Prosecution Insights
Last updated: May 04, 2026
Application No. 18/602,485

NEW ISSUE MANAGEMENT SYSTEM

Final Rejection §DP
Filed
Mar 12, 2024
Priority
Jun 15, 2018 — provisional 62/685,591 +2 more
Examiner
OBAID, FATEH M
Art Unit
3627
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
BANK OF MONTREAL
OA Round
2 (Final)
68%
Grant Probability
Favorable
3-4
OA Rounds
1y 1m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 68% — above average
68%
Career Allowance Rate
523 granted / 769 resolved
+16.0% vs TC avg
Strong +35% interview lift
Without
With
+35.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
31 currently pending
Career history
800
Total Applications
across all art units

Statute-Specific Performance

§101
31.2%
-8.8% vs TC avg
§103
33.4%
-6.6% vs TC avg
§102
19.6%
-20.4% vs TC avg
§112
5.2%
-34.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 769 resolved cases

Office Action

§DP
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION This communication is in response to the application Amendment filed on 12/18/2025. Claims 1-20 have been canceled. Claims 21-22, 24-25, 27, 29-38 and 40 have been amended. Claims 21-40 are currently pending and have been examined. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory obviousness-type double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); and In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on a nonstatutory double patenting ground provided the conflicting application or patent either is shown to be commonly owned with this application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. Effective January 1, 1994, a registered attorney or agent of record may sign a terminal disclaimer. A terminal disclaimer signed by the assignee must fully comply with 37 CFR 3.73(b). Claims 21-40 are provisionally rejected on the ground of no statutory obviousness-type double patenting as being unpatentable over claims 21-40 of copending Application No. 17/688,594, and claims 1-3, 5-15 and 17-22 of copending Application No. 16/442,104. Although the conflicting claims are not identical, they are not patentably distinct from each other because claims in each application are directed to generating data to associate with a new issuing deal using a machine learning model. Response to Arguments Applicant's arguments filed 12/18/2025 have been fully considered but they are not persuasive. In the remarks, the Applicant argues in substance: Argument: Claims 21-40 are provisionally rejected on the grounds of non-statutory double patenting over claims 21-40 of co-pending Application No. 17/688,594 and 1-3, 5-15, and 17-22 of co- pending Application No. 16/442,104. Claims 21, 30, and 38 are amended, thereby rendering this rejection moot. Applicant respectfully requests withdrawal of this rejection to claims 21-40. In response, the Examiner respectfully disagrees. Applicant is reminded that claims must be given their broadest reasonable interpretation. Amendments to the claims help with 101 and prior art. However, the claims still obvious variation to the co-pending Application No. 17/688,594 and 1-3, 5-15, and 17-22 of co- pending Application No. 16/442,104. Therefore both terminal disclaimers will need to be filed to overcome the double patent rejection and allow the case. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any extension fee pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Contact Information Any inquiry concerning this communication or earlier communications from the examiner should be directed to FATEH M OBAID whose telephone number is (571)270-7121. The examiner can normally be reached Monday-Friday 8:00 A.M to 4:30 P.M. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ryan Zeender can be reached at (571) 272-6790. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /FATEH M OBAID/Primary Examiner, Art Unit 3627
Read full office action

Prosecution Timeline

Mar 12, 2024
Application Filed
Sep 30, 2025
Non-Final Rejection — §DP
Oct 22, 2025
Interview Requested
Oct 30, 2025
Examiner Interview Summary
Oct 30, 2025
Applicant Interview (Telephonic)
Dec 18, 2025
Response Filed
Apr 02, 2026
Final Rejection — §DP
Apr 23, 2026
Response after Non-Final Action

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
68%
Grant Probability
99%
With Interview (+35.0%)
3y 3m (~1y 1m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 769 resolved cases by this examiner. Grant probability derived from career allowance rate.

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