Office Action Predictor
Last updated: April 15, 2026
Application No. 18/550,857

Light-Receiving Element and Light Receiving Circuit

Non-Final OA §102§103
Filed
Sep 15, 2023
Examiner
LIU, BENJAMIN T
Art Unit
2893
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Ntt, INC.
OA Round
1 (Non-Final)
74%
Grant Probability
Favorable
1-2
OA Rounds
2y 11m
To Grant
81%
With Interview

Examiner Intelligence

Grants 74% — above average
74%
Career Allow Rate
511 granted / 687 resolved
+6.4% vs TC avg
Moderate +6% lift
Without
With
+6.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
48 currently pending
Career history
735
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
56.8%
+16.8% vs TC avg
§102
32.8%
-7.2% vs TC avg
§112
9.2%
-30.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 687 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-3 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Kuhara et al. (US 6,043,550) (“Kuhara”). With regard to claim 1, fig. 24 of Kuhara discloses a light receiving element comprising: a light receiving area 269 for an optical signal 277; an anode electrode pad 272 being connected to an anode 272 of the light receiving area (267, 269); a cathode electrode pad 273 being connected to a cathode 270 of the light receiving area (267, 269), the light receiving area (267, 269), the anode electrode pad 272 and the cathode electrode pad 273 being formed on one surface (top of 267 of a substrate 266; and a ground pattern 275 being formed outside an opening region 276 on an opposite surface of the substrate 266, the opening region 276 being located at a position corresponding to the light receiving area (269, 267). With regard to claim 2, fig. 24 of Kuhara discloses that the optical signal 277 incident into the opening region 276 is passed through the inside of the substrate 266 and received by the light receiving area (269, 267). With regard to claim 3, fig. 24 of Kuhara discloses that the ground pattern 275 is formed on entire surface of the opposite surface except for the opening region 276. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim 5 is rejected under 35 U.S.C. 103 as being unpatentable over Kuhara et al. (US 6,043,550) (“Kuhara”) in view of Fujimura (US 2001/0042869) (“Fujimura”). With regard to claim 5, Kuhara does not disclose a lens is formed at the opening region. However, fig. 2 of Fujimura discloses a lens 26 is formed at the opening region 10c. Therefore, it would have been obvious to one of ordinary skill in the art to form in the device of Kuhara a lens as taught in Fujimura in order to converge incident light to the light receiving layer. See par [0043] of Fujimura. Claim 5 is rejected under 35 U.S.C. 103 as being unpatentable over Kuhara et al. (US 6,043,550) (“Kuhara”) in view of Kuhara et al. (US 2003/0152391) (“Kuhara II”). With regard to claim 5, fig. 24 of Kuhara disclose the light receiving area (267, 269), the anode electrode pad 272, and the cathode electrode pad 273 constitute a unit element. Kuhara does not dislcose a plurality of the unit elements are arrayed. However, fig. 2 of Kuhara II discloses a plurality of the unit elements are arrayed 23. Therefore, it would have been obvious to one of ordinary skill in the art to form the device of Kuhara in an array as taught in Kuhara II in order to place multiple photodiodes on a single chip. See par [0070] of Khuhara II. Allowable Subject Matter Claim 4 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Claim 7 is allowed. The following is a statement of reasons for the indication of allowable subject matter: The primary reason for the allowance of claim 7 is that Kuhara et al. (US 6,043,550) (“Kuhara”) does not disclose a transimpedance amplifier having a signal pad being electrically connected to the anode electrode pad, and a ground pad being electrically connected to a metallized ground surface of the sub-carrier, wherein a signal current flows from the cathode electrode pad to the signal input pad, while a return current flows through a path including the ground pattern from the ground pad. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to BENJAMIN T LIU whose telephone number is (571)272-6009. The examiner can normally be reached Monday-Friday 11:00am-7:30pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Yara J Green can be reached at 571 270-3035. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /BENJAMIN TZU-HUNG LIU/Primary Examiner, Art Unit 2893
Read full office action

Prosecution Timeline

Sep 15, 2023
Application Filed
Dec 28, 2025
Non-Final Rejection — §102, §103
Apr 03, 2026
Response Filed

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
74%
Grant Probability
81%
With Interview (+6.3%)
2y 11m
Median Time to Grant
Low
PTA Risk
Based on 687 resolved cases by this examiner. Grant probability derived from career allow rate.

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