Prosecution Insights
Last updated: July 23, 2026
Application No. 18/561,369

CENTRALIZED AFC SYSTEM INFORMATION FUNCTION AND PROCEDURES IN 6 GHz AFC CONTROLLED NETWORKS

Final Rejection §103
Filed
Nov 16, 2023
Priority
May 27, 2021 — provisional 63/193,797 +1 more
Examiner
PHUONG, DAI
Art Unit
2644
Tech Center
2600 — Communications
Assignee
Telefonaktiebolaget LM Ericsson
OA Round
2 (Final)
76%
Grant Probability
Favorable
3-4
OA Rounds
3m
Est. Remaining
91%
With Interview

Examiner Intelligence

Grants 76% — above average
76%
Career Allowance Rate
618 granted / 817 resolved
+13.6% vs TC avg
Strong +16% interview lift
Without
With
+15.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 12m
Avg Prosecution
16 currently pending
Career history
854
Total Applications
across all art units

Statute-Specific Performance

§101
0.7%
-39.3% vs TC avg
§103
88.0%
+48.0% vs TC avg
§102
6.4%
-33.6% vs TC avg
§112
1.4%
-38.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 817 resolved cases

Office Action

§103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Response to Argument Applicant's arguments, filed02/16/26, with respect to claims have been considered but are moot in view of the new ground(s) of rejection. Applicant, on pages 3-4 of the remark, argues that The Office Action argues that this discloses the recited limitations of claim 1 above. In Kreishan, the geolocation server 102 sends requests to the SAS 104, but the geolocation server is not described as being associated with an SAS/AFC service provider or operator. Second, the claim requires a request 'to add, modify, delete, or view information about the AFC service provider and/or an AFC system.' Kreishan's request is for 'active CBSDs for specific PLMNs' - this is a request for device information, not information about the SAS service provider or system itself. The Office Action cites Ergen for 'add, modify, delete, or view' functionality, and particularly to paragraph [0011], but Ergen discusses incumbent services adding sites or modifying their networks in FCC databases, not requests to an AFC service provider database about AFC service providers/systems. The combination also does not appear to teach a request to modify information about the AFC service provider itself. In view of this, Kreishan and Ergen do not teach or suggest receiving, from a network node associated with at least one of an AFC service provider or an AFC operator, a request to add, modify, delete, or view information about the AFC service provider and/or an AFC system of the AFC service provider and Macmullan fails to cure the deficiencies of Kreishan and Ergen. Accordingly, withdrawal of this rejection is respectfully requested. However, the Examiner respectfully disagrees. Kreishan et al. disclose at least in paragraph 33 that each CBSD is, e.g. a fixed location base station supporting Citizens Broadband Radio Services (CBRS). The SAS 104 assigns authorized CBSDs to specific frequencies. A geolocation server, e.g., geolocation server 102 is a service provider which maintains a list of active CBSDs. Kreishan et al. disclose at least in paragraphs 75-77 that CBSD 502 generates and sends registration request signal 506 to SAS 104. After the CBSD 502 is registered and authorized by the SAS 104, a data record of the authorized CBSD 502 and its attributes is stored in the SAS records or database 105. But it does not explicitly request to add itself into the SAS’s database. Furthermore, Kreishan et al. disclose at least in paragraph 112 that geolocation server 102 generates and send request signal 904, e.g., a request message, to SAS 104 requesting active CBSDs. SAS 104 processes the received request and transmits a response message which includes a list of attributes for active CBSDs. The geolocation server 102 receives the response and updates its database. But, Kreishan et al. do not explicitly disclose to add or modify its database. Therefore, the Examiner relies on Ergen for disclosing request to add, modify, delete, or view information. For the reason above, the Examiner contends that the combination of the references shows all limitations in the claims. