Prosecution Insights
Last updated: July 17, 2026
Application No. 18/593,309

CARRIER STRUCTURE, PACKAGE ARRANGEMENT, METHOD OF FORMING A CARRIER STRUCTURE, AND METHOD OF FORMING A PACKAGE ARRANGEMENT

Non-Final OA §103
Filed
Mar 01, 2024
Priority
Mar 03, 2023 — DE 10 2023 105 321.3
Examiner
ZHU, SHENG-BAI
Art Unit
2897
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Infineon Techologies AG
OA Round
1 (Non-Final)
62%
Grant Probability
Moderate
1-2
OA Rounds
5m
Est. Remaining
68%
With Interview

Examiner Intelligence

Grants 62% of resolved cases
62%
Career Allowance Rate
444 granted / 714 resolved
-5.8% vs TC avg
Moderate +6% lift
Without
With
+6.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
64 currently pending
Career history
780
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
95.1%
+55.1% vs TC avg
§102
3.0%
-37.0% vs TC avg
§112
1.3%
-38.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 714 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Detailed Action Claim Rejections – 35 U.S.C. 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1-7, 9, 10, 12, 14-20, 22 and 24 rejected under 35 U.S.C. 103 as being unpatentable over Otremba (U.S. Patent Pub. No. 2012/0235227). Regarding Claim 1 FIG. 5 of Otremba discloses a package arrangement [0048], comprising: a carrier structure, comprising: an electrically insulating carrier (DCB 560), wherein the carrier is thermally conductive, the carrier comprising: a core (563) of an electrically insulating material; a first metal layer (561) applied to a first side of the core; and a second metal layer (562) applied to a second side of the core, wherein the second side is opposite the first side; and a first exposed solder layer (530) on the first metal layer; and a chip package (555) mounted on the carrier structure; wherein the chip package is soldered to the carrier structure by the first solder layer [0048]. FIG. 5 of Otremba is silent with respect to “the chip package comprises a metal carrier” and “an exposed surface of the metal carrier is soldered to the carrier structure by the first solder layer”. FIG. 7 of Otremba discloses a similar package, wherein the chip package comprises a metal carrier (713) [0059]; and an exposed surface of the metal carrier is soldered to the carrier structure (750) by the first solder layer (717). It would have been obvious to one of ordinary skill in the art before the effective filing of the claimed invention to modify the device of FIG. 5 of Otremba, as taught by FIG. 5 of Otremba. The ordinary artisan would have been motivated to modify FIG. 5 of Otremba in the above manner for purpose of improving the performance and reducing the cost of manufacture ([0001] of Otremba). Regarding Claim 2 FIG. 5 of Otremba discloses the carrier structure further comprises a second exposed solder [0047] layer (566) on the second metal layer (562). Regarding Claim 3 FIG. 5 of Otremba discloses the carrier is configured as a direct copper bonding structure [0047]. Regarding Claim 4 FIG. 5 of Otremba discloses the metal of the first metal layer and/or of the second metal layer comprises or consists of copper, Ni, Ni/P or NiPdAu [0047]. Regarding Claim 5 FIG. 5 of Otremba discloses a material of the first solder layer and/or a material of the second solder layer comprises a diffusion solder [0048]. Regarding Claim 6 FIG. 5 of Otremba discloses the diffusion solder comprises at least one of a group of diffusion solders, the group consisting of: nickel-tin; copper-tin; silver-tin; gold-tin; and palladium-tin [0048]. Regarding Claim 7 FIG. 5 of Otremba the electrically insulating material comprises or consists of an organic material and/or a ceramic material [0047]. Regarding Claim 9 The limitation “the first solder layer and/or the second solder layer has a melting temperature of 200° C. or higher” is related to material property. Otremba discloses identi-cal or substantially identical solder material. Where the claimed and prior art products are identi-cal or substantially identical in structure or composi-tion, or are produced by identical or substantially identical processes, a prima facie case of either antici-pation or obviousness has been established. In re Best, 562 F.2d 1252, 1255, 195 USPQ 430, 433 (CCPA 1977). MPEP2112.01. Regarding Claim 10 FIG. 5 of Otremba at least one semiconductor device (555) is connected to the second surface of the metal carrier (561). Regarding Claim 12 FIG. 6 of Otremba a heat sink (650) soldered to the carrier structure by the second solder layer (617). Regarding Claim 14 FIG. 5 of Otremba a method of forming a package arrangement, the method comprising: forming a carrier structure that comprises an electrically insulating carrier (DCB 560), wherein the carrier is thermally conductive, the method comprising: forming the carrier, comprising: applying a first metal layer (561) to a first side of a core (563) of an electrically insulating material; and applying a