Prosecution Insights
Last updated: April 19, 2026
Application No. 18/570,446

FILTER UNIT FOR WIDEBAND MULTICARRIER TDD OPERATION

Non-Final OA §103
Filed
Dec 14, 2023
Examiner
JAIN, RAJ K
Art Unit
2411
Tech Center
2400 — Computer Networks
Assignee
Telefonaktiebolaget Lm Ericsson (Publ)
OA Round
1 (Non-Final)
88%
Grant Probability
Favorable
1-2
OA Rounds
3y 0m
To Grant
95%
With Interview

Examiner Intelligence

Grants 88% — above average
88%
Career Allow Rate
717 granted / 818 resolved
+29.7% vs TC avg
Moderate +8% lift
Without
With
+7.6%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
43 currently pending
Career history
861
Total Applications
across all art units

Statute-Specific Performance

§101
4.8%
-35.2% vs TC avg
§103
50.7%
+10.7% vs TC avg
§102
18.7%
-21.3% vs TC avg
§112
16.2%
-23.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 818 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-6,8,17-19,26 is/are rejected under 35 U.S.C. 103 as being unpatentable over Baringer et al (US 10211855 B2) hereinafter as Baringer in view of Carr et al (US 7236212 B2) hereinafter as Carr. Regarding claim(s) 1,26, Baringer discloses a filter unit for wideband multicarrier time-division duplexing operation (See Fig(s). 2 filter unit 36 for wideband multicarrier transmission.. See ¶ 12,29, the architecture 30 provides software programmable capabilities… for optimized performance in the signal band of interest and that can be tuned across a broad range of carrier frequencies. ), the filter unit comprising: a transmission multiplexer( See Fig(s). 2, with multiplexer 34), at least one circulator (38), and a filter bank (36), wherein the MXT and the filter bank are connected via the at least one circulator (See Fig(s). 2, with multiplexer 34, circulator 38 and filter bank 36 connected as shown), wherein the MXT is configured to receive a transmission wideband multicarrier signal as provided by at least one power amplifier and to provide a first bandpass filtered TX wideband multicarrier signal to the at least one circulator (See Fig(s). 2, the MXT 34 receives a multicarrier signal from the BPF 60 via the power amplifier 64, See ¶ 11), wherein the MXT comprises at least one first BP filter structure for first BP filtering of the TX wideband multicarrier signal (See Fig(s). 3, See ¶ 25, multiplexers 320, 325 split incoming signals into multiple paths covering different frequency ranges, which may be implemented using bandpass filters,) wherein the at least one circulator is configured to receive the first BP filtered TX wideband multicarrier signal from the MXT and provide the first BP filtered TX wideband multicarrier signal to the filter bank (See Fig(s). 2, Each signal path includes a circulator 38 that separates and directs the receive and transmit signals to the filter bank 36, See ¶ 10-11). wherein the filter bank is configured to receive the first BP filtered TX wideband multicarrier signal from the at least one circulator (See ¶ 2, signal passes from BPF 60 thru circulator 38 to the filter bank 36). Baringer fails to disclose second BP filtered TX wideband multicarrier signal towards an antenna port, wherein the filter bank comprises at least as many second BP filter structures as there are first BP filter structures for second BP filtering of the first BP filtered TX wideband multicarrier signal to provide the second BP filtered TX wideband multicarrier signal. Carr discloses second BP filtered TX wideband multicarrier signal towards an antenna port, wherein the filter bank comprises at least as many second BP filter structures as there are first BP filter structures for second BP filtering of the first BP filtered TX wideband multicarrier signal to provide the second BP filtered TX wideband multicarrier signal (See Fig(s). 19 Filter banks #1-3, See ¶ 312-313, A second bank of band pass filters 1934 removes spurious outputs.). Thus, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention, to incorporate the teachings of Carr within Baringer, so as to removes spurious outputs from first set of filter banks and thus having a more clean signal within desired frequency range. Regarding claim(s) 2, Baringer discloses (See Fig(s). 2) an input port , and wherein each of the at least one first BP filter structure (60) defines a respective first multiplexer channel (34) and is configured to, via the input port , receive the TX wideband multicarrier signal from the at least one PA (64), and BP filter the TX wideband multicarrier signal so as to provide the first BP filtered TX wideband multicarrier signal to the at least one circulator (38). Regarding claim(s) 3, Baringer discloses (See Fig(s). 2) wherein there are as many circulators (38) as there are first BP filter structures (60), and wherein each circulator (38) has a bandwidth being at least same as a bandwidth of the first multiplexer channel of the BP filter from which it receives the first BP filtered TX wideband multicarrier signal (See ¶ abstract, The system is used for wide bandwidth radio system designed to adapt to various global radio standards and, more particularly, to a cellular radio architecture that employs a combination of a single circulator, programmable band-pass sampling radio frequency (RF) ). Regarding claim(s) 4, Carr discloses wherein each second BP filter structure (See Fig(s). 19, filter bank #2) defines a respective second multiplexer channel and is configured to receive the first BP filtered TX wideband multicarrier signal from the circulator (See Fig(s). 2 of Baringer with circulator 38) to which it is connected, and for second BP filtering of the first BP filtered TX wideband multicarrier signal so as to provide the second BP filtered TX wideband multicarrier signal towards the antenna port (See Fig(s). 19 Filter banks #1-3, See ¶ 312-313, A second bank of band pass filters 1934 removes spurious outputs.). Reasons for combining same as claim 1. . Regarding claim(s) 5, Carr discloses the filter unit (See Fig(s). 19) further comprises an output port (1914) wherein the filter bank (filter banks #1-3) is configured to receive a reception wideband multicarrier signal from the antenna port (1906), and to provide a second BP filtered RX wideband multicarrier signal to the at least one circulator (See Fig(s). 