Prosecution Insights
Last updated: July 17, 2026
Application No. 18/605,727

WEARABLE APTAMER NANOBIOSENSOR FOR NON-INVASIVE FEMALE HORMONE MONITORING

Non-Final OA §102§103
Filed
Mar 14, 2024
Priority
Mar 14, 2023 — provisional 63/452,099
Examiner
BALAJI, KAVYA SHOBANA
Art Unit
3791
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
California Institute of Technology
OA Round
1 (Non-Final)
19%
Grant Probability
At Risk
1-2
OA Rounds
1y 3m
Est. Remaining
85%
With Interview

Examiner Intelligence

Grants only 19% of cases
19%
Career Allowance Rate
5 granted / 26 resolved
-50.8% vs TC avg
Strong +66% interview lift
Without
With
+65.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
34 currently pending
Career history
75
Total Applications
across all art units

Statute-Specific Performance

§101
3.8%
-36.2% vs TC avg
§103
75.1%
+35.1% vs TC avg
§102
17.3%
-22.7% vs TC avg
§112
3.2%
-36.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 26 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Claims 17-22 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected group, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 04/02/2026. Claims 1-16 remain pending in the application. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1, 2, and 15 is/are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Sanati-Nezhad et al. (US 20250090049 A1), hereinafter Sanati-Nezhad. Regarding claim 1, Sanati-Nezhad discloses a wearable biosensor device (title), comprising: a microfluidic module configured to collect a sweat sample from skin of a user ([0026]: “and microfluidic wearable design that may enable a reliable and evaporation-free collection and/or storage of human sweat”), route the sweat sample to a sensing reservoir (Fig 2, [0031]: “fluid collection device comprises a main channel configured to gather collected sweat from the subject's skin”), and route additional sweat away from the sensing reservoir when the sensing reservoir is filled ([0041]: "The rectangular chambers act as stop valves after main channel filling with sweat with hydrophobic surfaces”) and a sensor assembly configured to quantify a biomarker contained in the sweat sample in the sensing reservoir to determine a concentration of the biomarker present in the sweat sample ([0041]: "a sensor is provided over the main channel, for example using a printable ink, to enable the wearable device to sense one or more biomarkers associated with stress, for example cortisol", [0095]: “can differentiate the biomarkers concentrations in sweat”), the sensor assembly comprising a biorecognition interface having a surface functionalized with an aptamer that binds to the biomarker ([0086-0087]: "wherein the sensing electrodes are functionalized (read for binding of capture molecules)… wherein the bioreceptor (capture molecule) could be… aptamer, enabling highly selective detection of target biomolecule or bioparticle in the sweat."). Regarding claim 2, Sanati-Nezhad discloses wherein the microfluidic module comprises: an inlet for collecting the sweat sample ([0006]: “a main channel configured to collect sweat”); the sensing reservoir; an outlet for providing an outflow of the additional sweat, the outlet fluidically positioned between the inlet and the sensing reservoir ([0041]: "The rectangular chambers act as stop valves after main channel filling with sweat with hydrophobic surfaces and change in geometry (cross section and angles) in order to keep the liquid in the main channel for sensing and recording data", Fig 2 vents); and a first microvalve fluidically positioned between the inlet and the outlet ([0032]: " further comprises at least one stop valve configured to control flow through the device, and/or to measure the timing/rate of flow through the device"), the first microvalve configured to change from a closed state to an open state after the sensing reservoir is filled ([0041]: " The stop valves are configured to let the sweat in after specific time for flowing towards outlets and thus providing continuous sweat flow into the device."). Regarding claim 15, Sanati-Nezhad discloses the biomarker is a first type of biomarker; the sweat sample further comprises a second type of biomarker different from the first type of biomarker ([0088]: “wherein the assembled fluid device and biosensor can simultaneously collect the sweat and detect multiple biomarkers.”); the surface of the biorecognition interface is further functionalized with a second aptamer that binds to the second type of biomarker ([0087]: “wherein the bioreceptor (capture molecule) could be antibody, enzyme, or aptamer, enabling highly selective detection of target biomolecule or bioparticle in the sweat.”); and the sensor assembly is further configured to quantify the second type of biomarker of the sweat sample in the sensing reservoir to determine a concentration of the second type of biomarker present in the sweat sample ([0095]: “, where the chip can differentiate the biomarkers concentrations in sweat generated from endocrine glands or apocrine glands.”). