Notice of Pre-AIA or AIA Status
The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA .
Response to Amendment
The amendment filed December 11, 2025 has been entered. The amendment to the claims has overcome the previous rejections under 35 U.S.C. 101 and 112. Claims 1-20 remain pending.
Response to Arguments
Applicant's arguments filed December 11, 2025 with respect to the rejections of claims 1-7 and 9-11 (beginning on page 9 of Remarks) and claims 12-17 (beginning on page 12 of Remarks) under 35 U.S.C. 103 have been fully considered but they are not persuasive.
Applicant asserts Barak teaches light reflected by a patterned structure of a semiconductor, but does not teach the 3D patterned structure comprises a plurality of optical interfaces with varied orientations, Chalmers describes cross-sections in terms of transistor structures and measurement locations, but these are not optical interfaces having varied orientations, and Fabrikant teaches diffracting structures between stacks, but not a 3D patterned structure comprising plurality of optical interfaces with varied orientations (page 10 of Remarks). There is no supporting evidence in the specification of the current application as published in US20240271926A1 for the patterned structure to have "optical interfaces having varied orientations." Rather, the specification merely discloses a 3D patterned structure may have multiple layers that differ in thickness, shape, or depth. No mention is made of the orientation of any "optical interface" of the 3D pattern in the specification or depicted in the drawings. Additionally, "a plurality of optical interfaces having varied orientations" further suggests a 3D structure. As a result of the lack of support and definition, it is unclear what "optical interface" is meant to correspond to, however the examiner is interpreting it (in the typical context of optics) to mean "a plane across which optical property discontinues" (see additional reference material: section 1.3.1 of Chapter 1 of Fiber Optic Measurement Techniques). In the case of a 3D patterned structure, each side of the 3D structure would constitute an optical interface oriented in a different direction. Barak discloses identifying the height of a structure (page 3, paragraph 1), which implies the structure is 3D and therefore have a plurality of optical interfaces with varied orientations.
Second, applicant agrees Fabrikant teaches more than one spectra that fits the measured data, but argues Fabrikant does not teach determining a parameter based on a difference between two relevant reference peaks that correspond to the same relevant peak (page 11 of Remarks). The examiner agrees Fabrikant does not teach determining a parameter based on a difference between two relevant reference peaks. However this specific part of the limitation was rejected by Barak in claim 7 of the previous Office Action sent 9/11/2025. Fabrikant was used to teach the method of corresponding relevant data to more than one reference value. The motivation for using the multiple reference peaks for one relevant peak method taught in Fabrikant being that the use of multiple reference values corresponding to one relevant value gives multiple options for the best fit (Fabrikant: column 8, line 1), ensuring the most accurate modeling.
The applicant also argues the amended limitation “wherein the 3D patterned structure comprises a plurality of optical interfaces having varied orientations” emphasizes the challenging nature of the physical structure being analyzed, and the prior art of record teaches away from the invention (page 11 of Remarks). The applicant asserts Barak's aim is to exclude information about complex lower layers, Fabrikant's aim is to be used on simpler, periodic gratings, and Chalmers locates uniform, featureless "measurement pads" (page 11 of Remarks). The examiner respectfully disagrees with the applicant's assertion. It is the position of the examiner that the amended limitation does not emphasize the challenging nature of the physical structure being analyzed, but rather reiterates the 3D nature (see argument regarding the 3D patterned structure comprising a plurality of optical interfaces explained above).
In regards to the argument Barak seeks to exclude information about the complex lower layers, the amended limitation does not suggest all layers, whether complex or not, must be considered. While the specification of the application is not to be read into the claims, the examiner points out the specification of the instant application as published in US20240271926A1 discloses modeling only the upper layers (paragraphs [0020], [0021], [0025], [0035], [0036], [0040], [0041], [0053], [0055], [0130]) and ignoring lower layers (paragraphs [0021], [0026], [0036], [0041], [0053], [0055], [0089], [0130]) in many embodiments.
In regards to the argument Fabrikant's aim is to be used on periodic gratings (page 11 of Remarks), paragraph [0169] of the specification of the instant application discloses the pattern structure may usually be periodic and/or include a grating. Further, the teachings of Fabrikant were relied upon for their method involving associating relevant data points with reference peaks of different versions of a reference pattern. The motivation for using the reference peaks of different versions as taught in Fabrikant being that this type of comparison method is standard in the art (Fabrikant: column 1, lines 55-65) and saves time and effort when measuring a structure (Fabrikant: column 9, lines 21-22; column 9, lines 35-43).