2 of Baringer with circulator 38), wherein the second BP filter structure is configured for second BP filtering of the RX wideband multicarrier signal (See ¶ 25, multiple paths covering different frequency ranges, which may be implemented using bandpass filters) ; and wherein the at least one circulator (See Baringer Fig(s). 2, circulator 38) is configured to receive the second BP filtered RX wideband multicarrier signal from the filter bank and provide the second BP filtered RX wideband multicarrier signal towards the output port. Reasons for combining same as claim 1. Regarding claim(s) 6, Carr discloses wherein the filter unit further comprises at least as many low noise amplifiers (LNAs as there are circulators, wherein there is at least one LNA connected between each of the at least one circulator (320) and the output port (See Fig(s). 35, LNA 3502). Thus, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention, to incorporate the teachings of Carr within Baringer, these signals are used to program the attenuator to various levels of attenuation, and for an output smoothness control. Regarding claim(s) 8, Carr discloses a reception multiplexer wherein the MXR is configured to receive the second BP filtered RX wideband multicarrier signal from the at least one circulator , and to provide a third BP filtered RX wideband multicarrier signal to the output port , wherein the MXR () comprises at least one third BP filter structure for third BP filtering of the second BP filtered RX wideband multicarrier signal (See Fig(s). 19 with three filter banks #1-3 which can be incorporated within Baringer as appropriate) Reasons for combining same as claim 1. Regarding claim(s) 17, Baringer discloses wherein the filter unit (300) further comprises as many switches as there are circulators, wherein there is one switch connected between each of the at least one circulator and the output port for selectively switching operation of the filter unit between transmission of the TX wideband multicarrier signal and reception of the RX wideband multicarrier signal (See Fig(s). 1 switch 14, Fig. 2 switch 66, See ¶ 12, switch 66 that directs the signal to a selected power amplifier 64 optimized for the transmitted signal frequency band. In this embodiment, three signal paths have been selected, however, the transmitter module 48 could be implemented using any number of signal paths. The amplified signal is sent to the particular circulator 38). Regarding claim(s) 18, Baringer discloses wherein there are at least three first BP filter structures (311) defining as many first multiplexer channels, each covering its own one or more LTE frequency band (See Fig(s). 2, BPF 60, while a single BPF is shown for illustration, however multiple BPF are possible as needed). Regarding claim(s) 19, Baringer discloses wherein there are three first multiplexer channels covering LTE frequency bands B41H, B43C and B79B, respectively (See ¶ 12, The architecture 30 meets current cellular wireless access protocols across the 0.4-2.6 GHz frequency range by dividing the frequency range into three non-continuous bands.). Claim(s) 7,27-29 is/are rejected under 35 U.S.C. 103 as being unpatentable over Baringer et al (US 10211855 B2) hereinafter as Baringer in view of Carr et al (US 7236212 B2) hereinafter as Carr, further in view of Mansour et al (US 9761921 B2) hereinafter as Mansour. Mansour discloses a lowpass filter, and a high pass filter, wherein the LP filter is connected between one of the at least one circulator and one of the LNAs , and wherein the HP filter is connected between the same one of the at least one circulator and another one of the LNAs (See ¶ 39, subfilters can be low-pass or high-pass subfilters instead of bandpass subfilters. FIG. 7A shows an embodiment using two low-pass subfilter frequency responses 12″, 14″, and FIG. 7B shows an example embodiment using two high-pass subfilter frequency responses 12′″, 14′″. In all these embodiments, the subfilters can be electronically tunable.) .The transmit frequency band of a bandpass filter (between the two cutoffs or passband). Thus, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention, to incorporate the teachings of Mansour within Baringer, so as to more precisely define the desired passband frequency for maximum gain. Allowable Subject Matter Claim(s) 9-13 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Raj Jain whose telephone number is (571) 272-3145. The examiner can normally be reached on M-Th ~8 ~6. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Derrick Ferris can be reached on 571-272-3123. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from Patent Center. Status information for published applications may be obtained from Patent Center. Status information for unpublished applications is available through Patent Center for authorized users only. Should you have questions about access to Patent Center, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) Form at https://www.uspto.gov/patents/uspto-automated- interview-request-air-form. /RAJ JAIN/ Primary Examiner, Art Unit 2411
Read full office action

Prosecution Timeline

Dec 14, 2023
Application Filed
Dec 17, 2025
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12568472
CHANNEL STATE INFORMATION REPORTING BASED ON SUB-RESOURCE POOLS FOR SIDELINK COMMUNICATIONS
2y 5m to grant Granted Mar 03, 2026
Patent 12568514
WIRELESS COMMUNICATION MANAGEMENT APPARATUS, WIRELESS COMMUNICATION MANAGEMENT METHOD, AND WIRELESS COMMUNICATION MANAGEMENT PROGRAM
2y 5m to grant Granted Mar 03, 2026
Patent 12568512
Method and Apparatus for Determining Sidelink Transmission Resource
2y 5m to grant Granted Mar 03, 2026
Patent 12563561
SIGNALING ASPECTS OF APERIODIC CSI REPORTING TRIGGERED BY A DOWNLINK GRANT
2y 5m to grant Granted Feb 24, 2026
Patent 12563578
METHOD AND DEVICE FOR RESERVING RESOURCES IN NR V2X
2y 5m to grant Granted Feb 24, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
88%
Grant Probability
95%
With Interview (+7.6%)
3y 0m
Median Time to Grant
Low
PTA Risk
Based on 818 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month