second metal layer (562) to a second side of the core, wherein the second side is opposite the first side; forming a first exposed solder layer (530) on the first metal layer; and soldering a chip package (555) onto the carrier structure by the first solder layer. FIG. 5 of Otremba is silent with respect to “the soldering the chip package onto the carrier structure comprises soldering an exposed surface of a metal carrier onto the carrier structure”. FIG. 7 of Otremba discloses a similar package, wherein the soldering the chip package onto the carrier structure comprises soldering an exposed surface of a metal carrier (713) onto the carrier structure (717). It would have been obvious to one of ordinary skill in the art before the effective filing of the claimed invention to modify the device of FIG. 5 of Otremba, as taught by FIG. 5 of Otremba. The ordinary artisan would have been motivated to modify FIG. 5 of Otremba in the above manner for purpose of improving the performance and reducing the cost of manufacture ([0001] of Otremba). Regarding Claim 15 FIG. 5 of Otremba the forming the carrier structure further comprises: forming a second exposed solder [0047] layer (566) on the second metal layer (562). Regarding Claim 16 FIG. 5 of Otremba discloses the applying the first metal layer and/or the applying the second metal layer comprises or consists of direct copper bonding [0047]. Regarding Claim 17 FIG. 5 of Otremba discloses the metal of the first metal layer and/or of the second metal layer comprises or consists of copper, Ni, Ni/P or NiPdAu [0047]. Regarding Claim 18 FIG. 5 of Otremba discloses a material of the first solder layer and/or a material of the second solder layer comprises a diffusion solder [0048]. Regarding Claim 19 FIG. 5 of Otremba discloses the diffusion solder comprises at least one of a group of diffusion solders, the group consisting of: nickel-tin; copper-tin; silver-tin; gold-tin; and palladium-tin [0048]. Regarding Claim 20 FIG. 5 of Otremba the electrically insulating material comprises or consists of an organic material and/or a ceramic material [0047]. Regarding Claim 22 The limitation “the first solder layer, after the soldering, has a melting temperature of 200° C. or higher” is related to material property. Otremba discloses identi-cal or substantially identical solder material. Where the claimed and prior art products are identi-cal or substantially identical in structure or composi-tion, or are produced by identical or substantially identical processes, a prima facie case of either antici-pation or obviousness has been established. In re Best, 562 F.2d 1252, 1255, 195 USPQ 430, 433 (CCPA 1977). MPEP2112.01. Regarding Claim 24 FIG. 5 of Otremba at least one semiconductor device (555) is connected to the second surface of the metal carrier (561). Claims 8 and 21 rejected under 35 U.S.C. 103 as being unpatentable over Otremba, in view of Zhao (CN 114242664, machine-translation provided). Regarding Claim 8 Otremba discloses Claim 1. Otremba is silent with respect to “the electrically insulating material comprises at least one of a group of materials, the group consisting of: Al.sub.2O.sub.3; AlN; and Si.sub.3N.sub.4”. FIG. 1 of Zhao discloses a similar package, wherein the electrically insulating material comprises at least one of a group of materials, the group consisting of: Al.sub.2O.sub.3; AlN; and Si.sub.3N.sub.4 [0033]. It would have been obvious to one of ordinary skill in the art before the effective filing of the claimed invention to modify the device of Otremba, as taught by Zhao. The ordinary artisan would have been motivated to modify Otremba in the above manner for purpose of excellent thermal conductivity and low cost ([0033] of Zhao). Regarding Claim 21 Otremba discloses Claim 14. Otremba is silent with respect to “the electrically insulating material comprises at least one of a group of materials, the group consisting of: Al.sub.2O.sub.3; AlN; and Si.sub.3N.sub.4”. FIG. 1 of Zhao discloses a similar package, wherein the electrically insulating material comprises at least one of a group of materials, the group consisting of: Al.sub.2O.sub.3; AlN; and Si.sub.3N.sub.4 [0033]. It would have been obvious to one of ordinary skill in the art before the effective filing of the claimed invention to modify the device of Otremba, as taught by Zhao. The ordinary artisan would have been motivated to modify Otremba in the above manner for purpose of excellent thermal conductivity and low cost ([0033] of Zhao). Claims 11, 25 and 26 rejected under 35 U.S.C. 103 as being unpatentable over Otremba, in view of Otremba2 (U.S. Patent Pub. No. 2012/0061812). Regarding Claim 11 Otremba discloses Claim 1. Otremba is silent with respect to “the metal carrier is partially encapsulated by packaging material”. FIG. 5 of Otremba2 discloses a similar package, wherein the metal carrier (13) is partially encapsulated by packaging material (50) [0053]. It would