Prosecution Insights
Last updated: July 17, 2026
Application No. 18/575,060

SILICON CARBIDE SEMICONDUCTOR DEVICE AND METHOD FOR MANUFACTURING THE SAME

Non-Final OA §103
Filed
Dec 28, 2023
Priority
Sep 22, 2021 — JP 2021-154358 +1 more
Examiner
VALENZUELA, PATRICIA D
Art Unit
2812
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Hitachi Ltd.
OA Round
1 (Non-Final)
90%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
92%
With Interview

Examiner Intelligence

Grants 90% — above average
90%
Career Allowance Rate
647 granted / 717 resolved
+22.2% vs TC avg
Minimal +2% lift
Without
With
+2.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 2m
Avg Prosecution
63 currently pending
Career history
794
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
86.7%
+46.7% vs TC avg
§102
4.8%
-35.2% vs TC avg
§112
1.8%
-38.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 717 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant's election without traverse of claims 1-6 in the reply filed on 04/16/26. Applicant’s election is acknowledged. Examiner notes, however, that given the application filed under §371, the restriction requirement dated 04/16/26 is withdrawn. Examiner will examine claims 1-7. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-7 is/are rejected under 35 U.S.C. 103 as being unpatentable over Watanabe(USPGPUB DOCUMENT: 2019/0081171, hereinafter Watanabe) in view of Bu (USPGPUB DOCUMENT: 2019/0229211, hereinafter Bu). Re claim 1 Watanabe discloses a silicon carbide[0003] semiconductor device comprising:a silicon carbide[0003] substrate of a first conductivity type[0078,0095]; a semiconductor layer formed on the silicon carbide[0003] substrate and containing silicon carbide[0003]; a first semiconductor region(4/12/5/6/2/3/13/14/15) of the first conductivity type[0078,0095] formed on an upper portion in the semiconductor layer; a second semiconductor region(4/12/5/6/2/3/13/14/15) of a second conductivity type[0078,0095] different from the first conductivity type[0078,0095], the second semiconductor region(4/12/5/6/2/3/13/14/15) being formed in the semiconductor layer from a lower end of the first semiconductor region(4/12/5/6/2/3/13/14/15); a third semiconductor region(4/12/5/6/2/3/13/14/15) of the first conductivity type[0078,0095] formed in the semiconductor layer under the second semiconductor region(4/12/5/6/2/3/13/14/15); a gate electrode(8) formed inside the insulating film(10/7);; a fourth semiconductor region(4/12/5/6/2/3/13/14/15) of the first conductivity type[0078,0095] formed in the silicon carbide[0003] substrate; a fifth semiconductor region(4/12/5/6/2/3/13/14/15) of the second conductivity type[0078,0095] formed in the third semiconductor region(4/12/5/6/2/3/13/14/15) below the second semiconductor region(4/12/5/6/2/3/13/14/15); and a sixth semiconductor region(4/12/5/6/2/3/13/14/15) of the first conductivity type[0078,0095] formed between the second semiconductor region(4/12/5/6/2/3/13/14/15) and the third semiconductor region(4/12/5/6/2/3/13/14/15) in the semiconductor layer, wherein the first semiconductor region(4/12/5/6/2/3/13/14/15), the gate electrode(8), the second semiconductor region(4/12/5/6/2/3/13/14/15), and the fourth semiconductor region(4/12/5/6/2/3/13/14/15) constitute a field effect transistor[0069], the first side surface is in contact with the second semiconductor region(4/12/5/6/2/3/13/14/15), the first side surface and the second side surface are alternately arranged in the first direction, the insulating film(10/7) includes a first insulating film(10/7) covering the first side surface, a second insulating film(10/7) covering the second side surface, and a third insulating film(10/7) covering a bottom surface of the trench, an impurity concentration[0060,0065,0072,0099] of the sixth semiconductor region(4/12/5/6/2/3/13/14/15) is higher than an impurity concentration[0060,0065,0072,0099] of the third semiconductor region(4/12/5/6/2/3/13/14/15) and lower than an impurity concentration[0060,0065,0072,0099] of the first semiconductor region(4/12/5/6/2/3/13/14/15), Watanabe does not discloses the second semiconductor region(4/12/5/6/2/3/13/14/15) being formed in the semiconductor layer from a lower end of the first semiconductor region(4/12/5/6/2/3/13/14/15) to an intermediate depth of the semiconductor layer; a trench formed from the upper surface of the semiconductor layer to an intermediate depth of the third semiconductor region(4/12/5/6/2/3/13/14/15), the trench including a first side surface and a second side surface facing each other in a first direction along the upper surface of the semiconductor layer; and a plurality of the trenches and a plurality of the fifth semiconductor region(4/12/5/6/2/3/13/14/15)s in contact with the trenches are formed side by side in the first direction, a film thickness of the second insulating film(10/7) is larger than a film thickness of the first insulating film(10/7) in the first