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 3-4 is/are rejected under 35 U.S.C. 103 as being unpatentable over Sanati-Nezhad in view of Lee et al. (US 20170130187 A1), hereinafter Lee. Regarding claim 3, Sanati-Nezhad discloses the wearable biosensor device of claim 1, but fails to disclose wherein the first microvalve is a first capillary bursting valve (CBV), the first CBV having a burst pressure (BP) that is configured to be exceeded after the sensing reservoir is filled. Lee discloses wherein a microfluidic device (title) wherein a first microvalve is a first capillary bursting valve (CBV) ([0013]: " the one or more microvalves are capillary burst valves”), the first CBV having a burst pressure (BP) that is configured to be exceeded after the sensing reservoir is filled ([0013]: "wherein a flow of flowable material passing from the inlet region toward the downstream compartment is at least partially diverted by at least one of the microvalves into at least one of the reservoirs as a result of a pressure increase in the microfluidic channel "). It would have been obvious to a person of ordinary skill in the art prior to the effective filing date to substitute the known stop valve disclosed by Sanati-Nezhad with the known CBV disclosed by Lee for the predictable result of controlling flow. Regarding claim 4, Sanati-Nezhad discloses the microfluidic module further comprises a second CBV (Fig 2 delay valve, as modified above), the second CBV fluidically positioned after the sensing reservoir (Fig 2); and the second CBV is configured to be in a closed state after the sensing reservoir is filled ([0041]: “The rectangular chambers act as stop valves after main channel filling with sweat with hydrophobic surfaces and change in geometry (cross section and angles) in order to keep the liquid in the main channel for sensing and recording data.”). Claim(s) 5-8 and 12 is/are rejected under 35 U.S.C. 103 as being unpatentable over Sanati-Nezhad in view of Beech et al. (US 20210285936 A1, as cited by applicant’s IDS filed 09/05/2024), hereinafter Beech. Regarding claim 5, Sanati-Nezhad discloses the wearable monitoring device of claim 1, and further discloses the sensor assembly further comprises a working electrode ([0065]: “with one or more electrodes, such as miniaturized, flexible, and multiplexed screen-printed electrodes … single-point sensing of one or multiple target biomolecules and/or bioparticles in the collected sweat;”), but fails to disclose the surface of the biorecognition interface is further functionalized with a labeled molecule containing an electroactive label; in response to the aptamer binding to the biomarker, the biorecognition interface is configured to release the labeled molecule; and a surface of the working electrode is functionalized to bind to the labeled molecule released from the biorecognition interface. Beech discloses a biosensor wherein a sensor assembly further comprises a working electrode (Fig 5 element 530B, [0049]: “electrode 530B”); the surface of the biorecognition interface is further functionalized with a labeled molecule (Fig 2A element 212) containing an electroactive label (Fig 2A element 250, [0009]: “an electroactive redox moiety”); in response to the aptamer binding to the biomarker, the biorecognition interface is configured to release the labeled molecule ([0033]: "Upon interaction with the analyte, the aptamer changes shape to bind with the analyte, causing the aptamer to break away from the docking structure", Fig 2A to 2B); and a surface of the working electrode is functionalized to bind to the labeled molecule released from the biorecognition interface (Fig 5 530B as connected to 550, wherein the figure 5 depicts the labeled molecule disclosed by Fig 2A/B per [0047]: “The aptamer sensing elements may be arranged in any manner described in the previous embodiments”). It would have been obvious to a person of ordinary skill in the art prior to the effective filing date to modify the wearable biosensor disclosed by Sanati-Nezhad to include the labeled molecule containing an electroactive label and in response to the aptamer binding to the biomarker, the