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-4, 6-8, 10-17 and 19-20 are rejected under 35 U.S.C. 103 as being unpatentable over Kreishan et al. (U.S. 20210067902) in view of Macmullan et al. (U.S. 20210144724) and further in view of Ergen (U.S. 20210409976). For claim 1, Kreishan et al. disclose a method performed by a spectrum access system, SAS, service provider database that maintains records of SAS service providers and/or SAS systems, the method comprising: receiving, from a network node associated with at least one of an SAS service provider or an SAS operator, a request about the SAS service provider and/or an SAS system of the SAS service provider (at least Fig. 9 and [0112]. In step 902 geolocation server 102 generates and send request signal 904, e.g., a request message, to SAS 104 requesting active CBSDs for specific Public Land Mobile Networks (PLMNs). In step 906 SAS 104 receives the request for active CBSDs for specific PLMNs and recovers the communicated information. In step 908 SAS 104 processes the received request, accesses its SAS database 105, uses the accessed information to generate a response signal 910, e.g., a response message, said response including a list of attributes for active CBSDs broadcasting required PLMNs, and sends the generated response signal to the geolocation server 102. In step 910 the geolocation server 102 receives the response signal 910, recovers the communicated information and updates its database 103, e.g., storing some or all of the received communicated information in its geolocation database 103. After a defined time interval 914, the geolocation server 102 in step 902′ generates and sends another request signal 904′, e.g., a request message, to SAS 104 requesting active CBSDs for specific PLMNs. The process continues with the SAS receiving, processing and responding to the request and with the geolocation server receiving and processing the response. Thus, the geolocation server 102 updates its database 103 on an ongoing basis.); and performing an action responsive to the request (at least Fig. 9 and [0112]. In step 906 SAS 104 receives the request for active CBSDs for specific PLMNs and recovers the communicated information. In step 908 SAS 104 processes the received request, accesses its SAS database 105, uses the accessed information to generate a response signal 910, e.g., a response message, said response including a list of attributes for active CBSDs broadcasting required PLMNs, and sends the generated response signal to the geolocation server 102.) However, Kreishan et al. do not disclose a spectrum access system, SAS, may be an Automatic Frequency Coordination, AFC; and a request to add, modify, delete, or view information. In the same field of endeavor, Macmullan et al. disclose a spectrum access system, SAS, may be an Automatic Frequency Coordination, AFC (at least [0011]. A shared spectrum controller (e.g., SAS) is referred to herein as an Automatic Frequency Coordinator (AFC) system. the AFC system may be a shared spectrum controller, such as an SAS, for managing access to frequency channels in the 6 GHz spectrum.) Therefore, it would have been obvious to one of ordinary skill in the art at the time the invention was made to modify the invention of Kreishan et al.as taught by Macmullan et al. for purpose of managing access to frequency channels and protecting incumbent receivers from interference. In the same field of endeavor, Ergen discloses a request to add, modify, delete, or view information (at least [0011]. AFC allows incumbent services to add sites or modify their networks, since FCC databases continue to be updated by incumbents.) Therefore, it would have been obvious to one of ordinary skill in the art at the time the invention was made to modify the invention of Kreishan et al. as taught by Ergen for purpose of adding sites or modifying their networks. For claim 2, the combination of Kreishan et al., Macmullan et al. and Ergen disclose the method of claim 1. Kreishan et al. disclose receiving, from an authorized entity, a query for AFC service providers; and responsive to receiving the query, sending, to the authorized entity, a query response that comprises a list of AFC service providers that satisfy the query (at least Fig. 9 and [0112]. In step 902 geolocation server 102 generates and send request signal 904, e.g., a request message, to SAS 104 requesting active CBSDs for specific Public Land Mobile Networks (PLMNs). In step 906 SAS 104 receives the request for active CBSDs for specific PLMNs and recovers the communicated information. In step 908 SAS 104 processes the received request, accesses its SAS database 105, uses the accessed information to generate a response signal 910, e.g., a response message, said response including a list of attributes for active CBSDs broadcasting required PLMNs, and sends the generated response signal to the geolocation server 102. In step 910 the geolocation server 102 receives the response signal 910, recovers the communicated information and updates its database 103, e.g., storing some or all of the received communicated information in its geolocation database 103.) For claim 3, the combination of Kreishan et al., Macmullan et al. and Ergen disclose the method of claim 