Prosecution Insights
Last updated: October 02, 2026
Application No. 18/574,020

ANALYSIS DEVICE AND ANALYSIS METHOD

Non-Final OA §102§103
Filed
Aug 05, 2024
Priority
Jun 23, 2021 — JP 2021-104384 +1 more
Examiner
AMARA, MOHAMED K
Art Unit
2877
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Horiba Ltd.
OA Round
3 (Non-Final)
76%
Grant Probability
Favorable
3-4
OA Rounds
4m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 76% — above average
76%
Career Allowance Rate
542 granted / 715 resolved
+7.8% vs TC avg
Strong +30% interview lift
Without
With
+29.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
43 currently pending
Career history
758
Total Applications
across all art units

Statute-Specific Performance

§101
3.1%
-36.9% vs TC avg
§103
59.7%
+19.7% vs TC avg
§102
8.2%
-31.8% vs TC avg
§112
28.8%
-11.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 715 resolved cases

Office Action

§102 §103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination 1- A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 08/06/2026 has been entered. Amendment 2- The Request for Continued Examination amendment has been entered and fully considered. Claims 1-14 remain pending in the application, where the independent claims have been amended. Response to Arguments 3- Applicants’ amendments and their corresponding arguments with respect to the rejections of the pending claims under 35 USC § 102 and 103 have been fully considered but are found not persuasive to overcome the prior art used in the previous office action, despite the fact that the amendments changed the scope of the invention, especially for the dependent claims. Therefore, the amendments necessitated, upon further consideration, new grounds of rejection using additional teachings/suggestions from the same references of the previous office action. The new limitations are addressed in the rejections here under in more details. 4- Here is a brief response to the Arguments presented by the Applicants to explain further the rationale behind the new rejections and the Examiner’s interpretations. Applicants argue in their response (pp. 7-8) Schachinger does not teach/suggest the claimed apparatus/method and insists on a) Schachinger does not expressly disclose a housing having an internal space that houses the claimed filling, irradiation and propagation units. Also, b) Applicants contend that the rejection relies on the same structures for different claim elements. The Examiner respectfully disagrees with Applicants and submits that a) Schachinger’s figures details of the disclosed apparatus with a general housing with walls containing all the different modules of the apparatus and does not need to expressly disclose this structure in the text of the document since the geometry and dimensions of the said housing is of no criticality to the apparatus in this particular case. Also, as to the same structures being relied upon for different claim elements, Examiner insists that the claim elements need to clearly be claimed as distinct, separate and/or different to one another, for a prior art structure to be construed as common or as covering a multiplicity of claimed elements. Claim Interpretation - 35 USC § 112 5- The following is a quotation of 35 U.S.C. 112(f): (f) Element in Claim for a Combination. – An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The following is a quotation of pre-AIA 35 U.S.C. 112, sixth paragraph: An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The claims in this application are given their broadest reasonable interpretation using the plain meaning of the claim language in light of the specification as it would be understood by one of ordinary skill in the art. The broadest reasonable interpretation of a claim element (also commonly referred to as a claim limitation) is limited by the description in the specification when 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is invoked. As explained in MPEP § 2181, subsection I, claim limitations that meet the following three-prong test will be interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph: (A) the claim limitation uses the term “means” or “step” or a term used as a substitute for “means” that is a generic placeholder (also called a nonce term or a non-structural term having no specific structural meaning) for performing the claimed function; (B) the term “means” or “step” or the generic placeholder is modified by functional language, typically, but not always linked by the transition word “for” (e.g., “means for”) or another linking word or phrase, such as “configured to” or “so that”; and (C) the term “means” or “step” or the generic placeholder is not modified by sufficient structure, material, or acts for performing the claimed function. Use of the word “means” (or “step”) in a claim with functional language creates a rebuttable presumption that the claim limitation is to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites sufficient structure, material, or acts to entirely perform the recited function. Absence of the word “means” (or “step”) in a claim creates a rebuttable presumption that the claim limitation is not to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is not interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites function without reciting sufficient structure, material or acts to entirely perform the recited function. Claim limitations in this application that use the word “means” (or “step”) are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. Conversely, claim limitations in this application that do not use the word “means” (or “step”) are not being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. 