Prosecution Insights
Last updated: July 17, 2026
Application No. 18/598,417

IMAGE SENSORS

Non-Final OA §102§112
Filed
Mar 07, 2024
Priority
Mar 24, 2023 — RE 10-2023-0039296
Examiner
GONDARENKO, NATALIA A
Art Unit
2891
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Samsung Electronics Co., Ltd.
OA Round
1 (Non-Final)
72%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
93%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allowance Rate
642 granted / 887 resolved
+4.4% vs TC avg
Strong +21% interview lift
Without
With
+20.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
39 currently pending
Career history
934
Total Applications
across all art units

Statute-Specific Performance

§103
95.5%
+55.5% vs TC avg
§102
1.7%
-38.3% vs TC avg
§112
2.3%
-37.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 887 resolved cases

Office Action

§102 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 14-15 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 14 recites “a second sub-bonding layer on the second surface of the second semiconductor substrate” and “the first sub-bonding layer and the second sub-bonding layer are …between the first stack and the second stack”, and it is unclear on which surface of the second semiconductor substrate “a second sub-bonding layer” is arranged because claim 11 (upon which claim 14 depends) recites “a second semiconductor substrate comprising a first surface that faces the first surface of the first semiconductor substrate”. Thus, “a second sub-bonding layer” has to be formed on the first surface of the second semiconductor substrate in order to arrange “the first sub-bonding layer and the second sub-bonding layer …between the first stack and the second stack” (as required by claim 14). Thus, for the compact persecution, the limitations of claim 14 “a second sub-bonding layer on the second surface of the second semiconductor substrate” are interpreted as “a second sub-bonding layer on the first surface of the second semiconductor substrate”. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-20 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by US 2022/0238590 to Hiramatsu et al. (hereinafter Hiramatsu). With respect to claim 1, Hiramatsu discloses an image sensor (see the annotated Fig. 6 below) (Hiramatsu, Figs. 2-3, 6, ¶0140-¶0185) comprising: a first stack (100) (Hiramatsu, Fig. 6, ¶0140, ¶0158-¶0159) comprising: a first semiconductor substrate (100S) comprising a first surface (e.g., a top surface in Fig. 6) and a second surface (e.g., a bottom surface in Fig. 6) opposite to the first surface, a photoelectric conversion region (PD) (Hiramatsu, Fig. 6, ¶0150, ¶0152, ¶0159) in the first semiconductor substrate (100S), and a floating diffusion region (FD) (Hiramatsu, Fig. 6, ¶0150-¶0151, ¶0161) in the first semiconductor substrate (100S), the floating diffusion region (FD) being configured to store charges transferred from the photoelectric conversion region (PD); a second stack (200) comprising: a second semiconductor substrate (200S) (Hiramatsu, Fig. 6, ¶0140, ¶0158, ¶0177-¶0178) comprising a first surface (e.g., a top surface in Fig. 6) and a second surface (e.g., a bottom surface in Fig. 6) opposite the first surface, and a transmission gate (TG/TVG) (Hiramatsu, Fig. 6, ¶0152, ¶0163-¶0164) penetrating through the second semiconductor substrate (200S) and extending into the first stack (100); and PNG media_image1.png 638 957 media_image1.png Greyscale an insulation layer (123/124) (Hiramatsu, Fig. 6, ¶0184) between the first stack (100S) and the second stack (200). Regarding claim 2, Hiramatsu discloses the image sensor of claim 1. Further, Hiramatsu discloses the image sensor, wherein the insulation layer (123/124) (Hiramatsu, Fig. 6, ¶0184) covers at least a portion of a sidewall of the transmission gate (TG/TVG). Regarding claim 3, Hiramatsu discloses the image sensor of claim 2. Further, Hiramatsu discloses the image sensor, wherein the insulation layer (123/124) (Hiramatsu, Fig. 6, ¶0184) is disposed between the first surface (e.g., a top surface in Fig. 6) of the first semiconductor substrate (100S) and the second surface (e.g., a bottom surface in Fig. 6) of the second semiconductor substrate (200S). Regarding claim 4, Hiramatsu discloses the image sensor of claim 1. Further, Hiramatsu discloses the image sensor, wherein the second stack (200) further comprises a filling insulation layer (212) (Hiramatsu, Fig. 6, ¶0188-¶0189) in an opening penetrating through the second semiconductor substrate (200S), and wherein the transmission gate (TG/TGV) penetrates through the filling insulation