2. Kreishan et al. disclose the query comprises criteria, and the list of AFC service providers comprises one or more AFC service providers that satisfy the criteria comprised in the query (at least Fig. 9 and [0112]. In step 902 geolocation server 102 generates and send request signal 904, e.g., a request message, to SAS 104 requesting active CBSDs for specific Public Land Mobile Networks (PLMNs). In step 906 SAS 104 receives the request for active CBSDs for specific PLMNs and recovers the communicated information. In step 908 SAS 104 processes the received request, accesses its SAS database 105, uses the accessed information to generate a response signal 910, e.g., a response message, said response including a list of attributes for active CBSDs broadcasting required PLMNs, and sends the generated response signal to the geolocation server 102. In step 910 the geolocation server 102 receives the response signal 910, recovers the communicated information and updates its database 103, e.g., storing some or all of the received communicated information in its geolocation database 103.) For claim 4, the combination of Kreishan et al., Macmullan et al. and Ergen disclose the method of claim 3. Kreishan et al. disclose the criteria comprised in the query comprises at least one of a geographic location, a geographic region, a time range, a frequency, a frequency range, and/or a Federal Communication Commission Identifier, FCC-ID (at least Fig. 9, [0073] and [0112]. In step 902 geolocation server 102 generates and send request signal 904, e.g., a request message, to SAS 104 requesting active CBSDs for specific Public Land Mobile Networks (PLMNs). The SAS supports an API for pulling/pushing CBSD records that belong to specific carrier's based on the carrier ID.) For claim 6, the combination of Kreishan et al., Macmullan et al. and Ergen disclose the method of claim 1. Kreishan et al. disclose receiving, from a geolocation server, a query for the AFC service providers; and responsive to receiving the query, sending, to the geolocation server, a query response that comprises a list of AFC service providers that satisfy the query (at least Fig. 9 and [0112]. In step 902 geolocation server 102 generates and send request signal 904, e.g., a request message, to SAS 104 requesting active CBSDs for specific Public Land Mobile Networks (PLMNs). In step 906 SAS 104 receives the request for active CBSDs for specific PLMNs and recovers the communicated information. In step 908 SAS 104 processes the received request, accesses its SAS database 105, uses the accessed information to generate a response signal 910, e.g., a response message, said response including a list of attributes for active CBSDs broadcasting required PLMNs, and sends the generated response signal to the geolocation server 102. In step 910 the geolocation server 102 receives the response signal 910, recovers the communicated information and updates its database 103, e.g., storing some or all of the received communicated information in its geolocation database 103.) However, Ergen discloses an incumbent operator (at least [0011]. AFC allows incumbent services to add sites or modify their networks, since FCC databases continue to be updated by incumbents.) For claim 7, the combination of Kreishan et al., Macmullan et al. and Ergen disclose the method of claim 6. Kreishan et al. disclose wherein the query comprises criteria, and the list of AFC service providers comprises one or more AFC service providers that satisfy the criteria comprised in the query (at least Fig. 9 and [0112]. In step 902 geolocation server 102 generates and send request signal 904, e.g., a request message, to SAS 104 requesting active CBSDs for specific Public Land Mobile Networks (PLMNs). In step 906 SAS 104 receives the request for active CBSDs for specific PLMNs and recovers the communicated information. In step 908 SAS 104 processes the received request, accesses its SAS database 105, uses the accessed information to generate a response signal 910, e.g., a response message, said response including a list of attributes for active CBSDs broadcasting required PLMNs, and sends the generated response signal to the geolocation server 102. In step 910 the geolocation server 102 receives the response signal 910, recovers the communicated information and updates its database 103, e.g., storing some or all of the received communicated information in its geolocation database 103.) For claim 8, the combination of Kreishan et al., Macmullan et al. and Ergen disclose the method of claim 7. Kreishan et al. disclose the criteria comprised in the query comprises at least one of a geographic location, a geographic region, a time range, a frequency, a