Prosecution Insights
Last updated: April 18, 2026
Application No. 18/554,921

SEMICONDUCTOR DEVICE

Non-Final OA §103
Filed
Oct 11, 2023
Examiner
KEBEDE, BROOK
Art Unit
2818
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Mitsubishi Electric Corporation
OA Round
1 (Non-Final)
89%
Grant Probability
Favorable
1-2
OA Rounds
2y 3m
To Grant
93%
With Interview

Examiner Intelligence

Grants 89% — above average
89%
Career Allow Rate
887 granted / 1000 resolved
+20.7% vs TC avg
Minimal +4% lift
Without
With
+4.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
28 currently pending
Career history
1028
Total Applications
across all art units

Statute-Specific Performance

§101
1.6%
-38.4% vs TC avg
§103
33.9%
-6.1% vs TC avg
§102
31.0%
-9.0% vs TC avg
§112
11.6%
-28.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1000 resolved cases

Office Action

§103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-4 is/are rejected under 35 U.S.C. 103 as being unpatentable over Nakata et al. (US 2012/0025205). Re Claim 1, Nakata et al. disclose a semiconductor device comprising: a SiC substrate (10, see Figs. 7 and 11); an AlN nucleation layer (12, see Figs. 7 and 11and Paragraphs [0021], [0065]) provided on the SiC substrate (10); an AlGaN buffer layer (18, see Figs. 7 and 11) provided on the AIN nucleation layer (12); a GaN channel layer (14) provided on the AlGaN buffer layer (18); an AlGaN barrier layer (16, i.e., electron supply layer) provided on the GaN channel layer (14); and a drain electrode (24, see Figs. 7 and 11 and Paraph [0090]), a source electrode (22, see Figs. 7 and 11 and Paraph [0090]), and a gate electrode (26, see Figs. 7 and 11 and Paraph [0090]), each provided above the AlGaN barrier layer (16), wherein the AlGaN buffer layer has an Al composition ratio decreasing from the SiC substrate toward the GaN channel layer (see Paragraph [0124]), and a thickness of the AlN nucleation layer is less than or equal to 30 nm (i.e., 25 nm, see Paragraphs [0021] – [0025]). Also see Figs. 9-11 and related text in Paragraphs [0113] – [0139]. Furthermore, the thickness rage above 25 nm up to 30 nm can be routinely optimized. Notwithstanding, one of ordinary skill in the art would have been led to the recited dimensions through routine experimentation and optimization. Applicant has not disclosed that the dimensions are for a particular unobvious purpose, produce an unexpected result, or are otherwise critical, and it appears prima facie that the process would possess utility using another dimension. Indeed, it has been held that mere dimensional limitations are prima facie obvious absent a disclosure that the limitations are for a particular unobvious purpose, produce an unexpected result, or are otherwise critical. See, for example, In re Rose, 220 F.2d 459, 105 USPQ 237 (CCPA 1955); In re Rinehart, 531 F.2d 1048, 189 USPQ 143 (CCPA 1976); Gardner v. TEC Systems, Inc., 725 F.2d 1338, 220 USPQ 777 (Fed. Cir. 1984), cert. denied, 469 U.S. 830, 225 USPQ 232 (1984); In re Dailey, 357 F.2d 669, 149 USPQ 47 (CCPA 1966). See also MPEP 2144.04(IV)(B). Re Claim 2, as applied to claim 1 above, Nakata et al. disclose all the claimed limitations including wherein a maximum value of the Al composition ratio of the AlGaN buffer layer is less than or equal to 10% (see Paragraph [0124]) Re Claim 3, as applied to claim 1 above, Nakata et al. disclose all the claimed limitations including wherein the SiC substrate has semi-insulating properties (i.e., SiC substrate film is insulative prior doping, when it is dopped with boron or phosphorus it become semiconductor, this implies it is semi-insulating also). Re Claim 4, as applied to claim 2 above, Nakata et al. disclose all the claimed limitations including wherein the SiC substrate has semi-insulating properties (i.e., SiC substrate film is insulative prior doping, when it is dopped with boron or phosphorus it become semiconductor, this implies it is semi-insulating also). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure Kosaki et al. (US 2009/0001384), CHIANG et al. (US 2015/0053990), Schultz et al. (2017/0250273) and NAKATA et al. (US 2017/0271496) also disclose similar inventive subject matter. Correspondence Any inquiry concerning this communication or earlier communications from the examiner should be directed to BROOK KEBEDE whose telephone number is 571-272-1862. The examiner can normally be reached Monday Friday 8:00 AM 5:00 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jeff Natalini can be reached at 571-272-2266. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /BROOK KEBEDE/ Primary Examiner, Art Unit 2894 /BK/ December 23, 2025
Read full office action

Prosecution Timeline

Oct 11, 2023
Application Filed
Dec 23, 2025
Non-Final Rejection — §103
Mar 17, 2026
Interview Requested
Mar 25, 2026
Examiner Interview Summary
Mar 25, 2026
Applicant Interview (Telephonic)
Apr 03, 2026
Response Filed

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
89%
Grant Probability
93%
With Interview (+4.3%)
2y 3m
Median Time to Grant
Low
PTA Risk
Based on 1000 resolved cases by this examiner. Grant probability derived from career allow rate.

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