Prosecution Insights
Last updated: October 02, 2026
Application No. 18/547,881

ROTOR AND MOTOR

Non-Final OA §103
Filed
Aug 25, 2023
Priority
Mar 09, 2021 — JP 2021-037408 +1 more
Examiner
VO, ETHAN NGUYEN
Art Unit
2834
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
MITSUBA Corporation
OA Round
3 (Non-Final)
79%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
89%
With Interview

Examiner Intelligence

Grants 79% — above average
79%
Career Allowance Rate
49 granted / 62 resolved
+11.0% vs TC avg
Moderate +10% lift
Without
With
+10.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
15 currently pending
Career history
79
Total Applications
across all art units

Statute-Specific Performance

§103
67.1%
+27.1% vs TC avg
§102
26.1%
-13.9% vs TC avg
§112
6.8%
-33.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 62 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 7/7/26 has been entered. Response to Arguments Applicant’s arguments with respect to claim(s) 1-7 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1-2, and 4-7 are rejected under 35 U.S.C. 103 as being unpatentable over Horizumi (JP 2013219930, submitted by applicant), and in view of Ohori187 (JP 2021035187), Ohori717 (JP 2021027717), and Gensaku (WO 2018062349). As to claim 1, Horizumi discloses a rotor (11; Fig. 2) comprising: a rotor core (13, Fig. 2) that rotates integrally with a rotation shaft (12; Fig. 1); a plurality of magnets (14; Fig. 2) that are arranged on an outer circumferential surface of the rotor core; a magnet cover which covers an outside of the magnets and the rotor core (22; Fig. 2), into which the magnets are pressed (Fig. 2), which has a cylindrical shape (Fig. 2); and a holder (22; Fig. 2), wherein the rotor core includes: a core main body portion (Fig. 2) that is fitted and fixed to the rotation shaft and has a cylindrical shape (Fig. 2); and a plurality of salient poles (Fig. 2) that protrude outward in a radial direction from the core main body portion and are arranged between the magnets which are adjacent to each other in a circumferential direction (Fig. 2), and the holder includes: an annular portion (Fig. 2) that is arranged to overlap an end surface in an axial direction of the core main body portion. PNG media_image1.png 750 619 media_image1.png Greyscale PNG media_image2.png 445 476 media_image2.png Greyscale Horizumi fails to disclose a flange portion that is formed on an end portion in an axial direction and is bent inward in a radial direction; a leg portion that protrudes outward in a radial direction from the annular portion; and a press fit rib, and an outer end portion in a radial direction of the press fit rib protrudes further outward in the radial direction than an outer end portion in the radial direction of the salient pole, and a length size along the circumferential direction of the press fit rib is smaller than a length size along the circumferential direction of the salient poles. Ohori187, however, discloses a flange portion that is formed on an end portion in an axial direction and is bent inward in a radial direction (Fig. 6); and a leg portion that protrudes outward in a radial direction from the annular portion (Fig. 6). PNG media_image3.png 597 435 media_image3.png Greyscale Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to provide the rotor of Horizumi with a flange portion that is formed on an end portion in an axial direction and is bent inward in a radial direction; and a leg portion that protrudes outward in a radial direction from the annular portion, as disclosed by Ohori187, to properly secure the magnet cover to the rotor. Ohori717, however, discloses a press fit rib (Fig. 12), and an outer end portion in a radial direction of the claw portion 233 (“press fit rib” as claimed) protrudes further outward in the radial direction than an outer end portion in the radial direction of the salient pole 37 (Figs. 9, 10, and 12). PNG media_image4.png 505 666 media_image4.png Greyscale PNG media_image5.png 614 504 media_image5.png Greyscale PNG media_image6.png 570 430 media_image6.png Greyscale PNG media_image7.png 340 516 media_image7.png Greyscale Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to provide the rotor of Horizumi with a press fit rib, and an outer end portion in a radial direction of the claw portion protrudes further outward in the radial direction than an outer end portion in the radial direction of the salient pole as disclosed by Ohori717, to properly secure the magnet cover to the rotor. Gensaku, however, discloses a length size along the circumferential direction of the press fit rib is smaller than a length size along the circumferential direction of the salient poles (435 < 409; Fig. 48). PNG media_image8.png 348 489 media_image8.png Greyscale Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to provide the rotor of Horizumi with a length size along the circumferential direction of the press fit rib is smaller than a length size along the circumferential direction of the salient poles, as disclosed by Gensaku, to improve flux distribution. As to claim 2, the combination of Horizumi, Ohori187, Ohori717, and Gensaku discloses the rotor according to claim 1, wherein the press fit rib is provided on the outer end section in the radial direction of the leg portion (Fig. 12 of Ohori717), and an outer end portion in a radial direction of the press fit rib protrudes further outward in the radial direction than a circumferential direction end portion in the outer circumferential surface of the magnet (Fig. 12 of Ohori 717). PNG media_image9.png 461 656 media_image9.png Greyscale As to claim 4, the combination of Horizumi, Ohori187, Ohori717, and