biorecognition interface is configured to release the labeled molecule as disclosed by Beech in order to improve selective binding of the aptamers to a target biomarker and produce a reliably detectable signal via detachment (Beech [0007]). Regarding claim 6, Beech further discloses the aptamer comprises first single-stranded deoxyribonucleic acid (ssDNA) selective to the biomarker ([0035]: "aptamer 240 selected to bind to a target analyte, and may also include one or more linker nucleotide sections"); the labeled molecule comprises second ssDNA ([0034]: "The docking structure 220 can include a 9 to 12 base nucleotide sequence that is selected to be complementary with a nucleotide sequence on the analyte capture complex 212,"); and the surface of the working electrode is functionalized with third ssDNA configured to hybridize to the second ssDNA (Fig 2A element 220, [0009]: “molecular docking structure attached to the electrode”). Regarding claim 7, Beech further discloses wherein: the first ssDNA is hybridized to the second ssDNA as a partially hybridized sequence (Fig 2A); and in a presence of the biomarker, the first ssDNA is configured to release the second ssDNA from the surface of the biorecognition interface due to a higher affinity of the first ssDNA to the biomarker than the partially hybridized sequence (Fig 2A, [0033]: " Upon interaction with the analyte, the aptamer changes shape to bind with the analyte, causing the aptamer to break away from the docking structure", [0037]: " the aptamer 240 physically changes its three dimensional structure to bind with the analyte. As the aptamer interacts with the analyte, the second linker 244B moves into physical proximity to the first linker 242B. The physical proximity of the complementary linkers causes the first linker to break free from the docking sequence 220 and to bind with the second linker."). Regarding claim 8, Beech further discloses wherein: the sensor assembly further comprises a counter electrode ([0050]: “, the device has a pair of electrodes 632, 634 located downstream of the first electrode 630A”); and the wearable biosensor device is configured to apply an electric field between the counter electrode and the working electrode to promote transport of the labeled molecule to the working electrode (claim 12: "wherein the second electrode further comprises a pair of electrodes configured to create an electric field across a cross-section of the channel."). Regarding claim 9, Sanati-Nezhad further discloses further comprising a flexible printed circuit board (FPCB) electrically coupled to the sensor assembly ([0046]: “the device itself may comprise one or more integrated circuits”, the FPCB configured to apply the electric field as a bias potential between the counter electrode and the working electrode ([0037]: “and configured to record electrical signals from the biosensor and to analyze the signals to enable digital monitoring of the sweat, and optionally transmit the results”). Regarding claim 12, Sanati-Nezhad further discloses wherein: the surface of the biorecognition interface faces the surface of the working electrode (); the surface of the biorecognition interface forms a first wall of the sensing reservoir (Fig 2, wherein the bottom of the channel forms a first wall); and the surface of the working electrode forms a second wall of the sensing reservoir, opposite the first wall (Fig 2, wherein the electrodes are above the base and form a second wall). Claim(s) 10 is/are rejected under 35 U.S.C. 103 as being unpatentable over Sanati-Nezhad in view of Beech in further view of Murphy et al. (WO 2023017721 A1), hereinafter Murphy. Regarding claim 10, Sanati-Nezhad in view of Beech discloses the wearable sensor of claim 5. Beech further discloses wherein the surface of the working electrode comprises: one or more layers of gold nanoparticles (AuNPs) ([0034]: “The electrode 230 may be comprised of gold,”). However, they fail to disclose one or more layers of MXene formed over the one or more layers of AuNPs. Murphy discloses one or more layers of MXene formed over one or more layers of AuNPs ([0066]: “A slurry in which the MXene particles were dispersed in water at a concentration of 10 mg/mL was prepared. The slurry prepared above was spray-coated on a gold-deposited slide glass (on a gold-deposited surface), and dried in a vacuum oven (350 mm Torr) at 70°C overnight to form a conductive film of MXene particles on the gold-deposited slide glass… Thus, a biosignal sensing electrode sample was produced”). It would have been obvious to a person of ordinary skill in the art