Prosecution Insights
Last updated: July 17, 2026
Application No. 18/564,278

OIL GELLING AGENT AND COSMETIC

Non-Final OA §103
Filed
Nov 27, 2023
Priority
May 28, 2021 — JP 2021-089981 +1 more
Examiner
GULLEDGE, BRIAN M
Art Unit
1699
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Shin-Etsu Chemical Co., Ltd.
OA Round
1 (Non-Final)
56%
Grant Probability
Moderate
1-2
OA Rounds
9m
Est. Remaining
82%
With Interview

Examiner Intelligence

Grants 56% of resolved cases
56%
Career Allowance Rate
528 granted / 952 resolved
-4.5% vs TC avg
Strong +26% interview lift
Without
With
+26.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
53 currently pending
Career history
983
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
68.6%
+28.6% vs TC avg
§102
6.8%
-33.2% vs TC avg
§112
2.1%
-37.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 952 resolved cases

Office Action

§103
DETAILED ACTION AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Election/Restrictions Applicant's election with traverse of Group I and the species of copolymer of example 2 in the reply filed on 07 April 2026 is acknowledged. The traversal is on the ground(s) that no unity of invention issue was raised during the international phase, and a different standard cannot be applied during the national phase. This is not found persuasive because unity of invention is the standard for both phases, and as put forth in the restriction requirement, there is no unity of invention due to the lack of a sharded special technical feature. The requirement is still deemed proper and is therefore made FINAL. Claim 3 is withdrawn from further consideration pursuant to 37 CFR 1.142(b), as being drawn to a nonelected species of copolymer, there being no allowable generic or linking claim. Claim 4 is withdrawn from further consideration pursuant to 37 CFR 1.142(b), as being drawn to a nonelected invention, there being no allowable generic or linking claim. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1 and 5 are rejected under 35 U.S.C. 103 as being unpatentable over Lee et al. (US Patent Application Publication 2013/0126079). Lee et al. discloses acrylate based adhesive compositions for optical use that have a copolymer prepared from an alkyl (meth)acrylate with the alkyl having 16 to 22 carbon atoms, a polar monomer, and a crosslinking agent (abstract). The alkyl (meth)acrylate monomer with the alkyl having 16 to 22 carbon atoms can be cetyl (meth)acrylate (claim 3), with cetyl methacrylate being employed in 5 wt% in an example (example 2). The polar monomer can be 2-hydroxyethey (meth)acrylate (claim 3), with 2-hydroxyethyl acrylate being employed in 10 wt% in an example (example 2). This example also has 3 wt% of a crosslinking agent. As for the amounts, independent instant claim 1 recites a limitation to the relative amounts of the first two monomers. The example disclosed by Lee et al. does not read upon this range (the ratio is 1:2, or 0.5). However, Lee et al. discloses the amount of the alkyl (methacrylate) and polar monomer present are from about 1 to about 10 wt% and from about 1 to about 20 wt%, respectively (abstract). And such amounts provide for a range of relative amounts which overlap the instantly recited limitation. And in cases involving overlapping ranges, where the instantly claimed ranges “overlap or lie inside ranges disclosed by the prior art”, a prima facie case of obviousness exists. See MPEP 2144.05. Instant claim 5 further limits the monomers present, and the above cited monomers read upon these limitations. Claims 1, 2, and 5 are rejected under 35 U.S.C. 103 as being unpatentable over Lee et al. (US Patent Application Publication 2013/0126079) in view of PCT Patent Application Publication WO 2020/066589. The above cited WIPO patent publication is not in English, and as such the English-language equivalent document Gotanda et al. (US Patent Application Publication 2022/0035076) will be cited to support the rationale of this rejection. Lee et al. discloses acrylate based adhesive compositions for optical use that have a copolymer prepared from an alkyl (meth)acrylate with the alkyl having 16 to 22 carbon atoms, a polar monomer, and a crosslinking agent (abstract). The alkyl (meth)acrylate monomer with the alkyl having 16 to 22 carbon atoms can be cetyl (meth)acrylate (claim 3), with cetyl methacrylate being employed in 5 wt% in an example (example 2). The polar monomer can be 2-hydroxyethey (meth)acrylate (claim 3), with 2-hydroxyethyl acrylate being employed in 10 wt% in an example (example 2). This example also has 3 wt% of a crosslinking agent. Lee et al. discloses the inclusion of a crosslinking agent, but does not disclose the specific crosslinking agents recited by instant claim 2 which is the elected species of crosslinking agent. Gotanda et al. discloses crosslinking agents useful for preparing acrylate polymers (abstract). Useful crosslinking agents taught include silicone methacrylate of formula (3) (paragraph [45]), which is the elected species of crosslinking agent. Therefore, it would have been prima facie obvious to one of ordinary skill in the art at the time of filing to have used the crosslinking agent taught by Gotanda et al. as the crosslinking agent in the acrylate polymer disclosed by Lee et al. Generally, it is prima facie obvious to select a known material for incorporation into a composition, based on its recognized suitability for its intended use. See MPEP 2144.07. As for the amounts, independent instant claim 1 recites a limitation to the relative amounts of the first two monomers. The example disclosed by Lee et al. does not read upon this range (the ratio is 1:2, or 0.5). However, Lee et al. discloses the amount of the alkyl (methacrylate) and polar monomer present are from about 1 to about 10 wt% and from about 1 to about 20 wt%, respectively (abstract). And such amounts provide for a range of relative amounts which overlap the instantly recited limitation. And in cases involving overlapping ranges, where the instantly claimed ranges “overlap or lie inside ranges disclosed by the prior art”, a prima facie case of obviousness exists. See MPEP 2144.05. Instant claims 2 and 5 further limit the monomers present, and the above cited monomers read upon these limitations. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Brian Gulledge whose telephone number is (571) 270-5756. The examiner can normally be reached Monday - Friday 7am - 4pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Fereydoun Sajjadi can be reached at (571) 272-3311. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Brian Gulledge/ Primary Examiner, Art Unit 1699
Read full office action

Prosecution Timeline

Nov 27, 2023
Application Filed
May 08, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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DYNAMIC ANTIMICROBIAL HYDROGEL BASED ON NATURAL RECEPTOR-LIGAND RECOGNITION, AND PREPARATION METHOD AND USE THEREOF
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Patent 12649015
EMBOLIZATION HYDROGEL HAVING CONTROLLABLE DEGRADATION TIME, AND PREPARATION METHOD THEREFOR
2y 8m to grant Granted Jun 09, 2026
Patent 12642756
LEAVE-ON COMPOSITION
3y 1m to grant Granted Jun 02, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
56%
Grant Probability
82%
With Interview (+26.4%)
3y 4m (~9m remaining)
Median Time to Grant
Low
PTA Risk
Based on 952 resolved cases by this examiner. Grant probability derived from career allowance rate.

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