Gensaku discloses the rotor according to claim 1, wherein, in the radial direction, the magnet cover (21; Fig. 2 of Horizumi) is in contact with a circumferential direction middle portion (Fig. 2 of Horizumi) of the press fit rib (Fig. 12 of Ohori717) and the magnet (14; Fig. 2 of Horizumi). PNG media_image10.png 633 443 media_image10.png Greyscale PNG media_image11.png 503 657 media_image11.png Greyscale As to claim 5, the combination of Horizumi, Ohori187, Ohori717, and Gensaku discloses the rotor according to claim 4, wherein the magnet is formed in an arc shape when seen from the axial direction (Fig. 2 of Horizumi), and an outer circumferential surface of the magnet is formed in an arc shape centered on an eccentric position to an outer circumferential surface side of the magnet further than a rotation axis line of the rotation shaft (Fig. 7 of Ohori187). PNG media_image12.png 727 543 media_image12.png Greyscale As to claim 6, the combination of Horizumi, Ohori187, Ohori717, and Gensaku discloses the rotor according to claim 1, wherein when seen from the axial direction, a distance from a rotation axis line of the rotation shaft to an outer circumferential surface of a circumferential direction middle portion of the magnet is in a range from 1.5 times to 2.0 times a distance from the rotation axis line of the rotation shaft to an outer circumferential surface of the core main body portion (Fig. 7 of Ohori187), and when seen from the axial direction, a distance from the rotation axis line of the rotation shaft to a radial direction outer end of the salient poles is in a range from 1.5 times to 2.0 times the distance from the rotation axis line of the rotation shaft to the outer circumferential surface of the core main body portion (Fig. 7 of Ohori187). PNG media_image13.png 697 531 media_image13.png Greyscale As to claim 7, the combination of Horizumi, Ohori187, Ohori717, and Gensaku discloses the rotor according to claim 1; and a stator that is arranged at a further outer side in the radial direction than the rotor and generates a magnetic field (Fig. 1 of Horizumi). Claim 3 is rejected under 35 U.S.C. 103 as being unpatentable over Horizumi, Ohori187, Ohori717, and Gensaku as applied to claim 2, and further in view of Raimann (US 2021/0194385). As to claim 3, the combination of Horizumi, Ohori187, Ohori717, and Gensaku discloses the rotor according to claim 2, wherein the holder (22; Fig. 2 of Horizumi) includes: an end portion on an opposite side of the rotor core in an axial direction in the annular portion (Fig. 2 of Horizumi) and the leg portion (Fig. 6 of Ohori187), is arranged to overlap an end surface in an axial direction of the magnet (Fig. 2 of Horizumi), and has a circular outer shape when seen from the axial direction (Fig. 2 of Horizumi), and an outer end portion (Fig. 2 of Horizumi) in a radial direction and a further inner position in the radial direction than the outer end portion (Fig. 6 of Ohori187) in the radial direction of the press fit rib throughout an entire circumference (Fig. 12 of Ohori717). PNG media_image14.png 735 478 media_image14.png Greyscale PNG media_image15.png 494 646 media_image15.png Greyscale Horizumi fails to disclose a base plate. Raimann, however, discloses a base plate (3; Fig. 1 of Raimann). PNG media_image16.png 492 453 media_image16.png Greyscale As to combination of Horizumi, Ohori187, Ohori717, Gensaku, and Raimann is made, the result would read on a base plate (Fig. 1 of Raimann) that is provided on an end portion on an opposite side of the rotor core in an axial direction in the annular portion (Fig. 2 of Horizumi) and the leg portion (Fig. 6 of Ohori187), is arranged to overlap an end surface in an axial direction of the magnet (Fig. 2 of Horizumi), and has a circular outer shape when seen from the axial direction (Fig. 2 of Horizumi shows circular shape for base plate of Raimann), and an outer end portion in a radial direction (Fig. 2 of Horizumi) of the base plate (Fig.1 of Raimann) and that is located at a further inner position in the radial direction (Fig. 6 of Ohori187) than the outer end portion in the radial direction of the press fit rib (Fig. 12 of Ohori717) throughout an entire circumference. PNG media_image16.png 492 453 media_image16.png Greyscale PNG media_image17.png 758 481 media_image17.png Greyscale PNG media_image18.png 619 419 media_image18.png Greyscale PNG media_image19.png 470 667 media_image19.png Greyscale Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to provide the rotor of Horizumi with a base plate, as disclosed by Raimann, in order to connect electrical pathways of the rotor. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ETHAN N VO whose telephone number is (571)270-7593. The examiner can normally be reached Mon-Fri 8:30am - 5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Christopher M Koehler can be reached on 571 272 3560. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ETHAN NGUYEN VO/ Examiner, Art Unit 2834 /CHRISTOPHER M KOEHLER/Supervisory Patent Examiner, Art Unit 2834
Read full office action

Prosecution Timeline

Aug 25, 2023
Application Filed
May 29, 2025
Non-Final Rejection mailed — §103
Aug 26, 2025
Response Filed
Nov 04, 2025
Final Rejection mailed — §103
Feb 03, 2026
Request for Continued Examination
Feb 17, 2026
Response after Non-Final Action
Aug 10, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
79%
Grant Probability
89%
With Interview (+10.1%)
2y 6m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 62 resolved cases by this examiner. Grant probability derived from career allowance rate.

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