In regards to the argument that Chalmers seeks to locate featureless "measurement pads" (page 11 of Remarks), Chalmers was used to teach the method of determining a parameter based on measurement peaks and was not used to teach the measurement of 3D structures. The motivation to use the peak method taught in Chalmers being that it is a well-known and widely used method in the art (Chalmers: page 38, lines 15-20 discloses this method is Gaussian fitting, which is a basic and fundamental method).
Claim Interpretation
The following is a quotation of 35 U.S.C. 112(f):
(f) Element in Claim for a Combination. – An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof.
The following is a quotation of pre-AIA 35 U.S.C. 112, sixth paragraph:
An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof.
The claims in this application are given their broadest reasonable interpretation using the plain meaning of the claim language in light of the specification as it would be understood by one of ordinary skill in the art. The broadest reasonable interpretation of a claim element (also commonly referred to as a claim limitation) is limited by the description in the specification when 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is invoked.
As explained in MPEP § 2181, subsection I, claim limitations that meet the following three-prong test will be interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph:
(A) the claim limitation uses the term “means” or “step” or a term used as a substitute for “means” that is a generic placeholder (also called a nonce term or a non-structural term having no specific structural meaning) for performing the claimed function;
(B) the term “means” or “step” or the generic placeholder is modified by functional language, typically, but not always linked by the transition word “for” (e.g., “means for”) or another linking word or phrase, such as “configured to” or “so that”; and
(C) the term “means” or “step” or the generic placeholder is not modified by sufficient structure, material, or acts for performing the claimed function.
Use of the word “means” (or “step”) in a claim with functional language creates a rebuttable presumption that the claim limitation is to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites sufficient structure, material, or acts to entirely perform the recited function.
Absence of the word “means” (or “step”) in a claim creates a rebuttable presumption that the claim limitation is not to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is not interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites function without reciting sufficient structure, material or acts to entirely perform the recited function.
Claim limitations in this application that use the word “means” (or “step”) are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. Conversely, claim limitations in this application that do not use the word “means” (or “step”) are not being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action.
This application includes one or more claim limitations that do not use the word “means,” but are nonetheless being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, because the claim limitation(s) uses a generic placeholder that is coupled with functional language without reciting sufficient structure to perform the recited function and the generic placeholder is not preceded by a structural modifier. Such claim limitation(s) is/are: metrology unit and spectrum processing unit in claim 19.
Because this/these claim limitation(s) is/are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, it/they is/are being interpreted to cover the corresponding structure described in the specification as performing the claimed function, and equivalents thereof.
If applicant does not intend to have this/these limitation(s) interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, applicant may: (1) amend the claim limitation(s) to avoid it/them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph (e.g., by reciting sufficient structure to perform the claimed function); or (2) present a sufficient showing that the claim limitation(s) recite(s) sufficient structure to perform the claimed function so as to avoid it/them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph.
Claim Rejections - 35 USC § 112
The following is a quotation of the first paragraph of 35 U.S.C. 112(a):
(a) IN GENERAL.—The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor or joint inventor of carrying out the invention.
The following is a quotation of the first paragraph of pre-AIA 35 U.S.C. 112:
The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor of carrying out his invention.
Claims 1-19 are rejected under 35 U.S.C. 112(a) or 35 U.S.C. 112 (pre-AIA ), first paragraph, as failing to comply with the written description requirement. The claim(s) contains subject matter which was not described in the specification in such a way as to reasonably convey to one skilled in the relevant art that the inventor or a joint inventor, or for applications subject to pre-AIA 35 U.S.C. 112, the inventor(s), at the time the application was filed, had possession of the claimed invention. Claims 1, 18 and 19 recite the limitation “the 3D patterned structure comprises a plurality of optical interfaces having varies orientations”. Applicant has not pointed out where the amended claim is supported, nor does there appear to be supporting evidence for the limitation in the specification of the current application as published in US20240271926A1. Rather, the specification merely discloses a 3D patterned structure may have multiple layers that differ in thickness, shape, or depth. No mention is made of the orientation of any "optical interface" of the 3D pattern. If support for the limitation exists in the specification, the applicant is requested to point out such support in response to this Office Action. Claims 2-17 are rejected by virtue of their dependence on at least claim 1.
The following is a quotation of 35 U.S.C. 112(b):
(b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention.