6- This application includes one or more claim limitations that do not use the word “means,” but are nonetheless being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, because the claim limitation(s) uses a generic placeholder that is coupled with functional language without reciting sufficient structure to perform the recited function and the generic placeholder is not preceded by a structural modifier. Such claim limitation(s) is/are: Filling unit, irradiation unit, propagation unit, purge gas introduction unit in claims 1-4, 7-8, 12, 14, Separation unit in claims 9-11, Because this/these claim limitation(s) is/are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, it/they is/are being interpreted to cover the corresponding structure described in the specification as performing the claimed function, and equivalents thereof. If applicant does not intend to have this/these limitation(s) interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, applicant may: (1) amend the claim limitation(s) to avoid it/them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph (e.g., by reciting sufficient structure to perform the claimed function); or (2) present a sufficient showing that the claim limitation(s) recite(s) sufficient structure to perform the claimed function so as to avoid it/them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. PNG media_image1.png 611 552 media_image1.png Greyscale [AltContent: arrow][AltContent: textbox (Partition plate)][AltContent: arrow][AltContent: textbox (Space wall/filling unit)][AltContent: rect][AltContent: arrow][AltContent: rect][AltContent: connector][AltContent: connector] Annotated Fig. 2 PNG media_image3.png 308 840 media_image3.png Greyscale [AltContent: textbox (Housing)][AltContent: arrow][AltContent: arrow] Annotated Fig. 2’ Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status (MPEP 706.02(m)). 7- The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. In addition, the functional recitation in the claims (e.g. "configured to" or "adapted to" or the like) that does not limit a claim limitation to a particular structure does not limit the scope of the claim. It has been held that the recitation that an element is "adapted to", "configured to", "designed to", or "operable to" perform a function is not a positive limitation but only requires the ability to so perform and may not constitute a limitation in a patentable sense. In re Hutchinson, 69 USPQ 139. (See MPEP 2111.04); see also In In re Giannelli, 739 F.3d 1375, 1378, 109 USPQ2d 1333, 1336 (Fed. Cir. 2014). Also, it should be noted that it has been held that a recitation with respect to the manner in which a claimed device is intended to be employed does not differentiate the claimed device from a prior art apparatus satisfying the claimed structural limitations Ex-parte Masham 2 USPQ2d 1647 1987). The claimed system in the instant application is capable of performing the claimed functionality, as is the prior art used in the present office action. The Examiner notes that where the patent office has reason to believe that a functional limitation asserted to be critical for establishing novelty in the claimed subject matter may, in fact, be an inherent characteristic of the prior art, it possesses the authority to require the applicant to prove that the subject matter shown to be in the prior art does not possess the characteristic relied on. In re Swinehart and sfiligoj, 169 USPQ 226 (C.C.P.A. 1971). 8- Claims 1-5, 9 and 13-14 are rejected under AIA 35 U.S.C. 102(a)(1) as being anticipated by Schachinger (PGPUB No. 2016/0091418, cited by Applicants), hereinafter Rosemount. As to claims 1 and 14, Rosemount teaches an analysis device, and its method of use for analyzing a gas to be measured (Abstract and Figs. 1-2), comprising: a filling unit (processing area/sample cell 118) configured to be filled with a sample gas containing the gas to be measured (¶ 11-12, 16-17); an irradiation unit (devices inside 104 in addition to light source 110/122) configured to emit measurement light to be used for analyzing the gas to be measured (¶ 11-12, 16-17); a propagation unit (108/115 and corresponding optics such as 116) disposed between the filling unit and the irradiation unit to form a propagation space that is configured to propagate the measurement light emitted from the irradiation unit to propagate to the filling unit (Fig. 2); a housing having an internal space that houses the filling unit (wall of 104 and that of internal space inside volume cell 118), the irradiation unit, and the propagation unit (Annotated Fig. 2 or Annotated Fig. 2’ added to explained further the construction of the taught housing), wherein a space between a wall of the housing and the filling unit is included in the internal space (see space indicated in the annotated Fig. 2); a purge gas introduction unit configured to introduce a purge gas into the propagation space; and an explosion-proof gas introduction unit configured to introduce an explosion-proof gas into the internal space (¶ 5, 12-19 for ex.; since the whole housing is considered to comprise the propagation space, the explosion-preventing gas, inert gas 106, introduced into 104/108 is considered to be initially purged into the internal space of the housing) (claim 2) further comprising a partition plate configured to separate the internal space of the housing into a first internal space in which the irradiation unit and the propagation unit exist, and a second internal space in which the filling unit exists (Annotated Fig. 2; with the separation plate between 103/108 and 118). (claim 3) wherein the housing and the propagation unit are constituted as an internal pressure explosion-proof container (¶10, 17 