layer (212) and the insulation layer (123/124) and extends in a vertical direction (e.g., a direction perpendicular to main surfaces of the first substrate 100S and the second substrate 200S) (Hiramatsu, Fig. 6, ¶0158). Regarding claim 5, Hiramatsu discloses the image sensor of claim 1. Further, Hiramatsu discloses the image sensor, wherein the insulation layer (123/124) (Hiramatsu, Fig. 6, ¶0184) comprises: a first sub-bonding layer (123) attached on the first surface (e.g., the top surface in Fig. 6) of the first semiconductor substrate (100S); and a second sub-bonding layer (124) attached on the second surface (e.g., the bottom surface in Fig. 6) of the second semiconductor substrate (200S), and wherein the first sub-bonding layer and the second sub-bonding layer are arranged throughout an area between the first stack (100) and the second stack (200). Regarding claim 6, Hiramatsu discloses the image sensor of claim 5. Further, Hiramatsu discloses the image sensor, wherein the first sub-bonding layer (e.g., 123, formed of silicon oxide) (Hiramatsu, Fig. 6, ¶0184) or the second sub-bonding layer (124) comprises at least one (e.g., silicon oxide) of silicon oxide or silicon carbon nitride. Regarding claim 7, Hiramatsu discloses the image sensor of claim 1. Further, Hiramatsu discloses the image sensor, wherein the first stack (100) further comprises a pixel device isolation layer (117) (Hiramatsu, Fig. 6, ¶0160, ¶0165) in a pixel trench penetrating through the first semiconductor substrate (100S), wherein the pixel device isolation layer (117) comprises a plurality of pixels (541) (Hiramatsu, Fig. 6, ¶0158-¶0162) in the first stack, and wherein the photoelectric conversion region (PD) and the floating diffusion region (FD) are provided in at least one pixel (541) of the plurality of pixels. Regarding claim 8, Hiramatsu discloses the image sensor of claim 7. Further, Hiramatsu discloses the image sensor, wherein the first stack further comprises a conductive layer (e.g., pad portion 120) (Hiramatsu, Fig. 6, ¶0160, ¶0170-¶0177) vertically overlapping at least a portion of the pixel device isolation layer (117) at a position adjacent to the first surface of the first semiconductor substrate (100S), and wherein the floating diffusion region (FD) surrounds the conductive layer (120) in a plan view (Hiramatsu, Fig. 7B, ¶0176). Regarding claim 9, Hiramatsu discloses the image sensor of claim 8. Further, Hiramatsu discloses the image sensor, wherein the second stack (200) further comprises a contact (120E) (Hiramatsu, Fig. 6, ¶0161, ¶0181-¶0182, ¶0188, ¶0190) that penetrates through the second semiconductor substrate (200S) and that is connected to the conductive layer (120), and wherein a portion of a sidewall of the contact (120E) is covered by the insulation layer (123/124). Regarding claim 10, Hiramatsu discloses the image sensor of claim 1. Further, Hiramatsu discloses the image sensor, wherein the second stack (200) further comprises a pixel gate (e.g., pixel circuit 210 including a gate electrode of the amplification transistor AMP) (Hiramatsu, Fig. 6, ¶0172, ¶0174) on the first surface (e.g., the top surface) of the second semiconductor substrate (200S), wherein the image sensor further comprises a third stack (300) (Hiramatsu, Fig. 6, ¶0140, ¶0218) attached to the second stack (200), and wherein the third stack (300) comprises a logic transistor (Hiramatsu, Fig. 6, ¶0504) configured to provide signals to the pixel gate (e.g., through contact 301 and wiring 200T) (Hiramatsu, Fig. 6, ¶0191-¶0192, ¶0214-¶0215) and the transmission gate (TG/TGV). With respect to claim 11, Hiramatsu discloses an image sensor (see the annotated Fig. 6 above) (Hiramatsu, Figs. 2-3, 6, ¶0140-¶0185) comprising: a first stack (100) (Hiramatsu, Fig. 6, ¶0140, ¶0158-¶0159) comprising: a first semiconductor substrate (100S) comprising a first surface (e.g., a bottom surface in the flipped Fig. 6) and a second surface (e.g., a top surface in the flipped Fig. 6) opposite to the first surface, a photoelectric conversion region (PD) (Hiramatsu, Fig. 6, ¶0150, ¶0152, ¶0159) in the first semiconductor substrate (100S), and a floating diffusion region (FD) (Hiramatsu, Fig. 6, ¶0150-¶0151, ¶0161) in the first semiconductor substrate (100S), the floating diffusion region (FD) being configured to store charges transferred from the photoelectric conversion region (PD); a second stack (200) (Hiramatsu, Fig. 6, ¶0140, ¶0158, ¶0177-¶0178) comprising: a second semiconductor substrate (200S) comprising a first surface (e.g., a top surface of 200S in the flipped Fig. 6) that faces the first surface (e.g., the bottom surface of 100S in the flipped Fig. 6) of the first semiconductor substrate (100S), and a second surface (e.g., a bottom surface of 200S in the flipped Fig. 6) opposite the first surface, a pixel gate (e.g., pixel circuit 210 including a gate electrode of the amplification transistor AMP) (Hiramatsu, Fig. 6, ¶0172, ¶0174) on the first surface of the second semiconductor substrate (200S), and a transmission gate (TG/TVG) (Hiramatsu, Fig. 6, ¶0152, ¶0163-¶0164) comprising a first end portion (TGa) disposed at a level higher than that of the first surface (e.g., the bottom surface of 100S in the flipped Fig. 6) of the first semiconductor substrate (100S) and a second end portion (TGV) disposed at a level lower than that of the first surface (e.g., the top surface of 200S in the flipped Fig. 6) of the second semiconductor substrate (200S); and an insulation layer (123/124) (Hiramatsu, Fig. 6, ¶0184) between the first stack (100S) and the second stack (200), wherein a portion of a sidewall of the transmission gate (TG/TGV) is surrounded by the insulation layer (123/124). Regarding claim 12, Hiramatsu discloses the image sensor of claim 11. Further, Hiramatsu discloses the image sensor, wherein the second stack (200) further comprises a filling insulation layer (212) (Hiramatsu, Fig. 6, ¶0188-¶0189) in an opening penetrating through the second semiconductor substrate (200S), and wherein the transmission gate (Tg/TGV) penetrates through the filling insulation layer (212) and the insulation layer (123/124) and extends in a vertical direction. Regarding claim 13, Hiramatsu discloses the image sensor of claim 12. Further, Hiramatsu discloses the image sensor, wherein the second semiconductor substrate (200S) (Hiramatsu, Fig. 6, ¶0140, ¶0158, ¶0177-¶0178) has a first thickness in the vertical direction, and wherein the transmission gate (TG/TGV) (Hiramatsu, Fig. 6, ¶0152, ¶0163-¶0164) has a second thickness greater than the first thickness in the vertical direction. Regarding claim 14, Hiramatsu discloses the image sensor of claim 12. Further, Hiramatsu discloses the image sensor, wherein the insulation layer (123/124) (Hiramatsu, Fig. 6, ¶0184) comprises: a first sub-bonding layer (123) on the first surface (e.g., the bottom surface of 100S in the flipped Fig. 6) of the first semiconductor substrate (100S); and a second sub-bonding layer (124) attached on the first surface (e.g., the top surface of 200S in flipped Fig. 6) of the second semiconductor substrate (200S), and wherein the first sub-bonding layer (123) and the second sub-bonding layer (124) are arranged throughout an area between the first stack (100S) and the second stack (200S). Regarding claim 15, Hiramatsu discloses the image sensor of claim 14. Further, Hiramatsu discloses the image sensor, wherein the first sub-bonding layer (e.g., 123, formed of silicon oxide) (Hiramatsu, Fig. 6, ¶0184) or the second sub-bonding layer (124) comprises at least one (e.g., silicon oxide) of silicon oxide or silicon carbon nitride. Regarding claim 16, Hiramatsu discloses the image sensor of claim 12. Further, Hiramatsu discloses the image sensor, wherein the second stack (200) further comprises a contact (120E) (Hiramatsu, Fig. 6, ¶0161, ¶0181-¶0182, ¶0188, ¶0190) that penetrates through the filling insulation layer (212) and the insulation layer (123/124) and that is electrically connected to the floating diffusion region (FD) (Hiramatsu, Fig. 6, ¶0161). Regarding claim 17, Hiramatsu discloses the image sensor of claim 16. Further, Hiramatsu discloses the image sensor, further comprises a third stack (300) (Hiramatsu, Fig. 6, ¶0140, ¶0218) attached to the second stack (200), and wherein the third stack (300) comprises a logic transistor (Hiramatsu, Fig. 6, ¶0504) configured to provide signals to the pixel gate (e.g., through contact 301 and wiring 200T) (Hiramatsu, Fig. 6, ¶0191-¶0192, ¶0214-¶0215) and the transmission gate (TG/TGV). With respect to claim 18, Hiramatsu discloses an image sensor (see the annotated Fig. 6 above) (Hiramatsu, Figs. 2-3, 6, ¶0140-¶0185) comprising: a first stack (100) (Hiramatsu, Fig. 6, ¶0140, ¶0158-¶0159) comprising: a first semiconductor substrate (100S) comprising a first surface (e.g., a bottom surface in the flipped Fig. 6) and a second surface (e.g., a top surface in the flipped Fig. 6) opposite to the first surface, a photoelectric conversion region (PD) (Hiramatsu, Fig. 6, ¶0150, ¶0152, ¶0159) in the first semiconductor substrate (100S), and a floating diffusion region (FD) (Hiramatsu, Fig. 6, ¶0150-¶0151, ¶0161) in the first semiconductor substrate (100S), the