The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph:
The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention.
Claim limitations “metrology unit” and “spectrum processing unit” in claim 19 invoke 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. However, the written description fails to disclose the corresponding structure, material, or acts for performing the entire claimed function and to clearly link the structure, material, or acts to the function. The specification discloses the metrology unit and spectrum processing unit may be implemented in computer hardware (paragraphs [0033], [0043]) but fails to disclose an algorithm or algorithms for performing the functions claimed. Therefore, the claim is indefinite and is rejected under 35 U.S.C. 112(b) or pre-AIA 35 U.S.C. 112, second paragraph.
Applicant may:
(a) Amend the claim so that the claim limitation will no longer be interpreted as a limitation under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph;
(b) Amend the written description of the specification such that it expressly recites what structure, material, or acts perform the entire claimed function, without introducing any new matter (35 U.S.C. 132(a)); or
(c) Amend the written description of the specification such that it clearly links the structure, material, or acts disclosed therein to the function recited in the claim, without introducing any new matter (35 U.S.C. 132(a)).
If applicant is of the opinion that the written description of the specification already implicitly or inherently discloses the corresponding structure, material, or acts and clearly links them to the function so that one of ordinary skill in the art would recognize what structure, material, or acts perform the claimed function, applicant should clarify the record by either:
(a) Amending the written description of the specification such that it expressly recites the corresponding structure, material, or acts for performing the claimed function and clearly links or associates the structure, material, or acts to the claimed function, without introducing any new matter (35 U.S.C. 132(a)); or
(b) Stating on the record what the corresponding structure, material, or acts, which are implicitly or inherently set forth in the written description of the specification, perform the claimed function. For more information, see 37 CFR 1.75(d) and MPEP §§ 608.01(o) and 2181.
Claim 19 is further rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention.
Claim 19 recites the limitation "a metrology unit" in lines 2 and 9. It is unclear whether the metrology unit in line 9 is the same unit in line 2, or a secondary unit, or something else. For purposes of examination below, the examiner is interpreting “a metrology unit” in line 2 to be intended to be “a metrology tool” instead. Paragraphs [0033] and [0044] of the specification disclose the metrology unit to be a computer software, whereas the metrology unit of line 2 is claimed to be measuring light, which a computer would not be capable of directly doing. Support for this interpretation can be found in paragraphs [0047], [0048], [0056], [0058], [0059], [0060], [0062], and [0063], where it is disclosed that a metrology tool measures the light reflected and produces corresponding wavelength-domain measurement data.
Claim Rejections - 35 USC § 103
In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status.
The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action:
A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made.
Claims 1-7, 9-11 and 18-19 are rejected under 35 U.S.C. 103 as being unpatentable over Barak (WO2020021411A1) in view of Chalmers (WO2006078471A2) and Fabrikant (US7099005B1).
Regarding claim 1, Barak teaches a method for semiconductor device metrology (page 1, paragraph 2), the method comprising:
measuring light reflected by a patterned structure of a semiconductor device (page 1, paragraph 2) producing corresponding wavelength-domain measurement data that include both spectral amplitude and spectral phase of the reflected light (page 1, paragraph 2);
creating a time-domain representation of the wavelength-domain measurement data using both the spectral amplitude and the spectral phase of the wavelength-domain measurement data (page 1, paragraph 2 discloses creating a time-domain representation of wavelength-domain data; page 2, paragraph 2 discloses the wavelength-domain data includes the spectral amplitude and spectral phase);
selecting one or more relevant values of the time-domain representation and at least one irrelevant portion of the time-domain representation of the time-domain representation (page 2, paragraph 3 explicitly discloses selecting a relevant portion ('earlier-in-time portion') of the time-domain representation and an irrelevant portion ('later-in-time' portion). This inherently includes selecting a relevant portion and an irrelevant portion.); wherein the one or more relevant values occur during one or more relevant time periods (page 1, paragraph 2 discloses the relevant data occurs during an "earlier-in-time" portion), wherein the 3D patterned structure comprises a plurality of optical interfaces having varied orientations (each face of the 3D structure would constitute an optical interface oriented in a different direction);
determining at least one parameter of the 3D patterned structure based on the one or more relevant areas and the corresponding relevant reference values (paragraph 3 discloses determining a parameter (structural anomaly) by comparing the time-domain data from the reflected light to reference time-domain data), wherein the determining is based on a difference between the at least two relevant reference value that correspond to the same relevant value.