for ex.) (claims 4-5) further comprising a pressure switch configured to detect whether or not a pressure in the filling unit has become equal to or higher than a predetermined pressure lower than a pressure in the internal space of the housing; (claim 5) further comprising a first differential pressure gauge configured to measure a difference between a pressure adjacent to a purge gas outlet in the propagation space and a pressure in the internal space of the housing. (¶ 17-18; pressure sensors are used within the housing to monitor the pressure in any section of the housing and to necessarily detect pressure values for the housing to withstand explosive pressures, i.e. predetermined threshold pressure levels). (claim 9) further comprising a separating unit configured to separate the purge gas from a gas (¶14 suggests the inert gas 106 to be isolated from the gas the be measured in 118). (claim 13) wherein the gas to be measured is carbon dioxide, carbon monoxide, methane, sulfur dioxide, ammonia, nitrogen oxides, hydrogen chloride, water, ethane, acetylene, propane, ethylene, hexane, propylene, hydrogen sulfide, isobutene, methanol, phosgene, butane, chloroethylene, methyl nitrite, cyclohexane, butadiene, isobutane, isopentane, toluene, hydrogen, hydrogen fluoride, or trifluoropropene (the gases are considered as“material or article worked upon” which “does not limit apparatus claims”. See MPEP 2115). Claim Rejections - 35 USC § 103 9- The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under pre-AIA 35 U.S.C. 103(a) are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. 10- Claims 6, 8, 10-12 are rejected under AIA 35 U.S.C. 103 as being unpatentable over Rosemount As to claims 6, 12, Rosemount teaches the analysis device according to claim 1. Rosemount does not teach expressly further comprising a second differential pressure gauge configured to measure a difference between a pressure adjacent to an explosion-proof gas outlet in the internal space of the housing and a pressure outside the housing; (claim 12) further comprising: a first differential pressure gauge configured to measure a difference between a pressure adjacent to a purge gas outlet in the propagation space and a pressure in the internal space of the housing (even though one can consider the rejection of claim 5); a second differential pressure gauge configured to measure a difference between a pressure adjacent to an explosion-proof gas outlet in the internal space of the housing and a pressure outside the housing; and a pressure switch configured to detect whether or not a pressure in the filling unit has become equal to or more than a predetermined pressure lower than the pressure in the internal space of the housing (even though one can consider the rejection of claim 4), wherein the first differential pressure gauge, the second differential pressure gauge, and the pressure switch measure a magnitude relationship between the pressure in the internal space of the housing and the pressure outside the housing, a magnitude relationship between the pressure in the propagation space and the pressure in the internal space of the housing, a magnitude relationship between the pressure in the propagation space and the pressure in the internal space of the filling unit, and a magnitude relationship between the pressure in the internal space of the housing and the pressure in the internal space of the filling unit. However, Rosemount teaches using multiple pressure sensors in the different sections of the housing (¶ 18-19 for ex.) to measure different pressure values at different locations, i.e. necessarily presenting differential values, in order to prevent damaging explosive pressures. One PHOSITA would find it obvious to use the sensors, i.e. gauges, to measure differences between the pressure at a gas outlet and the atmospheric pressure, or between the different compartments of the device, to monitor pressure peaks and avoid accidental damages of the device (See MPEP § 2143 Sect. I. B-D). Therefore, it would have been obvious to one with ordinary skills in the art before the effective filing date of the instant application to use the apparatus of Rosemount in view of general art considerations so that the device further comprise a second differential pressure gauge configured to measure a difference between a pressure adjacent to an explosion-proof gas outlet in the internal space of the housing and a pressure outside the housing; further comprising: a first differential pressure gauge configured to measure a difference between a pressure adjacent to a purge gas outlet in the propagation space and a pressure in the internal space of the housing; a second differential pressure gauge configured to measure a difference between a pressure adjacent to an explosion-proof gas outlet in the internal space of the housing and a pressure outside the housing; and a pressure switch configured to detect whether or not a pressure in the filling unit has become equal to or more than a predetermined pressure lower than the pressure in the internal space of the housing, wherein the first differential pressure gauge, the second differential pressure gauge, and the pressure switch measure a magnitude relationship between the pressure in the internal space of the housing and the pressure outside the housing, a magnitude relationship between the pressure in the propagation space and the pressure in the internal space of the housing, a magnitude relationship between the pressure in the propagation space and the pressure in the internal space of the filling unit, and a magnitude relationship between the pressure in the internal space of the housing and the pressure in the internal