leg portion that protrudes outward in a radial direction from the annular portion, as disclosed by Ohori187, to properly secure the magnet cover to the rotor. Ohori717, however, discloses a press fit rib (Fig. 12), and an outer end portion in a radial direction of the claw portion 233 (“press fit rib” as claimed) protrudes further outward in the radial direction than an outer end portion in the radial direction of the salient pole 37 (Figs. 9, 10, and 12). PNG media_image7.png 514 678 media_image7.png Greyscale PNG media_image1.png 693 584 media_image1.png Greyscale PNG media_image2.png 633 530 media_image2.png Greyscale PNG media_image3.png 420 552 media_image3.png Greyscale Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to provide the rotor of Horizumi with a press fit rib, and an outer end portion in a radial direction of the claw portion protrudes further outward in the radial direction than an outer end portion in the radial direction of the salient pole as disclosed by Ohori717, to properly secure the magnet cover to the rotor. As to claim 2, the combination of Horizumi, Ohori187, and Ohori717 discloses the rotor according to claim 1, wherein the press fit rib is provided on the outer end section in the radial direction of the leg portion (Fig. 12 of Ohori717), and an outer end portion in a radial direction of the press fit rib protrudes further outward in the radial direction than a circumferential direction end portion in the outer circumferential surface of the magnet (Fig. 12 of Ohori 717). PNG media_image8.png 492 699 media_image8.png Greyscale As to claim 4, the combination of Horizumi, Ohori187, and Ohori717 discloses the rotor according to claim 1, wherein, in the radial direction, the magnet cover (21; Fig. 2 of Horizumi) is in contact with a circumferential direction middle portion (Fig. 2 of Horizumi) of the press fit rib (Fig. 12 of Ohori717) and the magnet (14; Fig. 2 of Horizumi). PNG media_image9.png 666 472 media_image9.png Greyscale PNG media_image10.png 529 679 media_image10.png Greyscale As to claim 5, the combination of Horizumi, Ohori187, and Ohori717 discloses the rotor according to claim 4, wherein the magnet is formed in an arc shape when seen from the axial direction (Fig. 2 of Horizumi), and an outer circumferential surface of the magnet is formed in an arc shape centered on an eccentric position to an outer circumferential surface side of the magnet further than a rotation axis line of the rotation shaft (Fig. 7 of Ohori187). PNG media_image11.png 694 506 media_image11.png Greyscale As to claim 6, the combination of Horizumi, Ohori187, and Ohori717 discloses the rotor according to claim 1, wherein when seen from the axial direction, a distance from a rotation axis line of the rotation shaft to an outer circumferential surface of a circumferential direction middle portion of the magnet is in a range from 1.5 times to 2.0 times a distance from the rotation axis line of the rotation shaft to an outer circumferential surface of the core main body portion (Fig. 7 of Ohori187), and when seen from the axial direction, a distance from the rotation axis line of the rotation shaft to a radial direction outer end of the salient poles is in a range from 1.5 times to 2.0 times the distance from the rotation axis line of the rotation shaft to the outer circumferential surface of the core main body portion (Fig. 7 of Ohori187). PNG media_image12.png 645 492 media_image12.png Greyscale As to claim 7, the combination of Horizumi, Ohori187, and Ohori717 discloses the rotor according to claim 1; and a stator that is arranged at a further outer side in the radial direction than the rotor and generates a magnetic field (Fig. 1 of Horizumi). Claim 3 is rejected under 35 U.S.C. 103 as being unpatentable over Horizumi, Ohori187, and Ohori717 as applied to claim 2, and further in view of Raimann (US 2021/0194385). As to claim 3, the combination of Horizumi, Ohori187, and Ohori717 discloses the rotor according to claim 2, wherein the holder (22; Fig. 2 of Horizumi) includes: an end portion on an opposite side of the rotor core in an axial direction in the annular portion (Fig. 2 of Horizumi) and the leg portion (Fig. 6 of Ohori187), is arranged to overlap an end surface in an axial direction of the magnet (Fig. 2 of Horizumi), and has a circular outer shape when seen from the axial direction (Fig. 2 of Horizumi), and an outer end portion (Fig. 2 of Horizumi) in a radial direction and a further inner position in the radial direction than the outer end portion (Fig. 6 of Ohori187) in the radial direction of the press fit rib throughout an entire circumference (Fig. 12 of Ohori717). PNG media_image13.png 699 448 media_image13.png Greyscale PNG media_image14.png 507 651 media_image14.png Greyscale Horizumi fails to disclose a base plate. Raimann, however, discloses a base plate (3; Fig. 1 of Raimann). PNG media_image15.png 478 436 media_image15.png Greyscale As to combination of Horizumi, Ohori187, Ohori717, and Raimann is made, the result would read on a base plate (Fig. 1 of Raimann) that is provided on an end portion on an opposite side of the rotor core in an axial direction in the annular portion (Fig. 2 of Horizumi) and the leg portion (Fig. 6 of Ohori187), is arranged to overlap an end surface in an axial direction of the magnet (Fig. 2 of Horizumi), and has a circular outer shape when seen from the axial direction (Fig. 2 of Horizumi shows circular shape for base plate of Raimann), and an outer end portion in a radial direction (Fig. 2 of Horizumi) of the base plate (Fig.1 of Raimann) and that is located at a further inner position in the radial direction (Fig. 6 of Ohori187) than the outer end portion in the radial direction of the press fit rib (Fig. 12 of Ohori717) throughout an entire circumference. PNG media_image15.png 478 436 media_image15.png Greyscale PNG media_image16.png 715 453 media_image16.png Greyscale PNG media_image17.png 585 416 media_image17.png Greyscale PNG media_image18.png 501 695 media_image18.png Greyscale Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to provide the rotor of Horizumi with a base plate, as disclosed by Raimann, in order to connect electrical pathways of the rotor. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ETHAN N VO whose telephone number is (571)270-7593. The examiner can normally be reached Mon-Fri 8:30am - 5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Christopher M Koehler can be reached on 571 272 3560. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ETHAN NGUYEN VO/ Examiner, Art Unit 2834 /CHRISTOPHER M KOEHLER/Supervisory Patent Examiner, Art Unit 2834
Read full office action

Prosecution Timeline

Aug 25, 2023
Application Filed
May 29, 2025
Non-Final Rejection mailed — §103
Aug 26, 2025
Response Filed
Nov 04, 2025
Final Rejection mailed — §103
Feb 03, 2026
Request for Continued Examination
Feb 17, 2026
Response after Non-Final Action
Aug 10, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
77%
Grant Probability
89%
With Interview (+11.9%)
2y 6m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 56 resolved cases by this examiner. Grant probability derived from career allowance rate.

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