Barak fails to teach the relevant values are peaks, wherein the one or more relevant peaks are associated with corresponding relevant reference peaks that are associated with different versions of a reference 3D patterned structure; wherein a similarity between the different versions of the reference 3D patterned structure exceeds a difference between the different versions of the reference 3D patterned structure; wherein at least two relevant reference peaks that correspond to a same relevant peak of the one or more relevant peaks differ from each other (page 2, paragraph 8 discloses identifying at least two points and using them to find the height of two targets).
However, in the same field of endeavor of semiconductor metrology, Chalmers teaches a method where a parameter of a semiconductor is determined based on the peaks of measurement data (page 44, lines 3-15).
Chalmers discloses the peak-finding method is well-known, and an example of the method is Gaussian fitting (page 38, lines 15-20). Gaussian fitting is a basic and fundamental fitting method. A person of ordinary skill in the art would be able to reasonably apply the Gaussian fitting method of finding peaks to the measured data taught in Barak and achieve predictable results of determining a peak in the data. Thus, it would be obvious for a person having ordinary skill in the art prior to the effective filing date to combine the method taught in Barak with the method of using peaks of the data taught in Chalmers as this is a fundamental method that is well-known with predictable results of finding peaks.
Barak as modified by Chalmers fails to teach the one or more relevant peaks are associated with corresponding relevant reference peaks that are associated with different versions of a reference 3D patterned structure; wherein a similarity between the different versions of the reference 3D patterned structure exceeds a difference between the different versions of the reference 3D patterned structure; wherein at least two relevant reference peaks that correspond to a same relevant peak of the one or more relevant peaks differ from each other.
However, in the same field of endeavor of semiconductor metrology, Fabrikant teaches a method where the relevant points (measured data) are associated with reference peaks of different versions of a reference pattern (column 7, lines 20-24 and blocks 102, 106 and 108, Fig. 2 disclose the comparison between measured value to a reference value; column 7, lines 16-18 disclose the reference values are taken over multiple wavelengths which would results in different versions of the structure). Further, Fabrikant teaches the versions are more similar than they are alike (column 9, lines 21) and the measured values may correspond to more than one reference value (column 8, lines 2-4).
Fabrikant discloses an advantage of the reference value comparison method is that it is a standard method (column 1, lines 55-65) and therefore saves time and effort when measuring a structure (column 9, lines 21-22; column 9, lines 35-43) Thus, it would be obvious for a person having ordinary skill in the art prior to the effective filing date to combine the method taught in Barak as modified by Chalmers with the relevant and reference value comparison method taught in Fabrikant as a way to save time and effort.
Regarding claim 2, Barak in view of Chalmers and Fabrikant teaches the method as explained above in claim 1, and further teaches determining one or more time- domain representation parameters based on the one or more relevant peaks (Barak: page 8, paragraph 2 discloses using the relevant portions of the data to determine a time-domain representation model, which would include parameters; Chalmers: page 44, lines 3-15 a method where a parameter of a semiconductor is determined based on the peaks of measurement data).
As discussed above, it would be obvious for a person having ordinary skill in the art prior to the effective filing date to combine the method taught in Barak with the method of using peaks of the data taught (Gaussian fitting) in Chalmers as finding peaks of measurement data to calculate relevant parameters is a fundamental method.
Regarding claim 3, Barak in view of Chalmers and Fabrikant teaches the method as explained above in claim 2, and further teaches the determining of the at least one parameter of the 3D patterned structure is based on the one or more time-domain representation parameters (Barak: page 3, paragraph 4 discloses determining a parameter of the patterned structure from the time-domain representation parameters).
Regarding claim 4, Barak in view of Chalmers and Fabrikant teaches the method as explained above in claim 2, and further teaches the at least one parameter of the 3D patterned structure are a function of the one or more time-domain representation parameters (Barak: page 8, paragraph 2 discloses using a model fitting (function) to find a parameter of the patterned structure from the time-domain representation data.).
Regarding claim 5, Barak in view of Chalmers and Fabrikant teaches the method as explained above in claim 1, and further teaches the different versions of the reference 3D patterned structure differ from each other by at least one a location of a layer (column 7, lines 16-18) and a width of the layer (step height and critical dimension - column 1, lines 66-67).