frequency range, and/or a Federal Communication Commission Identifier, FCC-ID (at least Fig. 9, [0073] and [0112]. In step 902 geolocation server 102 generates and send request signal 904, e.g., a request message, to SAS 104 requesting active CBSDs for specific Public Land Mobile Networks (PLMNs). The SAS supports an API for pulling/pushing CBSD records that belong to specific carrier's based on the carrier ID.) For claims 10-12, the claims have features similar to claims 1-4. Therefore, the claims are also rejected for the same reasons in claims 1-4. For claim 13, the combination of Kreishan et al., Macmullan et al. and Ergen disclose the method of claim 10. Kreishan et al. disclose method of claim 10, wherein the other entity is at least one of an authorized entity or an incumbent system operated by an incumbent operator (at Fig. 9 and [0112]-[0116]. In step 908 SAS 104 processes the received request, accesses its SAS database 105, uses the accessed information to generate a response signal 910, e.g., a response message, said response including a list of attributes for active CBSDs broadcasting required PLMNs, and sends the generated response signal to the geolocation server 102. In step 910 the geolocation server 102 receives the response signal 910, recovers the communicated information and updates its database 103, e.g., storing some or all of the received communicated information in its geolocation database 103. In step 916 user device 901 generates and sends a request signal 918, e.g., request message, to geolocation server 918 requesting active CBSDs for a specific coverage area. In step 924 the geolocation server 102 generates a response message 926 including a code (e.g., value=1) indicating coverage area contains active CBSD(s), e.g., the UE is located in the coverage area of an active CBSD, and further including a set of information corresponding to the closest active CBSD.) For claims 14-17, the claims have features similar to claims 1-4. Therefore, the claims are also rejected for the same reasons in claims 1-4. For claims 19-20, the claims have features similar to claims 6-7. Therefore, the claims are also rejected for the same reasons in claims 6-7. Claims 5 and 18 are rejected under 35 U.S.C. 103 as being unpatentable over Kreishan et al. (U.S. 20210067902) in view of Macmullan et al. (U.S. 20210144724) and further in view of Ergen (U.S. 20210409976) and further in view of Mukherjee et al. (U.S. 20190327765). For claim 5, the combination of Kreishan et al., Macmullan et al. and Ergen do not disclose the method of claim 1 further comprising: communicating with an incumbent operator to update an authorized user access list for the AFC service provider database. In the same field of endeavor, Mukherjee et al. disclose communicating with an incumbent operator to update an authorized user access list for the AFC service provider database (at least [0090]. The system 10 may optionally include Federal Communications Commission (FCC) Databases, which are system-wide accessible databases that allow the look-up of a PAL boundary and PAL ownership based upon the PAL-ID.) Therefore, it would have been obvious to one of ordinary skill in the art at the time the invention was made to modify the invention of Kreishan et al.as taught by Mukherjee et al. for purpose of allowing access to the system. For claim 18, the claim has features similar to claim 5. Therefore, the claim is also rejected for the same reasons in claim 5. Allowable Subject Matter Claim 9 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any extension fee pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to DAI PHUONG whose telephone number is 571-272-7896. The examiner can normally be reached on Monday-Friday, 8am-5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, Applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kathy Wang-Hurst can be reached on 571-270-5371. The fax phone number for the organization where this application or proceeding is assigned is 571-273-7687. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). /DAI PHUONG/Primary Examiner, Art Unit 2644
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Prosecution Timeline

Nov 16, 2023
Application Filed
Nov 19, 2025
Non-Final Rejection mailed — §103
Feb 16, 2026
Response Filed
May 27, 2026
Final Rejection mailed — §103 (current)

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Prosecution Projections

3-4
Expected OA Rounds
76%
Grant Probability
91%
With Interview (+15.8%)
2y 12m (~3m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 817 resolved cases by this examiner. Grant probability derived from career allowance rate.

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