Prosecution Insights
Last updated: October 27, 2026
Application No. 18/604,676

WATER REFINING APPARATUS AND METHOD OF MANUFACTURING WAFER

Non-Final OA §103
Filed
Mar 14, 2024
Priority
Mar 15, 2023 — JP 2023-040408
Examiner
KURTZ, BENJAMIN M
Art Unit
1779
Tech Center
1700 — Chemical & Materials Engineering
Assignee
DISCO Corporation
OA Round
1 (Non-Final)
57%
Grant Probability
Moderate
1-2
OA Rounds
6m
Est. Remaining
74%
With Interview

Examiner Intelligence

Grants 57% of resolved cases
57%
Career Allowance Rate
644 granted / 1135 resolved
-8.3% vs TC avg
Strong +18% interview lift
Without
With
+17.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
47 currently pending
Career history
1190
Total Applications
across all art units

Statute-Specific Performance

§101
0.7%
-39.3% vs TC avg
§103
46.9%
+6.9% vs TC avg
§102
20.6%
-19.4% vs TC avg
§112
27.0%
-13.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1135 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Claims 1-12 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 7/24/26. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 13-15 is/are rejected under 35 U.S.C. 103 as being unpatentable over Hirata et al. JP 2016146446 in view of Hall et al. US 2018/0273412. Claim 13, Hirata teaches a method of manufacturing a wafer from an ingot, comprising: a fragile layer forming step of applying, to an ingot, a laser beam having a wavelength transmittable through the ingot while positioning a focused spot of the laser beam in the ingot at a depth from an end face thereof that corresponds to a thickness of the wafer, thereby forming a fragile layer including modified regions and cracks developed therefrom in the ingot and after the fragile layer forming step, a cleaving step of propagating ultrasonic waves to the ingot through water and supplied to the end face of the ingot, thereby further developing the cracks to cleave the ingot along the fragile layer (fig. 1-12, par 14, 49-51). Hirata teaches the water being pure water which will inherently come from a water refining apparatus, but Hirata does not teach any particular structure of the water refining apparatus. Hall teaches a water refining apparatus that includes a filter (150) for filtering water to remove solid particles therefrom (par 75), a sterilizing unit (120) disposed downstream of the filter and for irradiating the water with UV rays to sterilize the water, an ion exchange filter (140L) disposed downstream of the sterilizing unit and for performing an ion exchange on impurity ions contained in the water to remove impurities from the water, a dearating unit (160) for deaerating the water and a measuring unit (sensors) disposed downstream of the dearating unit for measuring a dissolved oxygen concentration in the water (fig. 1, par 58, 72, 77, 145, 156). Hall teaches the apparatus is used to produce ultrapure water for semiconductor fabrication operations (abstract). The method of Hirata is a semiconductor fabrication operation that requires pure water. Given the lack of a teaching in Hirata as to the structure of the water refining apparatus one of ordinary skill in the art would look to the prior art such as Hall for a suitable water refining apparatus. The claim would have been obvious because "a person of ordinary skill has good reason to pursue the known options within his or her technical grasp. If this leads to the anticipated success, it is likely the product not of innovation but of ordinary skill and common sense.” KSR International Co. v. Teleflex Inc., 82 USPQ2d 1385 (2007). Additionally, the apparatus of Hall provides for providing ultrapure water that utilizes control systems to facilitate providing the ultrapure water using feedback and/or feedforward approaches (par 46). Claims 14 and 15, Hirata further teaches the ingot is made of monocrystalline silicon carbide (par 3); and the end face lies not parallel to a c-plane of the silicon carbide and the fragile layer forming step includes an irradiating step of irradiating the ingot with the laser beam while moving the focused spot of the laser beam and the ingot relatively to each other along a direction parallel to a crossing line along which the c-plane of the silicon carbide and the end face cross each other and an indexing step of moving a position where the focused spot of the laser beam is to be formed and the ingot relatively to each other along a direction perpendicular to the crossing line and the irradiating step and the indexing step are alternately performed repeatedly in the fragile layer forming step (fig. 1-12). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to BENJAMIN M KURTZ whose telephone number is (571)272-8211. The examiner can normally be reached Monday-Friday 8:30-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Bobby Ramdhanie can be reached at 571-270-3240. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /BENJAMIN M KURTZ/Primary Examiner, Art Unit 1779
Read full office action

Prosecution Timeline

Mar 14, 2024
Application Filed
Oct 16, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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Isolation of Ammonia from Wastewater with Struvite
1y 7m to grant Granted Oct 20, 2026
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2y 11m to grant Granted Sep 29, 2026
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WATER FILTER CARTRIDGE AND HEAD HAVING KEYED ENGAGEMENT
5y 3m to grant Granted Sep 08, 2026
Patent 12715785
FILTER ASSEMBLY
4y 0m to grant Granted Aug 25, 2026
Patent 12716481
FILTER ASSEMBLY
3y 11m to grant Granted Aug 25, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
57%
Grant Probability
74%
With Interview (+17.7%)
3y 1m (~6m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1135 resolved cases by this examiner. Grant probability derived from career allowance rate.

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