It is typical for metrology structure patterns to have different shaped/sized layers (Fabrikant: column 1, lines 50-61). Therefore, different versions of the reference structure would be needed to correspond to each layer. Thus, it would be obvious for a person having ordinary skill in the art prior to the effective filing date to combine the method of Barak as modified by Chalmers with the different reference layers taught in Fabrikant in order to account for the different shapes and sizes of pattern layers.
Regarding claim 6, Barak in view of Chalmers and Fabrikant teaches the method as explained above in claim 1, and further the 3D patterned structure is ideally identical to one of the different versions of the reference 3D patterned structure (Fabrikant: column 9, lines 56-65 discloses using the same bottom and top structure shape as the reference structure in order to use the same reference values).
Fabrikant discloses that using identical structures saves time and effort by not recalculating the reference values for each structure (column 9, lines 59-75). Thus, it would be obvious for a person having ordinary skill in the art prior to the effective filing date to combine the method of Barak as modified by Chalmers with the actual structure essentially identical to the reference structure method taught in Fabrikant as it saves time and effort.
Regarding claim 7, Barak in view of Chalmers and Fabrikant teaches the method as explained above in claim 1, and further teaches one or more differences between the at least two relevant reference peaks that correspond to the same relevant peak (Fabrikant: column 8, lines 2-4) are indicative of one or more parameters of the 3D patterned structure (Barak: page 2, paragraph 8 discloses identifying at least two points and using them to find the height of two targets).
Chalmers discloses that multiple reference values give multiple options for the best fit (column 8, line 1), thus ensuring the best model is found. Thus, it would be obvious for a person having ordinary skill in the art prior to the effective filing date to combine the method of Barak as modified by Chalmers with the multiple reference values for one relevant value taught in Fabrikant in order to ensure the best model is found.
Regarding claim 9, Barak in view of Chalmers and Fabrikant teaches the method as explained above in claim 1, and further teaches the determining of the at least one parameter of the 3D patterned structure is executed without applying a machine learning process (Barak: page 3, paragraph 4 discloses determining a parameter of the structure using a "predetermined" model, and does not disclose this model is a machine learning model.).
Regarding claim 10, Barak in view of Chalmers and Fabrikant teaches the method as explained above in claim 1, and further teaches the determining of the at least one parameter of the 3D patterned structure comprises selecting a best matching reference 3D patterned structure of the different versions of the reference 3D patterned structure (Fabrikant: column 6, lines 40-42).
Fabrikant discloses selecting a best match is necessary in order to create an educated guess rather than a random one, optimizing the estimation process (column 7, lines 24-26). Thus, it would be obvious to a person having ordinary skill in the art prior to the effective filing date to combine the method of Barak as modified by Chalmers with the best match method taught in Fabrikant in order to optimize the estimation process of the parameter.
Regarding claim 11, Barak in view of Chalmers and Fabrikant teaches the method as explained above in claim 1, and further teaches he creating of the time-domain representation comprises applying a wavelength domain to time domain conversion (Barak: step 316, Fig. 3B; page 10, paragraph 3), wherein the wavelength domain to time domain conversion is set based on penetration depths of different wavelength components of the light (Barak: page 2, paragraph 5 discloses the model of the data a wavelength domain to time domain conversion is applied (time-filtered wavelength domain measurement data) may only model an upper layer).
Regarding claim 18, Barak teaches non-transitory computer readable medium that stores instructions (page 4, paragraph 5) for:
measuring light reflected by a patterned structure of a semiconductor device (page 1, paragraph 2) producing corresponding wavelength-domain measurement data that include both spectral amplitude and spectral phase of the reflected light (page 1, paragraph 2);
creating a time-domain representation of the wavelength-domain measurement data using both the spectral amplitude and the spectral phase of the wavelength-domain measurement data (page 1, paragraph 2 discloses creating a time-domain representation of wavelength-domain data; page 2, paragraph 2 discloses the wavelength-domain data includes the spectral amplitude and spectral phase);
selecting one or more relevant values of the time-domain representation and at least one irrelevant portion of the time-domain representation of the time-domain representation (page 2, paragraph 3 explicitly discloses selecting a relevant portion ('earlier-in-time portion') of the time-domain representation and an irrelevant portion ('later-in-time' portion). This inherently includes selecting a relevant portion and an irrelevant portion.); wherein the one or more relevant values occur during one or more relevant time periods (page 1, paragraph 2 discloses the relevant data occurs during an "earlier-in-time" portion), wherein the 3D patterned structure comprises a plurality of optical interfaces having varied orientations (each face of the 3D structure would constitute an optical interface oriented in a different direction);
determining at least one parameter of the 3D patterned structure based on the one or more relevant areas and the corresponding relevant reference values (paragraph 3 discloses determining a parameter (structural anomaly) by comparing the time-domain data from the reflected light to reference time-domain data), wherein the determining is based on a difference between the at least two relevant reference value that correspond to the same relevant value.
