Prosecution Insights
Last updated: April 19, 2026
Application No. 18/573,115

IMAGING ELEMENT AND ELECTRONIC DEVICE

Non-Final OA §102§103
Filed
Dec 21, 2023
Examiner
HENRY, CALEB E
Art Unit
2818
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Sony Semiconductor Solutions Corporation
OA Round
1 (Non-Final)
86%
Grant Probability
Favorable
1-2
OA Rounds
2y 5m
To Grant
93%
With Interview

Examiner Intelligence

Grants 86% — above average
86%
Career Allow Rate
1052 granted / 1217 resolved
+18.4% vs TC avg
Moderate +6% lift
Without
With
+6.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
48 currently pending
Career history
1265
Total Applications
across all art units

Statute-Specific Performance

§101
1.1%
-38.9% vs TC avg
§103
49.8%
+9.8% vs TC avg
§102
36.3%
-3.7% vs TC avg
§112
11.2%
-28.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1217 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Specification The title of the invention is not descriptive. A new title is required that is clearly indicative of the invention to which the claims are directed. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1, 6, 8, 10 and 11 are rejected under 35 U.S.C. 102(a)(2) as being anticipated by MASUDA (20180027157). PNG media_image1.png 531 767 media_image1.png Greyscale Regarding claim 1, MASUDA teaches an imaging element, comprising: photoelectric conversion regions (fig. 12: 42); and a recessed portion region (fig. 12: 48) that has a plurality of recessed portions (fig. 12 shows the multiple triangle shape portion in region 48) provided on a light-receiving surface side of the photoelectric conversion regions, wherein the recessed portions are provided in a shape with no intersecting parts in a plan view (please see triangle portions in figure above). Regarding claim 6, MASUDA teaches an imaging element according to claim 1, wherein the recessed portions have a dot shape in a plan view (bottom of recessed portion comes to a point). Regarding claim 8, MASUDA teaches an imaging element according to claim 1, wherein line widths of the recessed portions are uniform (please see figure above). Regarding claim 10, MASUDA teaches an imaging element according to claim 1, further comprising: trenches (fig. 12: 58) between the adjacent photoelectric conversion regions, wherein the recessed portions are provided in a shape that is not in contact with the trenches. Regarding claim 11, MASUDA teaches an imaging element according to claim 10, wherein the trenches include metal films (fig. 12: 49). Claim 16 is rejected under 35 U.S.C. 102(a)(2) as being anticipated by MASUDA (20180027157). Regarding claim 16, MASUDA teaches an electronic device, comprising: an imaging element that includes photoelectric conversion regions (fig. 12: 42), and a recessed portion region (fig. 12: 48) that has a plurality of recessed portions (fig. 12 shows the multiple triangle shape portion in region 48) provided on a light-receiving surface side of the photoelectric conversion regions, the recessed portions being provided in a shape with no intersecting parts in a plan view (please see triangle portions in figure above); and a processing unit (par. 44: 5) that processes a signal from the imaging element (par. 47-51). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 2-4 and 7 are rejected under 35 U.S.C. 103 as being unpatentable over MASUDA as applied to claim 1 above. Regarding claim 2, MASUDA, in the figure above, does not explicitly teach an imaging element according to claim 1, wherein the recessed portions are configured of first recessed portions formed into a linear shape in a first direction and second recessed portions formed into a linear shape in a second direction in a plan view, and the first recessed portions and the second recessed portions are provided in a shape with no intersecting parts. However, this limitation would have been obvious to PHOSITA, at the time of filing, since it amounts to a mere change in size and shape. The Federal Circuit held that, where the only difference between the prior art and the claims was a recitation of relative dimensions of the claimed device and a device having the claimed relative dimensions would not perform differently than the prior art device, the claimed device was not patentably distinct from the prior art device. It can be seen fig. 10 that area 48 has a modified shape, having dimensions more in line with the limitations of this claim. Regarding claim 3, MASUDA, in the figure above, does not explicitly teach an imaging element according to claim 2, wherein the shape including the first recessed portions and the second recessed portions is a quadrangular shape, and the first recessed portions and the second recessed portions are not provided at parts corresponding to vertexes of the quadrangular shape. However, this limitation would have been obvious to PHOSITA, at the time of filing, since it amounts to a mere change in size and shape. The Federal Circuit held that, where the only difference between the prior art and the claims was a recitation of relative dimensions of the claimed device and a device having the claimed relative dimensions would not perform differently than the prior art device, the claimed device was not patentably distinct from the prior art device. It can be seen fig. 10 that area 48 has a modified shape, having dimensions more in line with the limitations of this claim. Regarding claim 4, MASUDA teaches an imaging element according to claim 2, wherein the first recessed portions are provided between the second recessed portions (please see fig. 10 and figure above). Regarding claim 7, MASUDA, in the figure above, does not explicitly teach an imaging element according to claim 1, wherein the recessed portions have a circular shape in a plan view. However, this limitation would have been obvious to PHOSITA, at the time of filing, since it amounts to a mere change in size and shape. The Federal Circuit held that, where the only difference between the prior art and the claims was a recitation of relative dimensions of the claimed device and a device having the claimed relative dimensions would not perform differently than the prior art device, the claimed device was not patentably distinct from the prior art device. It can be seen fig. 10 that area 48 has a modified shape, having dimensions more in line with the limitations of this claim. Allowable Subject Matter Claim 5 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Claim 9 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Claim 12 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Claims 13-15 are objected to based on their dependency on claim 12. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to CALEB E HENRY whose telephone number is (571)270-5370. The examiner can normally be reached Mon-Fri. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Eva Montalvo can be reached at (571) 270-3829. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CALEB E HENRY/Primary Examiner, Art Unit 2818
Read full office action

Prosecution Timeline

Dec 21, 2023
Application Filed
Feb 19, 2026
Non-Final Rejection — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12604596
METHOD FOR MANUFACTURING A PEROVSKITE SOLAR CELL WITH AN IMPROVED HOLE TRANSPORT LAYER AND A PEROVSKITE SOLAR CELL WITH AN IMPROVED HOLE TRANSPORT LAYER MANUFACTURED BY THE SAME METHOD
2y 5m to grant Granted Apr 14, 2026
Patent 12604650
METHOD FOR MANUFACTURING THE LIGHT-EMITTING ELEMENT AND LIGHT-EMITTING DEVICE USING PHOTOLITHOGRAPHY TECHNIQUE
2y 5m to grant Granted Apr 14, 2026
Patent 12598801
SEMICONDUCTOR DEVICE OF PHYSICAL UNCLONABLE FUNCTION AND MANUFACTURING METHOD THEREOF
2y 5m to grant Granted Apr 07, 2026
Patent 12588440
SUBSTRATE PROCESSING METHOD AND SUBSTRATE PROCESSING APPARATUS FOR ETCHING USING OXDIZATION
2y 5m to grant Granted Mar 24, 2026
Patent 12584068
COMPOUND FOR ORGANIC ELECTRIC ELEMENT, ORGANIC ELECTRIC ELEMENT USING THE SAME, AND AN ELECTRONIC DEVICE THEREOF
2y 5m to grant Granted Mar 24, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
86%
Grant Probability
93%
With Interview (+6.2%)
2y 5m
Median Time to Grant
Low
PTA Risk
Based on 1217 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month