Prosecution Insights
Last updated: April 19, 2026
Application No. 18/554,444

POLYSILOXANE COMPOSITION, ADHESIVE, METHOD FOR PRODUCING POLYSILOXANE COMPOSITION, AND METHOD FOR PRODUCING ADHESIVE

Non-Final OA §103
Filed
Oct 06, 2023
Examiner
NELSON, MICHAEL B
Art Unit
1787
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Shin-Etsu Chemical Co. Ltd.
OA Round
1 (Non-Final)
21%
Grant Probability
At Risk
1-2
OA Rounds
4y 1m
To Grant
58%
With Interview

Examiner Intelligence

Grants only 21% of cases
21%
Career Allow Rate
114 granted / 537 resolved
-43.8% vs TC avg
Strong +37% interview lift
Without
With
+36.7%
Interview Lift
resolved cases with interview
Typical timeline
4y 1m
Avg Prosecution
85 currently pending
Career history
622
Total Applications
across all art units

Statute-Specific Performance

§103
57.4%
+17.4% vs TC avg
§102
3.7%
-36.3% vs TC avg
§112
32.6%
-7.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 537 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Claims 1-16 are pending. Election/Restrictions Applicant’s election, without traverse, of Group I, and the following species (from Fig. 5, see interview summary), claims 1-5 in the reply filed on 12/16/25 is acknowledged. PNG media_image1.png 424 305 media_image1.png Greyscale During a telephone conversation with Giorgios Kefallinos on 01/08/26 a provisional election was made with traverse to prosecute the species of FIG. 5, claims 1-5. Affirmation of this election must be made by applicant in replying to this Office action. Applicant is reminded that upon the cancellation of claims to a non-elected invention, the inventorship must be corrected in compliance with 37 CFR 1.48(a) if one or more of the currently named inventors is no longer an inventor of at least one claim remaining in the application. A request to correct inventorship under 37 CFR 1.48(a) must be accompanied by an application data sheet in accordance with 37 CFR 1.76 that identifies each inventor by his or her legal name and by the processing fee required under 37 CFR 1.17(i). Claim(s) 6 (non-elected species of FIG. 18) and 7-16 is/are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected subject matter, there being no allowable generic or linking claim. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. If this application currently names joint inventors: in considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. When something is indicated as being “obvious” this should be taken as shorthand for “prima facie obvious to one having ordinary skill in the art to which the claimed invention pertains before the effective filing date of the invention”. When a range is indicated as overlapping a claimed range, unless otherwise noted, this should be taken as short hand to indicate that the claimed range is obvious in view of the overlapping range in the prior art as set forth in MPEP 2144.05, in the case where the claimed range “overlap or lie inside ranges disclosed by the prior art”, a prima facie case of obviousness exists, In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In re Woodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990). Claim(s) 1-5 is/are rejected under 35 U.S.C. 103 as being unpatentable over Hirokami (U.S. 2015/0274759) in view of Dual-Cross-Linked Supramolecular Polysiloxanes for Mechanically Tunable, Damage-Healable and Oil-Repellent Polymeric Coatings (2019, hereinafter NPL 1) in view of Adhesion Behavior of Catechol-Incorporated Silicone Elastomer on Metal Surface (2020, hereinafter NPL 2). Regarding claims 1-5, Hirokami discloses an adhesive composition formed from a catechol bearing silane monomer, which may be a catechol methyl dialkoxysilane compound (when R6 and R7 are methyl, and n is 2) that may be cured along with another polymerizable monomer ([0018]-[0026], [0042]). Such a catechol methyl dialkoxysilane compound would form linear (D) units upon condensation of the two alkoxy groups, as in claim 2. The catechol group may be bonded to the methyl dialkoxysilane portion via a urea substituted hydrocarbon group, as in claims 4 and 5, ([0009]) with the formulae in [0026] showing that the hydrocarbon group may have the “separating” group (i.e., “selected from ether, thioether, carbonyl, thiocarbonyl, amino, urethane, and urea”) between CH2 hydrocarbon segments that have “s” and “m” number of repeating units, that overlap the hydrocarbon groups on either side of the elected urea bond ((CH2)3 and (CH2)2, respectively). Hirokami does not disclose that the urea group is formed of a primary amine (instead exemplifying a secondary amine, i.e., N(CH3)(C=O)N(H) vs N(H)(C=O)N(H), [0033], but also generally calling for urea groups, [0009]). However, NPL 1 is also directed to adhesives based on catechol groups bonded to linear siloxane polymers via urea bonds, and discloses that such catechol groups may also be bonded via urea bonds formed from primary amine groups (see abstract, FIG. 1), thus forming N(H)(C=O)N(H) urea bonds as in the elected species. Thus, it would have been obvious to have formed the generic urea group of Hirokami from a primary amine and isocyanate, as taught by NPL1 because NPL1 shows that such a type of urea bond achieves the function of attaching the catechol group to the polysiloxane polymer for an adhesive composition, as sought by Hirokami. The resulting catechol methyl dialkoxysilane compound of modified Hirokami would thus have a catechol group bound to a (CH2)2 group (when s is 2), bound to a N(H)(C=O)N(H) group, bound to a (CH2)3 group (when m is 3), bound to a methyl dialkoxysilane, which corresponds to the elected catechol monomer (and forms the adhesive repeating unit in present FIG. 5 when the alkoxy groups are condensed to form Si-O-Si bonds). Hirokami discloses that the above catechol monomer may be combined with other polymerizable monomers but does not disclose the claimed dimethylsiloxane comonomer. However, NPL2 is also directed to catechol/siloxane based adhesives and discloses that the catechol side groups provide the adhesion properties while linear PDMS repeating units (i.e., D units as in claim 2) can be included to provide a flexible structure, as well as electrical insulation, transparency, chemical inertness, and biocompatibility (see abstract, 2444, and Scheme 1) such that it would have been obvious to have included PDMS forming monomers along with the catechol bearing silane monomers of modified Hirokami (i.e., catechol urea methyl dialkoxysilanes) so that the PDMS forming monomers can impart flexiblity, as well as electrical insulation, transparency, chemical inertness, and biocompatibility. Based on the above recognized properties of the respective monomers (i.e., PDMS for flexibility vs catechol urea methyl dialkoxysilanes for adhesion) it would have been obvious to have adjusted the relative amount of such monomer/repeating units based on the desired optimized degree of flexibility vs adhesion, as in claim 3. Conclusion References cited in any corresponding foreign applications have been considered but would be cumulative to the above. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MICHAEL B NELSON whose direct telephone number is (571)272-9886 and whose direct fax number is (571)273-9886 and whose email address is Michael.Nelson@USPTO.GOV. The examiner can normally be reached on Mon-Sat, 7am - 7pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Callie Shosho can be reached on 571-272-1123. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300 (faxes sent to this number will take longer to reach the examiner than faxes sent to the direct fax number above). Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MICHAEL B NELSON/ Primary Examiner, Art Unit 1787
Read full office action

Prosecution Timeline

Oct 06, 2023
Application Filed
Jan 08, 2026
Examiner Interview (Telephonic)
Jan 12, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
21%
Grant Probability
58%
With Interview (+36.7%)
4y 1m
Median Time to Grant
Low
PTA Risk
Based on 537 resolved cases by this examiner. Grant probability derived from career allow rate.

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