Barak fails to teach the relevant values are peaks, wherein the one or more relevant peaks are associated with corresponding relevant reference peaks that are associated with different versions of a reference 3D patterned structure; wherein a similarity between the different versions of the reference 3D patterned structure exceeds a difference between the different versions of the reference 3D patterned structure; wherein at least two relevant reference peaks that correspond to a same relevant peak of the one or more relevant peaks differ from each other (page 2, paragraph 8 discloses identifying at least two points and using them to find the height of two targets).
However, Chalmers teaches a method where a parameter of a semiconductor is determined based on the peaks of measurement data (page 44, lines 3-15).
Chalmers discloses the peak-finding method is well-known, and an example of the method is Gaussian fitting (page 38, lines 15-20). Gaussian fitting is a basic and fundamental fitting method. A person of ordinary skill in the art would be able to reasonably apply the Gaussian fitting method of finding peaks to the measured data taught in Barak and achieve predictable results of determining a peak in the data. Thus, it would be obvious for a person having ordinary skill in the art prior to the effective filing date to combine the method taught in Barak with the method of using peaks of the data taught in Chalmers as this is a fundamental method that is well-known with predictable results of finding peaks.
Barak as modified by Chalmers fails to teach the one or more relevant peaks are associated with corresponding relevant reference peaks that are associated with different versions of a reference 3D patterned structure; wherein a similarity between the different versions of the reference 3D patterned structure exceeds a difference between the different versions of the reference 3D patterned structure; wherein at least two relevant reference peaks that correspond to a same relevant peak of the one or more relevant peaks differ from each other.
However, Fabrikant teaches a method where the relevant points (measured data) are associated with reference peaks of different versions of a reference pattern (column 7, lines 20-24 and blocks 102, 106 and 108, Fig. 2 disclose the comparison between measured value to a reference value; column 7, lines 16-18 disclose the reference values are taken over multiple wavelengths which would results in different versions of the structure). Further, Fabrikant teaches the versions are more similar than they are alike (column 9, lines 21) and the measured values may correspond to more than one reference value (column 8, lines 2-4).
Fabrikant discloses an advantage of the reference value comparison method is that it is a standard method (column 1, lines 55-65) and therefore saves time and effort when measuring a structure (column 9, lines 21-22; column 9, lines 35-43) Thus, it would be obvious for a person having ordinary skill in the art prior to the effective filing date to combine the method taught in Barak as modified by Chalmers with the relevant and reference value comparison method taught in Fabrikant as a way to save time and effort.
Regarding claim 19, Barak teaches a system for metrology (page 3, last paragraph), the system comprises:
a metrology unit (the examiner is interpreting this to be a metrology tool – see explanation above regarding the 112(b) rejection of claim 19; page 6, lase paragraph through page 7, first paragraph disclose a metrology tool) that is configured to measure light reflected by a patterned structure of a semiconductor device and to produce corresponding wavelength-domain measurement data that include both spectral amplitude and spectral phase of the reflected light (page 2, paragraph 2 discloses producing wavelength-domain measurement data include the spectral amplitude and spectral phase; page 3, last paragraph discloses the structure to perform this data production; page 7, first paragraph discloses this measurement is done by a metrology tool);
a spectrum processing unit (page 3, last paragraph discloses a spectrum processing unit) configured to create a time-domain representation of the wavelength-domain measurement data using both the spectral amplitude and the spectral phase of the wavelength-domain measurement data (last paragraph, page 3) and a metrology unit (page 3, last paragraph discloses a metrology unit) that is configured to:
select one or more relevant peaks of the time-domain representation and at least one irrelevant portion of the time-domain representation wherein the one or more relevant peaks occur during one or more relevant time periods (page 1, paragraph 2 discloses the relevant data occurs during an "earlier-in-time" portion; page 3, last paragraph discloses this distinction is performed by a spectrum processing unit); and
determine at least one parameter of the 3D patterned structure based on the one or more relevant peaks and the corresponding relevant reference peaks (paragraph 3 discloses determining a parameter (structural anomaly) by comparing the time-domain data from the reflected light to reference time-domain data), wherein the determining is based on a difference between the at least two relevant reference peaks that correspond to the same relevant peak (page 2, paragraph 8 discloses identifying at least two points and using them to find the height of two targets).