prior to the effective filing date to modify the electrode disclosed by Sanati-Nezhad as modified by Beech to include the MXene layer as disclosed by Murphy in order to improve the sensitivity of the electrode (Murphy [0003]). Claim(s) 11 is/are rejected under 35 U.S.C. 103 as being unpatentable over Sanati-Nezhad in view of Beech in further view of Heikenfeld (US 20200138347 A1). Regarding claim 11, Sanati-Nezhad in view of Beech discloses the wearable biosensor of claim 5, but fails to disclose wherein the biomarker is a reproductive hormone. Heikenfeld discloses a aptamer biosensor wherein the biomarker is a reproductive hormone ([0078]: “Sensor 920 is for estrogen, and sensor 922 is for progesterone, both of which have electrochemical aptamer-based sensors configured to operate at the analytes' natural concentration ranges found in biofluid”). It would have been obvious to a person of ordinary skill in the art prior to the effective filing date to modify the wearable biosensor disclosed by Sanati-Nezhad as modified by Beech to include detection of reproductive hormones as disclosed by Heikenfeld in order to obtain a more robust data set. Sanati-Nezhad further discloses the sensor assembly is configured to quantify the reproductive hormone to determine the concentration of the reproductive hormone with a sensitivity of 1 picomole ([0084]: “wherein the biosensors can detect enzymes and proteins in the sweat within the detection range of 1 pg/mL to 10 ng/ml”, as modified by Heikenfeld above). However, Sanati-Nezhad does not explicitly disclose the sensitivity being 1 picomole or less. It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify the angle of Sanati-Nezhad from between 1 picomole or less as applicant appears to have placed no criticality on the claimed range (applicant’s specification para [0097]: “a sensitivity of 100 picomoles or less, 10 picomoles or less, or even less than 1 picomole”) and since it has been held that “[i]n the case where the claimed ranges ‘overlap or lie inside ranges disclosed by the prior art' a prima facie case of obviousness exists”. In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In re Woodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990). Claim(s) 13 is/are rejected under 35 U.S.C. 103 as being unpatentable over Sanati-Nezhad in view of Beech in further view of Heikenfeld in further view of Hianik et al. (“Influence of ionic strength, pH and aptamer configuration for binding affinity to thrombin”, as cited by applicant’s IDS filed 09/05/2024). Sanati-Nezhad in view of Beech discloses the wearable sensor of claim 5, but fails to disclose wherein the sensor assembly further comprises: an ionic strength sensor configured to measure an ionic strength of the sweat sample; and a pH sensor configured to measure a pH level of the sweat sample. Heikenfeld discloses an ionic strength sensor configured to measure an ionic strength of the sweat sample ([0085]: “the device measures the ionic strength”, [0004]: “fluid sensing device capable of collecting a biofluid sample, such as … sweat,”); and a pH sensor configured to measure a pH level of the sweat sample ([0113]: “a pH sensor”, [0004]: “fluid sensing device capable of collecting a biofluid sample, such as … sweat,”). It would have been obvious to a person of ordinary skill in the art prior to the effective filing date to modify the wearable biosensor as disclosed by Santani-Nezhad as modified by Beech to include the ionic sensor and pH sensor as disclosed by Heikenfeld in order to obtain a more robust data set. Santani-Nezhad as modified by Beech and Heikenfeld fails to disclose wherein the wearable biosensor device is configured to calibrate readings from the working electrode based on measurements made by the ionic strength sensor and the pH sensor. Hianik disclose calibration of readings from a working electrode based on measurements made by a ionic strength sensor and a pH sensor (abstract: “analyzed how the method of immobilization of aptamer to a solid support, the aptamer configuration as well as variation in ionic strength and pH will affect the binding of thrombin to the aptamer.”, conclusion: “. Increased ionic strength resulted in a decrease of the sensitivity of the aptamer to the thrombin… Best sensitivity was obtained for pH 7.4–7.5, while increase or decrease of pH resulted in decrease of sensitivity of the aptamer sensor.”). It would have been obvious to a person of ordinary skill in the art prior to the effective filing date to modify the biosensor disclosed by Sanati-Nezhad in view of Beech and Heikenfeld to include the calibration