space of the filling unit, with the advantage of effectively monitoring the pressures and avoid accidental damages. As to claims 8, 10-11, Rosemount teaches the analysis device according to claim 1. Rosemount does not teach expressly further comprising a fixing plate configured to fix the filling unit, the irradiation unit, and the propagation unit are fixed; (claim 10-11) wherein the separating unit is disposed outside the housing; wherein the separating unit is disposed inside the housing, and among components generated by separation of the gas using the separating unit, a remnant gas other than the purge gas is used as the explosion-proof gas. However, Rosemount teaches, in Fig. 2, all the optical components, i.e. electronics, light source/detector, optical windows and mirrors, and additional sensor to be fixed to interior surface or plates of the housing to prevent mechanical vibrations to independently misalign the components with respect to each other and alter the quality of the optical signals (See MPEP § 2143 Sect. I. B-D). Also, one PHOSITA would find it obvious to dispose the separation unit with handles outside of the housing for control/accessibility goals, or inside the housing to separate the different gases and select inert components as explosion-proof gases (See MPEP § 2143 Sect. I. B-D). Therefore, it would have been obvious to one with ordinary skills in the art before the effective filing date of the instant application to use the apparatus of Rosemount in view of general art considerations so that the device further comprises a fixing plate configured to fix the filling unit, the irradiation unit, and the propagation unit are fixed; wherein the separating unit is disposed outside the housing; wherein the separating unit is disposed inside the housing, and among components generated by separation of the gas using the separating unit, a remnant gas other than the purge gas is used as the explosion-proof gas, with the advantage of effectively reducing optical misalignments, thusly optimizing the optical measurements, and the advantage of separating the explosion-proof gases from the sample gases, respectively. 11- Claim 7 is rejected under AIA 35 U.S.C. 103 as being unpatentable over Rosemount in view of Shinoyama (JP 2013003303, cited by Applicants and of which an English translation is here used and enclosed) As to claim 7, Rosemount teaches the analysis device according to claim 1. Rosemount does not teach expressly wherein the propagation unit includes a mirror disposed in the propagation space to guide the measurement light to the filling unit, and the analysis device further comprises a jig configured to allow a tool that is configured to adjust the mirror to reach a position of the mirror in the propagation space. However, in a similar field of endeavor, Shinoyama discloses a photometer for a spectrometer (Abstract and Figs. 1-12), wherein mirrors (2 and 4 for ex.) are used to direct light within a propagation section (Figs. 1-12) and wherein a jig (34) is used for mechanical adjustment of optical components (¶ 7-8, 10, 23 for ex.) Therefore, it would have been obvious to one with ordinary skills in the art before the effective filing date of the instant application to use the apparatus of Rosemount in view of Shinoyama’s suggestions so that the propagation unit includes a mirror disposed in the propagation space to guide the measurement light to the filling unit, and the analysis device further comprises a jig configured to allow a tool that is configured to adjust the mirror to reach a position of the mirror in the propagation space, with the advantage of effectively adjusting the alignment of the optical components. Relevant Prior art WO 2023078704 A1 relevant to the use of neural networks/machine learning for data processing and measurement of target object characteristics. US 20110285998 and 20190113442 appear to teach also most of the claimed apparatus and its method of use but fail to disclose the specifics of the claimed invention. Conclusion The examiner has pointed out particular references contained in the prior art of record in the body of this action for the convenience of the applicant. Although the specified citations are representative of the teachings in the art and are applied to the specific limitations within the individual claim, other passages and figures may apply as well. Applicant should consider the entire prior art as applicable as to the limitations of the claims. It is respectfully requested from the applicant, in preparing the response, to consider fully the entire references as potentially teaching all or part of the claimed invention, as well as the context of the passage as taught by the prior art or disclosed by the examiner. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MOHAMED K AMARA whose telephone number is (571)272-7847. The examiner can normally be reached on Monday-Friday: 9:00-17:00. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Tarifur Chowdhury can be reached on (571-272-2287. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Mohamed K AMARA/ Primary Examiner, Art Unit 2877
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Prosecution Timeline

Aug 05, 2024
Application Filed
Dec 15, 2025
Non-Final Rejection mailed — §102, §103
Mar 03, 2026
Response Filed
Apr 09, 2026
Final Rejection mailed — §102, §103
Aug 06, 2026
Request for Continued Examination
Aug 07, 2026
Response after Non-Final Action
Aug 20, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Prosecution Projections

3-4
Expected OA Rounds
76%
Grant Probability
99%
With Interview (+29.8%)
2y 6m (~4m remaining)
Median Time to Grant
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