Barak fails to teach wherein the one or more relevant peaks are associated with corresponding relevant reference peaks that are associated with different versions of a reference 3D patterned structure, wherein the 3D patterned structure comprises a plurality of optical interfaces having varied orientations wherein a similarity between the different versions of the reference 3D patterned structure exceeds a difference between the different versions of the reference 3D patterned structure wherein at least two relevant reference peaks that correspond to a same relevant peak of the one or more relevant peaks differ from each other.
However, Chalmers teaches a method where a parameter of a semiconductor is determined based on the peaks of measurement data (page 44, lines 3-15).
Chalmers discloses the peak-finding method is well-known, and an example of the method is Gaussian fitting (page 38, lines 15-20). Gaussian fitting is a basic and fundamental fitting method. A person of ordinary skill in the art would be able to reasonably apply the Gaussian fitting method of finding peaks to the measured data taught in Barak and achieve predictable results of determining a peak in the data. Thus, it would be obvious for a person having ordinary skill in the art prior to the effective filing date to combine the method taught in Barak with the method of using peaks of the data taught in Chalmers as this is a fundamental method that is well-known with predictable results of finding peaks.
Barak as modified by Chalmers fails to teach the one or more relevant peaks are associated with corresponding relevant reference peaks that are associated with different versions of a reference 3D patterned structure; wherein a similarity between the different versions of the reference 3D patterned structure exceeds a difference between the different versions of the reference 3D patterned structure; wherein at least two relevant reference peaks that correspond to a same relevant peak of the one or more relevant peaks differ from each other.
However, Fabrikant teaches a method where the relevant points (measured data) are associated with reference peaks of different versions of a reference pattern (column 7, lines 20-24 and blocks 102, 106 and 108, Fig. 2 disclose the comparison between measured value to a reference value; column 7, lines 16-18 disclose the reference values are taken over multiple wavelengths which would results in different versions of the structure). Further, Fabrikant teaches the versions are more similar than they are alike (column 9, lines 21) and the measured values may correspond to more than one reference value (column 8, lines 2-4).
Fabrikant discloses an advantage of the reference value comparison method is that it is a standard method (column 1, lines 55-65) and therefore saves time and effort when measuring a structure (column 9, lines 21-22; column 9, lines 35-43) Thus, it would be obvious for a person having ordinary skill in the art prior to the effective filing date to combine the method taught in Barak as modified by Chalmers with the relevant and reference value comparison method taught in Fabrikant as a way to save time and effort.
Claim 8 is rejected under 35 U.S.C. 103 as being unpatentable over Barak (WO2020021411A1) in view of Chalmers (WO2006078471A2) and Fabrikant (US7099005B1) as applied to claim 1 above, and further in view of Li (KR20070104067A).
Regarding claim 8, Barak in view of Chalmers and Fabrikant teaches the method as explained above in claim 1, but fails to teach the determining of the at least one parameter of the 3D patterned structure comprising applying a machine learning process.
However, in the same field of semiconductor metrology, Li teaches a method where a machine learning system is used to determine parameters of a structure on a semiconductor (paragraph [0012]).
Li discloses the machine learning application is used as quality assurance. Thus, it would be obvious for a person having ordinary skill in the art prior to the effective filing date to combine the method of Barak as modified by Chalmers with the machine learning process taught in Li for quality assurance.
Claim 12-17 are rejected under 35 U.S.C. 103 as being unpatentable over Barak (WO2020021411A1) in view of Chalmers (WO2006078471A2) and Fabrikant (US7099005B1) as applied to claim 1 above, and further in view of Kane (US6369891B1).
Regarding claim 12, Barak in view of Chalmers and Fabrikant teaches the method as explained above in claim 1, but fails to teach generating a time-domain representation signature based on one or more parameters related to the one or more relevant peaks.
However, in the same field of endeavor of semiconductor metrology, Kane teaches a time domain representation signature (frequency signature) based on the relevant points (waveform signal; column 1, lines 48-49).
Kane discloses an advantage to the signature method is to determine accuracy of the metrology device (column 1, lines 49-52). Thus, it would be obvious to a person having ordinary skill in the art prior to the effective filing date to combine the method of Barak as modified by Chalmers and Fabrikant with the signature method taught in Kane in order to determine the accuracy of the metrology device used.
