Prosecution Insights
Last updated: April 19, 2026
Application No. 18/581,667

MICROELECTRONIC DEVICES WITH SOURCE REGION VERTICALLY BETWEEN TIERED DECKS, AND RELATED METHODS

Non-Final OA §103
Filed
Feb 20, 2024
Examiner
SALERNO, SARAH KATE
Art Unit
2814
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Micron Technology, Inc.
OA Round
1 (Non-Final)
73%
Grant Probability
Favorable
1-2
OA Rounds
3y 0m
To Grant
88%
With Interview

Examiner Intelligence

Grants 73% — above average
73%
Career Allow Rate
620 granted / 852 resolved
+4.8% vs TC avg
Moderate +15% lift
Without
With
+14.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
45 currently pending
Career history
897
Total Applications
across all art units

Statute-Specific Performance

§103
55.5%
+15.5% vs TC avg
§102
35.7%
-4.3% vs TC avg
§112
7.1%
-32.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 852 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of Group I in the reply filed on 12/15/25 is acknowledged. Claims 10-20 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected method, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 1/23/23. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 3-5 and 9 are rejected under 35 U.S.C. 103 as being unpatentable over Nishikawa et al. (USPGPub 20210142841) in view of Jang et al. (US PGPub 2014/0035026) Claim 1: Nishikawa teaches a microelectronic device, comprising: a pair of stack structures (270), the pair comprising: a lower stack structure (290); and an upper stack structure (280) overlying the lower stack structure, the lower stack structure and the upper stack structure each comprising a vertically repeated sequence of material structures comprising insulative structures and conductive structures (281, 291); a source region (275) vertically interposed between the lower stack structure and the upper stack structure; a upper array of pillars extending, through the upper stack structure, from proximate the source region toward a first drain region (286) adjacent the upper stack structure; and a lower array of pillars extending, through the lower stack structure, from proximate the source region toward a second drain region (296) below the lower stack structure. Nishikawa does not teach at least some of the pillars of at least one of the upper array of pillars and the lower array of pillars, individually comprising channel material defining a Y-shaped base of a channel region. Jung teaches various shapes for the channel region to control the density of charge trap sites [0071] (Fig. 3A-C). Therefore, it would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to have modified the channel of the pillars to comprise a Y-shape at its base to control the density of charge trap sites and is an obvious variant of the basic cylinder/pipe layout as taught by Jung [0071] (Fig. 3A-C). Claim 4: Nishikawa teaches (see claim 1) a microelectronic device, comprising: a material structure between a lower drain region and an upper drain region, the material structure comprising: a lower deck comprising conductive structures and insulative structures arranged in tiers; an upper deck comprising additional conductive structures and additional insulative structures arranged in additional tiers; and an interdeck source region between the lower deck and the upper deck; slit structures extending through the material structure to divide the material structure into blocks (Fig. 1), the slit structures spacing the lower deck and the upper deck of one of the blocks from the lower deck and the upper deck of a neighboring one of the blocks; conductive bridge structures (SL0-SL2) [0007] (Fig. 1) extending across the slit structures from the interdeck source region of one of the blocks to the interdeck source region of the neighboring one of the blocks; and the blocks individually comprising pillar arrays comprising: a lower pillar array comprising pillars extending through the lower deck; and an upper pillar array comprising additional pillars extending through the upper deck. Nishikawa does not teach the pillars and the additional pillars having Y-shaped bases defined at least in part by a channel material. Jung teaches various shapes for the channel region to control the density of charge trap sites [0071] (Fig. 3A-C). Therefore, it would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to have modified the channel of the pillars to comprise a Y-shape at its base to control the density of charge trap sites and is an obvious variant of the basic cylinder/pipe layout as taught by Jung [0071] (Fig. 3A-C). Claim 5: Nishikawa teaches (see annotated figure 9B below) the interdeck source region (A) and the conductive bridge structures (275) comprise a substantially continuous region of at least one conductive material. PNG media_image1.png 570 712 media_image1.png Greyscale Claim 9: Nishikawa teaches (ABS) (Fig. 2-3) [0049-0050] a stack of bit lines below the lower drain region. Claims 2 and 8 are rejected under 35 U.S.C. 103 as being unpatentable over Nishikawa et al. (USPGPub 20210142841) in view of Jang et al. (US PGPub 2014/0035026), as applied to claim 1 above, and further in view of Nishida (US PGPub 2017/0062460). Regarding claim 2, as described above, Nishikawa and Jang substantially read on the invention as claimed, except Nishikawa and Jang do not teach the at least some of the pillars individually comprise an insulative void laterally surrounded by the channel material. Nishida the at least some of the pillars individually comprise an insulative void laterally surrounded by the channel material.as air gaps are a known substitution for convention silicon oxide/ SiN commonly used in the dielectric core of a memory cell pillar [0021]. Therefore it would have been obvious to one of ordinary skill in the art at the time the invention was made to substitute one know element for another known element resulting in the predictable result of forming an insulative memory core (KSR International Co. v. Teleflex Inc. (KSR), 550 U.S., 82 USPQ2d 1385 (2007)). Claim 6: Nishida teaches (Fig. 1, 9) the slit structures comprise at least one dielectric material through which the conductive bridge structures horizontally extend. Insulative slit structures separating memory blocks is commonly known in the art as evidenced by Dai (US PGPub 2019/0096901). Claim 7: Nishida teaches (Fig. 9) the interdeck source region defines tapering extensions along at least a lower elevation of the interdeck source region. Claim 8: Nishida teaches the channel material substantially encloses an insulative void region. Allowable Subject Matter Claim 3 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to SARAH KATE SALERNO whose telephone number is (571)270-1266. The examiner can normally be reached M-F 6:30am-2:30pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Wael Fahmy can be reached on 5712721705. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SARAH K SALERNO/Primary Examiner, Art Unit 2814
Read full office action

Prosecution Timeline

Feb 20, 2024
Application Filed
Feb 20, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
73%
Grant Probability
88%
With Interview (+14.7%)
3y 0m
Median Time to Grant
Low
PTA Risk
Based on 852 resolved cases by this examiner. Grant probability derived from career allow rate.

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