floating diffusion region (FD) being configured to store charges transferred from the photoelectric conversion region (PD); a second stack (200) (Hiramatsu, Fig. 6, ¶0140, ¶0158, ¶0177-¶0178) comprising: a second semiconductor substrate (200S) comprising a first surface (e.g., a top surface of 200S in the flipped Fig. 6) that faces the first surface (e.g., the bottom surface of 100S in the flipped Fig. 6) of the first semiconductor substrate (100S), and a second surface (e.g., a bottom surface of 200S in the flipped Fig. 6) opposite the first surface, a pixel gate (e.g., pixel circuit 210 including a gate electrode of the amplification transistor AMP) (Hiramatsu, Fig. 6, ¶0172, ¶0174) on the first surface of the second semiconductor substrate (200S), and a transmission gate (TG/TVG) (Hiramatsu, Fig. 6, ¶0152, ¶0163-¶0164) comprising a first end portion (TGa) disposed at a level higher than that of the first surface (e.g., the bottom surface of 100S in the flipped Fig. 6) of the first semiconductor substrate (100S) and a second end portion (TGV) disposed at a level lower than that of the first surface (e.g., the top surface of 200S in the flipped Fig. 6) of the second semiconductor substrate (200S); and a first insulation layer (123/124) (Hiramatsu, Fig. 6, ¶0184) between the first stack (100S) and the second stack (200), a third stack (300) (Hiramatsu, Fig. 6, ¶0140, ¶0218) comprising: a third semiconductor substrate (300S) and a logic transistor (Hiramatsu, Fig. 6, ¶0504) on the third semiconductor substrate (300S), the logic transistor being configured to provide signals (e.g., through contact 301 and wiring 200T) (Hiramatsu, Fig. 6, ¶0191-¶0192, ¶0214-¶0215) to the pixel gate and the transmission gate; and a second insulation layer (e.g., interlayer insulating film including wiring 301/302 for bonding the third substrate 300S) (Hiramatsu, Fig. 6, ¶0218) between the second stack (200) and the third stack (300). Regarding claim 19, Hiramatsu discloses the image sensor of claim 18. Further, Hiramatsu discloses the image sensor, wherein the second stack (200) further comprises: a filling insulation layer (212) (Hiramatsu, Fig. 6, ¶0188-¶0189) in an opening penetrating through the second semiconductor substrate (200S); and a contact (120E) (Hiramatsu, Fig. 6, ¶0161, ¶0181-¶0182, ¶0188, ¶0190) that penetrates through the filling insulation layer (212) and the first insulation layer (123/124) and that is connected to the floating diffusion region (FD) (Hiramatsu, Fig. 6, ¶0161), and wherein the transmission gate (TG/TGV) (Hiramatsu, Fig. 6, ¶0152, ¶0163-¶0164) penetrates through the filling insulation layer (212) and the first insulation layer (123/124) and extends in a vertical direction. Regarding claim 20, Hiramatsu discloses the image sensor of claim 19. Further, Hiramatsu discloses the image sensor, wherein the first stack (100) further comprises: a pixel device isolation layer (117) (Hiramatsu, Fig. 6, ¶0160, ¶0165) in a pixel trench penetrating through the first semiconductor substrate (100S); and a conductive layer (e.g., pad portion 120) (Hiramatsu, Fig. 6, ¶0160, ¶0170-¶0177) vertically overlapping at least a portion of the pixel device isolation layer (117) at a position adjacent to the first surface of the first semiconductor substrate (100S), wherein the pixel device isolation layer (117) comprises a plurality of pixels (541) (Hiramatsu, Fig. 6, ¶0158-¶0162) in the first stack (100), wherein the photoelectric conversion region (PD) and the floating diffusion region (FD) are provided in at least one pixel (541) of the plurality of pixels, and wherein the floating diffusion region (FD) surrounds the conductive layer (120) in a plan view (Hiramatsu, Fig. 7B, ¶0176). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to NATALIA GONDARENKO whose telephone number is (571)272-2284. The examiner can normally be reached 9:30 AM-7:30 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Matthew Landau can be reached at 571-272-1731. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /NATALIA A GONDARENKO/ Primary Examiner, Art Unit 2891
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Prosecution Timeline

Mar 07, 2024
Application Filed
Jul 07, 2026
Non-Final Rejection mailed — §102, §112 (current)

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Prosecution Projections

1-2
Expected OA Rounds
72%
Grant Probability
93%
With Interview (+20.9%)
2y 4m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 887 resolved cases by this examiner. Grant probability derived from career allowance rate.

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