Regarding claim 13, Barak in view of Chalmers, Fabrikant and Kane teaches the method as explained above in claim 12, and further teaches the determining of the at least one parameter of the 3D patterned structure is based on the time-domain representation signature (Kane: column 5, lines 20-21 disclose the frequency signature is indicative of a pattern on the object being measured, for example the line width of the pattern as disclosed in column 5, lines 30-33).
Kane discloses an advantage of the parameter determination based on the time-domain signature is ensuring accuracy (column 5, lines 36-40). Thus, it would be obvious to a person having ordinary skill in the art prior to the effective filing date to combine the method of Barak as modified by Chalmers, Fabrikant and Kane with the parameter determination method disclosed by Kane as it provides a way to ensure the determination is accurate.
Regarding claim 14, Barak in view of Chalmers, Fabrikant and Kane teaches the method as explained above in claim 12,and further teaches obtaining reference signatures (Kane: frequency signature template - column 1, lines 37-44) of the different versions of the reference 3D patterned structure (Fabrikant: column 7, lines 16-18).
It would be obvious for a person having ordinary skill in the art prior to the effect filing date to combine the method taught in Barak in view of Chalmers, Fabrikant and Kane with the use of multiple different version of the reference structure taught in Fabrikant as a way to create a complete library of reference structures for comparison (Fabrikant: column 7, 16-18), ensuring there was a reference for all measured data.
It would be obvious for a person having ordinary skill in the art prior to the effective filing date to combine the method taught in Barak in view of Chalmers with the reference signature method taught in Kane because reference signatures allow a simple way to ensure accuracy when determining structure parameters (Kane: column 5, lines 36-40).
Regarding claim 15, Barak in view of Chalmers, Fabrikant and Kane teaches the method as explained above in claim 14, and further teaches determining of the at least one parameter of the 3D patterned structure is based on the time-domain representation signature and on the reference signatures of the different versions of the reference 3D patterned structure (Kane: column 5, lines 33-36).
The comparison of signatures taught in Kane enables an easy and simple way of ensuring accuracy of the parameter determination (column 5, lines 36-40). Thus, it would be obvious for a person having ordinary skill in the art prior to the effective filing date to combine the method taught in Barak as modified by Chalmers, Fabrikant and Kane with the comparison of signatures taught in Kane as an easy and simple way of ensuring accuracy of the parameter determination.
Regarding claim 16, Barak in view of Chalmers and Fabrikant teaches the method as explained above in claim 14, and further teach determining of the at least one parameter of the 3D patterned structure comprises searching for a best matching reference signatures (Kane – frequency signature template – column 1, lines 37-44) out of the reference signatures of the different versions of the reference 3D patterned structure (Fabrikant: column 7, lines 22-23 discloses determining a parameter by finding a parameter by determining the best match to a reference value of different version of a structure).
As discussed above, it would be obvious for a person having ordinary skill in the art prior to the effective filing date to combine the method taught in Barak as modified by Chalmers, Fabrikant and Kane with the best matching method taught in Fabrikant as estimating a best match of enables an optimized estimation process for finding a parameter.
As discussed above, it would be obvious for a person having ordinary skill in the art prior to the effective filing date to combine the method taught in Barak as modified by Chalmers and Fabrikant with the reference signature taught in Kane reference signatures provides a way to ensure the determination is accurate.
Regarding claim 17, Barak in view of Chalmers, Fabrikant and Kane teaches the method as explained above in claim 12, and further teaches the one or more parameters are determined to distinguish between different versions of the reference 3D patterned structure (Fabrikant: column 7, lines 16-18 disclose the reference values are taken over different wavelengths of light. Different wavelengths of light would result in different versions of the same reference structure. Column 7, lines 18-21 disclose parameters such as critical dimension and height are measured for each version.).
Fabrikant discloses this method is used to find a best match for the values or a starting point for a nonlinear regression (column 7, lines 24-29), both common techniques in the field of modeling and fitting. It would be obvious for a person having ordinary skill in the art prior to the effective filing date to combine the device taught in Barak as modified by Chalmers, Fabrikant and Kane as it allows a best match to be found.
Conclusion
Applicant’s amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a).
A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action.
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/ALEXANDRIA MENDOZA/Examiner, Art Unit 2877 /MICHELLE M IACOLETTI/Supervisory Patent Examiner, Art Unit 2877