disclosed by Hianik in order to account for the impact of pH and ionic strength on aptamer sensor efficacy (Hianik conclusion). Claim(s) 14 is/are rejected under 35 U.S.C. 103 as being unpatentable over Sanati-Nezhad in view of Makinen et al. (US 20240260860 A1). Santani-Nezhad discloses the wearable biosensor of claim 1 and further discloses a wherein the wearable biosensor device comprises: a disposable patch ([0011]: “the wearable apparatus comprises a smart patch”) the microfluidic module (Fig 31), and the sensor assembly (Fig 31), the disposable patch comprising an adhesive to directly adhere the disposable patch to the skin ([0045]: “the device is attached to the user using a medical adhesive”). Santani-Nezhad fails to disclose an iontophoresis module that stimulates production of the sweat sample and a FPCB coupled to the disposable patch, the FPCB configured to receive signals from the sensor assembly and power the wearable biosensor device, wherein the FPCB is configured to be worn around a finger of the user. Makinen discloses an iontophoresis module that stimulates production of the sweat sample ([0113]: “the wearable device 104 may perform iontophoresis, where an electrical current/voltage is used to stimulate sweat glands to produce sweat that may be collected”) and a FPCB coupled to the disposable patch ([0045]: “include one or more printed circuit boards (PCBs), such as flexible PCB (e.g., polyimide)”), the FPCB configured to receive signals from the sensor assembly and power the wearable biosensor device ([0045]: “the electronics/battery 210 may include surface mounted devices (e.g., surface-mount technology (SMT) devices) on a flexible PCB… the one or more substrates (e.g., one or more flexible PCBs) may include electrical traces that provide electrical communication between device electronics”), wherein the FPCB is configured to be worn around a finger of the user ([0018]: “such as a ring computing device (hereinafter “ring”) configured to be worn on a user's 102 finger,”). It would have been obvious to a person of ordinary skill in the art prior to the effective filing date to modify the wearable biosensor disclosed by Santani-Nezhad to include the iontophoresis module disclosed by Makinen in order to improve the rate of sweat collection. It would additionally have obvious to include the FCPB configured to be worn around a user’s finger as disclosed by Makinen in order to allow for less interference during physical activity (Makinen [0099]). Claim(s) 16 is/are rejected under 35 U.S.C. 103 as being unpatentable over Sanati-Nezhad in view Heikenfeld. Sanati-Nezhad discloses the wearable biosensor of claim 15, wherein: the first type of biomarker is a first type of female reproductive hormone; and the second type of biomarker is a second type of female reproductive hormone. Heikenfeld discloses a aptamer biosensor wherein a first type of biomarker is a first type of female reproductive hormone and a second type of biomarker is a second type of female reproductive hormone ([0078]: “Sensor 920 is for estrogen, and sensor 922 is for progesterone, both of which have electrochemical aptamer-based sensors configured to operate at the analytes' natural concentration ranges found in biofluid”). It would have been obvious to a person of ordinary skill in the art prior to the effective filing date to modify the wearable biosensor disclosed by Sanati-Nezhad to include detection of reproductive hormones as disclosed by Heikenfeld in order to obtain a more robust data set. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Beckley (US 20230064561 A1) – discloses aptamer monitoring of female reproductive hormones Any inquiry concerning this communication or earlier communications from the examiner should be directed to KAVYA SHOBANA BALAJI whose telephone number is (703)756-5368. The examiner can normally be reached Monday - Friday 8:30 - 5:30 ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jaqueline Cheng can be reached at 571-272-5596. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KAVYA SHOBANA BALAJI/Examiner, Art Unit 3791 /DANIEL L CERIONI/Primary Examiner, Art Unit 3791
Read full office action

Prosecution Timeline

Mar 14, 2024
Application Filed
May 05, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 2 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
19%
Grant Probability
85%
With Interview (+65.9%)
3y 7m (~1y 3m remaining)
Median Time to Grant
Low
PTA Risk
Based on 26 resolved cases by this examiner. Grant probability derived from career allowance rate.

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