direction, the fifth semiconductor region(4/12/5/6/2/3/13/14/15) is in contact with a first surface extending over the first side surface of the trench and a part of the bottom surface, and is separated from a second surface extending over the second side surface of the trench and another part of the bottom surface, the sixth semiconductor region(4/12/5/6/2/3/13/14/15) is in contact with the first side surface and the second side surface of the trench and is separated from a third side surface of the trench in a second direction intersecting the first direction in plan view, and the fifth semiconductor region(4/12/5/6/2/3/13/14/15) covers all corners of four corners of the bottom surface of the trench. Bu discloses a trench(11 of Bu) formed from the upper surface of the semiconductor layer It would have been obvious to one of ordinary skill in the art before the effective filling date of the invention to apply the teachings of Bu to the teachings of Watanabe in order to have the voltage withstanding property of the gate insulating film is improved and increase of the on-resistance caused by energization deterioration can be prevented [0011, Bu]. In doing so, a trench(11 of Bu) formed from the upper surface of the semiconductor layer to an intermediate depth of the third semiconductor region(4/12/5/6/2/3/13/14/15), the trench (11 of Bu) including a first side surface and a second side surface facing each other in a first direction along the upper surface of the semiconductor layer; and a plurality of the trenches and a plurality of the fifth semiconductor region(4/12/5/6/2/3/13/14/15)s in contact with the trenches(11 of Bu) are formed side by side in the first direction, , the fifth semiconductor region(4/12/5/6/2/3/13/14/15) is in contact with a first surface extending over the first side surface of the trench and a part of the bottom surface, and is separated from a second surface extending over the second side surface of the trench and another part of the bottom surface, the sixth semiconductor region(4/12/5/6/2/3/13/14/15) is in contact with the first side surface and the second side surface of the trench(11 of Bu) and is separated from a third side surface of the trench in a second direction intersecting the first direction in plan view, and the fifth semiconductor region(4/12/5/6/2/3/13/14/15) covers all corners of four corners of the bottom surface of the trench. Watanabe and Bu does not discloses the second semiconductor region(4/12/5/6/2/3/13/14/15) being formed in the semiconductor layer from a lower end of the first semiconductor region(4/12/5/6/2/3/13/14/15) to an intermediate depth of the semiconductor layer; a film thickness of the second insulating film(10/7) is larger than a film thickness of the first insulating film(10/7) in the first direction Although the combination of Watanabe and Bu does not discloses the second semiconductor region(4/12/5/6/2/3/13/14/15) being formed in the semiconductor layer from a lower end of the first semiconductor region(4/12/5/6/2/3/13/14/15) to an intermediate depth of the semiconductor layer; a film thickness of the second insulating film(10/7) is larger than a film thickness of the first insulating film(10/7) in the first direction, it would have been obvious to one of ordinary skill in the art before the effective filling date of the invention to disclose the second semiconductor region(4/12/5/6/2/3/13/14/15) being formed in the semiconductor layer from a lower end of the first semiconductor region(4/12/5/6/2/3/13/14/15) to an intermediate depth of the semiconductor layer; a film thickness of the second insulating film(10/7) is larger than a film thickness of the first insulating film(10/7) in the first direction as the result effective variable meet the claims as varied through routine experimentation in order to optimize the functionality of the device and when the prior art discloses the general conditions of the claimed invention, discovering the optimum or workable ranges involves only ordinary skill in the art to optimize in order to have the voltage withstanding property of the gate insulating film is improved and increase of the on-resistance caused by energization deterioration can be prevented [0011, Bu]. See MPEP 2144.05. Further, the specification contains no disclosure of either the critical nature of the claimed invention or any unexpected results arising therefrom. The law is replete with cases in which the difference between the claimed invention and the prior art is some range or other variable within the claims. In such a situation, the applicant must show that the particular range is critical, generally by showing that the claimed range achieves unexpected results relative to the prior art range. In reWoodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990) Re claim 2 Watanabe and Bu disclose the silicon carbide[0003] semiconductor device according to claim 1, further comprising:a source electrode