have been obvious to one of ordinary skill in the art before the effective filing of the claimed invention to modify the device of Otremba, as taught by Otremba2. The ordinary artisan would have been motivated to modify Otremba in the above manner for purpose of proving protection ([0002] of Otremba2). Regarding Claim 25 Otremba discloses Claim 14. Otremba is silent with respect to “the metal carrier is partially encapsulated by packaging material”. FIG. 5 of Otremba2 discloses a similar package, wherein the metal carrier (13) is partially encapsulated by packaging material (50) [0053]. It would have been obvious to one of ordinary skill in the art before the effective filing of the claimed invention to modify the device of Otremba, as taught by Otremba2. The ordinary artisan would have been motivated to modify Otremba in the above manner for purpose of proving protection ([0002] of Otremba2). Regarding Claim 26 FIG. 5 of Otremba2 discloses soldering a heat sink to the carrier structure by the second solder layer [0032]. Claims 13, 23 and 27 rejected under 35 U.S.C. 103 as being unpatentable over Otremba, in view of Kokogawa (JP H09283570, machine-translation provided). Regarding Claim 13 Otremba discloses Claim 1. Otremba is silent with respect to “a printed circuit board (PCB) soldered to the carrier structure by the second solder layer”. FIG. 8 of Kokogawa discloses a similar package, comprising a printed circuit board (PCB 8) soldered to the carrier structure by the second solder layer [0012]. It would have been obvious to one of ordinary skill in the art before the effective filing of the claimed invention to modify the device of Otremba, as taught by Kokogawa. The ordinary artisan would have been motivated to modify Otremba in the above manner for purpose of both electrically connecting and mechanically fastening the components. Regarding Claim 23 FIG. 5 of Otremba2 discloses the soldering comprises a pressure-free solder process [0003]. Regarding Claim 27 Otremba discloses Claim 14. Otremba is silent with respect to “soldering a printed circuit board (PCB) to the carrier structure by the second solder layer”. FIG. 8 of Kokogawa discloses a similar method, comprising soldering a printed circuit board (PCB) to the carrier structure by the second solder layer [0012]. It would have been obvious to one of ordinary skill in the art before the effective filing of the claimed invention to modify the method of Otremba, as taught by Kokogawa. The ordinary artisan would have been motivated to modify Otremba in the above manner for purpose of both electrically connecting and mechanically fastening the components. Claims 2-6 rejected under 35 U.S.C. 103 as being unpatentable over Otremba, in view of Schaible (DE 102013211117, machine-translation provided). Regarding Claim 13 Otremba discloses Claim 1. Otremba is silent with respect to “a printed circuit board (PCB) soldered to the carrier structure by the second solder layer”. FIG. 3 of Schaible discloses a similar package, comprising a printed circuit board (PCB 4) soldered to the carrier structure (1) by the second solder layer (solder joint). It would have been obvious to one of ordinary skill in the art before the effective filing of the claimed invention to modify the device of Otremba, as taught by Schaible. The ordinary artisan would have been motivated to modify Otremba in the above manner for purpose of both electrically connecting and mechanically fastening the components. Regarding Claim 27 Otremba discloses Claim 14. Otremba is silent with respect to “soldering a printed circuit board (PCB) to the carrier structure by the second solder layer”. FIG. 3 of Schaible discloses a similar mrthod, comprising a printed circuit board (PCB 4) soldered to the carrier structure (1) by the second solder layer (solder joint). It would have been obvious to one of ordinary skill in the art before the effective filing of the claimed invention to modify the method of Otremba, as taught by Schaible. The ordinary artisan would have been motivated to modify Otremba in the above manner for purpose of both electrically connecting and mechanically fastening the components. Pertinent Art US 20220046792. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to SHENG-BAI ZHU whose telephone number is (571)270-3904. The examiner can normally be reached on 11am – 7pm EST. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Chad Dicke can be reached on (571)270-7996. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SHENG-BAI ZHU/Primary Examiner, Art Unit 2897
Read full office action

Prosecution Timeline

Mar 01, 2024
Application Filed
May 07, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
62%
Grant Probability
68%
With Interview (+6.0%)
2y 9m (~5m remaining)
Median Time to Grant
Low
PTA Risk
Based on 714 resolved cases by this examiner. Grant probability derived from career allowance rate.

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