formed on the semiconductor layer and connected to the first semiconductor region(4/12/5/6/2/3/13/14/15); and a seventh semiconductor region(4/12/5/6/2/3/13/14/15) of the first conductivity type[0078,0095] formed between the fifth semiconductor region(4/12/5/6/2/3/13/14/15)s adjacent to each other in the first direction, wherein each of the fifth semiconductor region(4/12/5/6/2/3/13/14/15) and the seventh semiconductor region(4/12/5/6/2/3/13/14/15) extends in the second direction, and a plurality of the source electrodes extend in the first direction and is arranged side by side in the second direction. Re claim 3 Watanabe and Bu disclose the silicon carbide[0003] semiconductor device according to claim 1, wherein the gate electrode(8) has a first portion extending in the second direction on the semiconductor layer and a second portion formed inside each of the plurality of trenches, andthe plurality of second portions of the gate electrode(8) are connected in parallel by the first portion of the gate electrode(8). Re claim 4 Watanabe and Bu disclose the silicon carbide[0003] semiconductor device according to claim 3, wherein the first portion of the gate electrode(8) is connected to each of the plurality of second portions of the gate electrode(8) immediately above an end of the trench in the second direction. Re claim 5 Watanabe and Bu disclose the silicon carbide[0003] semiconductor device according to claim 1, wherein in the second direction, a shortest distance from the third side surface to a terminal end of the fifth semiconductor region(4/12/5/6/2/3/13/14/15) in contact with the trench is equal to or longer than a distance between the third side surface and the gate electrode(8). Re claim 6 Watanabe and Bu disclose the silicon carbide[0003] semiconductor device according to claim 1, further comprising an eighth semiconductor region(4/12/5/6/2/3/13/14/15) of the second conductivity type[0078,0095] formed in contact with the second side surface in an upper portion in the semiconductor layer, wherein the eighth semiconductor region(4/12/5/6/2/3/13/14/15) is electrically connected to the second semiconductor region(4/12/5/6/2/3/13/14/15). Re claim 7 Watanabe discloses a method of manufacturing a silicon carbide[0003] semiconductor device, the method comprising:(a) preparing a semiconductor substrate including a silicon carbide[0003] substrate of a first conductivity type[0078,0095] and a semiconductor layer of the first conductivity type[0078,0095] formed on the silicon carbide[0003] substrate, containing silicon carbide[0003], and having a third semiconductor region(4/12/5/6/2/3/13/14/15) of the first conductivity type[0078,0095Re claim Watanabe and Bu disclose therein; (b) forming a first semiconductor region(4/12/5/6/2/3/13/14/15) of the first conductivity type[0078,0095] on an upper surface of the semiconductor layer, forming a second semiconductor region(4/12/5/6/2/3/13/14/15) of a second conductivity type[0078,0095] different from the first conductivity type[0078,0095] in the semiconductor layer from a lower end of the first semiconductor region(4/12/5/6/2/3/13/14/15) to an intermediate depth of the semiconductor layer, forming a sixth semiconductor region(4/12/5/6/2/3/13/14/15) of the first conductivity type[0078,0095] in the semiconductor layer from the lower end of the second semiconductor region(4/12/5/6/2/3/13/14/15) to the intermediate depth of the semiconductor layer, and forming a plurality of fifth semiconductor region(4/12/5/6/2/3/13/14/15)s of the second conductivity type[0078,0095] in the third semiconductor region(4/12/5/6/2/3/13/14/15) below the second semiconductor region(4/12/5/6/2/3/13/14/15);(c) (f) forming a gate electrode(8) made of the conductive film by removing a portion of the conductive film facing the second side surface; and (g) embedding a second insulating film(10/7) in a region (f), wherein the silicon carbide[0003] substrate includes a fourth semiconductor region(4/12/5/6/2/3/13/14/15) of the first conductivity type[0078,0095] inside, the first semiconductor region(4/12/5/6/2/3/13/14/15), the gate electrode(8), the second semiconductor region(4/12/5/6/2/3/13/14/15), and the fourth semiconductor region(4/12/5/6/2/3/13/14/15) constitute a field effect transistor[0069], the first side surface is in contact with the second semiconductor region(4/12/5/6/2/3/13/14/15), a plurality of the fifth semiconductor region(4/12/5/6/2/3/13/14/15)s, the first side surface and the second side surface are alternately arranged in the first direction, , an impurity concentration of the sixth semiconductor region(4/12/5/6/2/3/13/14/15) is higher than an impurity concentration of the third semiconductor region(4/12/5/6/2/3/13/14/15) and lower than an impurity concentration of the first semiconductor region(4/12/5/6/2/3/13/14/15), the gate electrode(8) has a first portion extending in the second direction the plurality of second portions of the gate electrode(8) are connected in parallel by the first portion of the gate electrode(8), Watanabe does not discloses forming a plurality of trenches including a first side surface and a second side surface facing each other in a first direction along the upper surface of the semiconductor layer from the upper surface of the semiconductor layer to an intermediate depth of the third semiconductor region(4/12/5/6/2/3/13/14/15); (d) forming a first insulating film(10/7) covering a side surface and a bottom surface of the trench; (e) forming a conductive film inside the trench and on the upper surface of the semiconductor layer via the first insulating film(10/7);(g) embedding a second insulating film(10/7) in a region in the trench from which the conductive film has been removed in and a plurality of the trenches and a plurality of the fifth semiconductor region(4/12/5/6/2/3/13/14/15)s in contact with the trenches are formed side by side in the first direction, the fifth semiconductor region(4/12/5/6/2/3/13/14/15) is in contact with a first surface extending over the first side surface of the trench and a part of the bottom surface, and is separated from a second surface extending over the second side surface of the trench and another part of the bottom surface, the gate electrode(8) has a first portion extending in the second direction and a second portion formed inside each of the plurality of trenches on the semiconductor layer, and the first portion of the gate electrode(8) is connected to each of the plurality of second portions of the gate electrode(8) immediately above an end of the trench in the second direction. Bu discloses a trench(11 of Bu) It would have been obvious to one of ordinary skill in the art before the effective filling date of the invention to apply the teachings of Bu to the teachings of Watanabe in order to have the voltage withstanding property of the gate insulating film is improved and increase of the on-resistance caused by energization deterioration can be prevented [0011, Bu]. In doing so, forming a plurality of trench(11 of Bu)es including a first side surface and a second side surface facing each other in a first direction along the upper surface of the semiconductor layer from the upper surface of the semiconductor layer to an intermediate depth of the third semiconductor region(4/12/5/6/2/3/13/14/15); (d) forming a first insulating film(10/7) covering a side surface and a bottom surface of the trench(11 of Bu); (e) forming a conductive film inside the trench(11 of Bu) and on the upper surface of the semiconductor layer via the first insulating film(10/7);(g) embedding a second insulating film(10/7) in a region in the trench(11 of Bu) from which the conductive film has been removed in and a plurality of the trench(11 of Bu)es and a plurality of the fifth semiconductor region(4/12/5/6/2/3/13/14/15)s in contact with the trench(11 of Bu)es are formed side by side in the first direction, the fifth semiconductor region(4/12/5/6/2/3/13/14/15) is in contact with a first surface extending over the first side surface of the trench(11 of Bu) and a part of the bottom surface, and is separated from a second surface extending over the second side surface of the trench(11 of Bu) and another part of the bottom surface, the gate electrode(8) has a first portion extending in the second direction and a second portion formed inside each of the plurality of trench(11 of Bu)es on the semiconductor layer, and the first portion of the gate electrode(8) is connected to each of the plurality of second portions of the gate electrode(8) immediately above an end of the trench(11 of Bu) in the second direction. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to PATRICIA D VALENZUELA whose telephone number is (571)272-9242. The examiner can normally be reached Monday-Friday 10am-6pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, William Partridge can be reached at 571-270-1402. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /PATRICIA D VALENZUELA/Primary Examiner, Art Unit 2812
Read full office action

Prosecution Timeline

Dec 28, 2023
Application Filed
Jun 26, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12677712
SEMICONDUCTOR PACKAGE HAVING MULTIPLE REDISTRIBUTION LAYERS AND METHOD OF MAKING THE SAME
3y 0m to grant Granted Jul 07, 2026
Patent 12677656
SEMICONDUCTOR DEVICE AND MANUFACTURING METHOD THEREOF
2y 11m to grant Granted Jul 07, 2026
Patent 12672539
THIN FILM RESISTOR, THERMISTOR AND METHOD OF PRODUCING THE SAME
3y 0m to grant Granted Jun 30, 2026
Patent 12666951
SEMICONDUCTOR DEVICE
3y 1m to grant Granted Jun 23, 2026
Patent 12666952
METHOD FOR MANUFACTURING SEMICONDUCTOR DEVICE AND SEMICONDUCTOR DEVICE
3y 1m to grant Granted Jun 23, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
90%
Grant Probability
92%
With Interview (+2.1%)
2y 2m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 717 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month